Mildred Caban

Banco Popular de Puerto Rico accounts — Interest

Goldman Antonetti & Cordova, P.S.C Profit Sharing Plan — None — Closed

AIG American General Universal Life Policy — None

Goldman Antonetti & Cordova, PSC Employees Retire & Savings — None — Closed

Oriental Group DGI (Unit Investment Trust, no control) — None — Buy (add'l)

Oriental Group DGI (Unit Investment Trust, no control) — Int/Div — Sold (part)

Oriental Group IRA FACIL (Unit Inv. Trust, no control X) — None — Open

Oriental Group IRA FACIL (Unit Inv. Trust, no control X) — Int/Div — Closed

Oriental Group IRA CD (Unit Investment Truste, no control X — Interest — Open

Reimbursement — AMERICAN BANKRUPTCY INSTITUTE — 07/12-152012 — Breton Woods, NH — LEGAL SEMINAR (SPEAKER) — Transportation, meals and lodging

1) PART IL, GOLDMAN ANTONETT] & CORDOVA, P.S.C. PROFIT SHARING AGREEMENT WITH FORMER LAW FIRM WAS TERMINATED ON

8/31/2012 (Y),

2) PART VII, COLUMN A, LINE 2, PAGE 4 - NO CONTROL

3) PART VII, COLUMN D, LINE 2, PAGE 4 - CLOSED ON 8/31/2012 AND ALL FUNDS WERE TRANSFERRED TO ORIENTAL DGI (LINE 5) (ROLL

OVER).

4) PART VII, COLUMN A, LINE 4, PAGE 4-1 DID NOT CONTROL THE SELECTION OF ASSETS OR CATEGORY OF RISK. THEREFORE, |

PROVIDED THE SPECIFIC NAME OF THE FUND AND DID NOT LIST THE UNDERLYING ASSETS.

5) PART VII, COLUMN D, LINE 4, PAGE 4- CLOSED ON 3/12/2012 AND ALL FUNDS WERE TRANSFERRED TO ORIENTAL DGI (LINE $),

ORIENTAL IRA FACIL (LINE 6) AND ORIENTAL IRA CD (LINE 7) (ROLL OVER).

6) PART VII, COLUMN A, LINE 5, PAGE 4 - ACCORDING TO THE CHIEF COMPLIANT OFFICER OF ORIENTAL, THE IRA IS A COMMINGLED

UNIT INVESTMENT TRUST OR A COMMINGLED TRUST, WHICH | HAVE NO CONTROL OF THE INVESTMENTS AND THE RISK CATEGORY

T) PART VII, COLUMN D, LINE 5, PAGE 4-ROLL OVER FROM LINES 2 (8/31/2012) AND 4 (3/16/2012).