Sarah Netburn

ACCOUNT #1

Alps ETF — Dividend

Egshares Emerging Markets Consumer ETF — Dividend — Sold

First Trust ISE-REV NAT GAS — Dividend — Sold

FT NASDAQ Tech DVD Index Fund ETF — Dividend — Buy

FT NASDAQ Tech DVD Index Fund ETF — Sold

Greenhaven Continuous Commodity Index Fund DE — Dividend — Sold

iShares DJ Select Divid Index Fund — Dividend

iShares NASDAQ Biotechnology Index Fund — Dividend

iShares US Real Estate — Dividend — Buy

Market Vectors Gold Miners ETF — Dividend — Sold (part)

Market Vectors Gold Miners ETF — Sold

Pimco 1-5 Yr US Tips Index ETF — Interest

Vanguard Index Funds Vanguard Small Cap ETF — Dividend — Sold (part)

iShares Barclays 1-3 Yr Credit Bond Fund — Dividend

iShares Barclays 1-3 Yr Treas. Bond FD — Interest — Sold (part)

iShares Barclays TIPS Bond Fund — Interest

iShares IBOXX High Yield Corp Bond — Interest

iShares S&P 500 Value — Interest — Buy (add'l)

iShares S&P 500 Value — Buy (add'l)

iShares S&P 500 Value — Sold (part)

iShares Trust S&P 500 Growth Index Fund DE — Interest — Buy (add'l)

iShares Trust S&P 500 Growth Index Fund DE — Buy (add'l)

iShares Trust S&P 500 Growth Index Fund DE — Sold (part)

iShares S&P 100 Index Fund DE — Interest

iShares Gold Trust ETF — Interest — Sold (part)

iShares Gold Trust ETF — Sold (part)

iShares Gold Trust ETF — Sold

iShares TR FLTG Rate NT ETF — Dividend — Buy

JPM Chase Capital XXVII 7.200% Due 12/22/39 Callable — Interest

Powershares Exchange Traded FD TR FINL PFD Portfolio — Dividend

Vanguard Short Term Corporate BD ETF — Interest

Powershares DB Commodity Index Tracking Fund — Dividend — Buy (add'l)

Powershares DB Multi Sector Commodity TR DB Agriculture Fund — Dividend — Buy (add'l)

SPDR Gold Trust — Dividend — Sold (part)

SPDR Gold Trust — Sold

SPDR Metals and Mining — Dividend — Buy

SPDR S&P Emerging Markets ETF DE — Dividend

SPDR SER TR Barclays Cap Conv ETF — Dividend

SPDR Barclayes Convertible SEC ETF — Dividend — Sold

Vanguard Index Funds MFD INC FSTE ALL — Dividend

Vanguard Index Funds Mid Cap — Dividend — Sold (part)

Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX-U — Dividend — Buy (add'l)

Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX-U — Buy (add'l)

Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX-U — Sold (part)

Vanguard Info Tech — Dividend — Buy

Columbia Aggressive Growth NY 529 Portfolio Class A — Int./Div.

IRA #1 — Dividend

UBS Pace Money Market Investment Fund Class P

Calamos Convertible Fund Class A

DWS Dreman Small Cap Value Fund Class A

Eaton Vance Richard Bernstein Equity

Federated Kaufman Fund Class A

Goldman Sachs Mid Cap Value Fund Class A

Olstein All Cap Value Fund Advisor Class

Henderson Global Investors Intl Opportunities Fund A

Oppenheimer Developing Markets Fund CL A

Oppenheimer Equity Income Fund Inc. Cl A

Blackrock Inflation Protected Bond A

Calvert Short Duration Income Fund Class A — Sold (part)

JP Morgan Short Duration Bond Fund Class A

Pimco Real Return Fund Class A — Sold (part)

Pimco Real Return Fund Class A — Sold (part)

Pimco Real Return Fund Class A — Sold (part)

Pimco Total Return Fund Class A

Putnam Voyager Fund Inc. Cl A

UBS Bank USA Deposit Account — Interest

UBS Select Prime Investor Fund — Interest

RMA Money Mkt Portfolio — None

IRA # 2 — Int./Div.

UBS Bank USA Deposit Account

Eaton Vance Richard Bernstein Equity

IRA #3 — Int./Div.

Alps ETF — Buy (add'l)

iShares S&P 500 Value ETF

iShares S&P 500 Growth

First Trust ISE-REV Nat Gas — Sold (part)

Egshares Emerging Markets Consumer ETF — Sold

iShares S&P 100 Index Fund DE

SPDR S&P Emerging Markets ETF DE

SPDR Metals & Mining ETF DE — Buy

SPDR Metals & Mining ETF DE — Buy (add'l)

SPDR Metals & Mining ETF DE — Buy (add'l)

Vanguard Intl Equity Index FD Inc FSTE ALL — Sold (part)

Vanguard Index Funds Vanguard Mid Cap ETF DE — Sold (part)

Vanguard Index Funds Vanguard Small Cap ETF DE — Sold (part)

iShares Barclays Tips Bond Fund — Sold

iShares Barclays Gold Trust ETF DE — Buy

iShares Barclays Gold Trust ETF DE — Buy (add'l)

iShares Barclays Gold Trust ETF DE — Sold (part)

iShares Barclays Gold Trust ETF DE — Sold (part)

iShares Barclays Gold Trust ETF DE — Sold

iShares US Real Estate ETF — Buy

Powershares DB Multi Sector Commodity TR DB Agriculture Fund — Buy (add'l) — See line 134 of 2012 Rpt.

Powershares DB Commodity Index Tracking Fund — Buy (add'l) — See line 133 of 2012 Rpt.

Vanguard Sector Index FD Information Tech ETF — Buy — See transaction column D.

Vanguard Short Term Corporate BD ETF DE — See line 160 of 2012 Rpt.

Vanguard Ftse All World — Buy

iShares 1-3 Treas Bond

Greenhaven Continuous Commodity Index Fund DE — Sold

iShares S&P 500 Value — Sold

iShares S&P 500 Growth — Sold

Vanguard Inex Funds (VB) -- F/K/A Vanguard Index Funds Small Cap — Sold

Vanguard Inex Funds (VO) — Sold

IRA #4 — Int./Div.

JRHOX — Buy

Buckeye Delta Fund LP (no control) — Dividend

Spouse's income — 2013 — Cuti Hecker Wang -- salary

With respect to Buckeye Delta Fund LP (listed in Part VII), in addition to dividend income, this fund generated income through capital gains, expenses and

unrealized appreciation. "iShares FTSE/XINHUA China 25 Index Fund" was listed on my 2012 Report in error. There is no record of our having ever owned this

asset. It therefore does not appear in this 2013 report. In my 2012 Report, I inadvertantly left out Vanguard Inex Funds (VB) and Vanguard Inex Funds (VO)

(found at lines 109 and 110 in Part VII) as assets held within IRA #3. Accordingly, those assets are reflected here (and were sold in full in 2013) but they did not

appear on the 2012 Report. Finally, in my 2012 Report, I inadvertantly omitted retirement account from law firm. That account was funded in

2012 with a $50,000 contribution (JRHOX), and earned income of $5,267.88 in 2012.