Gerard E. Lynch

Citibank Accounts — Interest

Merrill Lynch Money Market — Interest

Ameriprise Money Market — Interest

Blackrock NY Muni Inc. Tr. — Dividend

Gabelli Utility Trust PFD — Dividend

ING Savings Account — Interest

AGIC Con. Fd. — Dividend

ING Global Equity Fund — Dividend

PIMCO NY Muni Inc. Fd. — Dividend

Blackrock Global Allocation B — Dividend

Triborough BTA Bonds — None

Alliance Bernstein Gr./Inc. Fund A&B — Dividend — Sold

Eaton Vance Enhanced Equity Fd. — Dividend

Eaton Vance Tax Managed Global Fund — Dividend

Nuveen Municipal Value — Dividend

Oppenheimer Main St. A — Dividend — Sold

PIMCO Income Strategy Fd. — Dividend

Putnam Int'l. Gr. Fund — Dividend

Alpine Total Dynamic Div. Fd. — Dividend

Invesco Tax Free Int. Shares — Dividend

Eaton Vance Floating Rate Inc. Tr. — Dividend

Rochester Muni Fd. CI A — Dividend

Templeton Dev. Mkt. Trust A — Dividend

Rydex Inverse Govt. Long Bond Strategy — None

Franklin Utilities — Dividend

SunAmerica Focused Small Cap — None

TIAA-CREF — None

Franklin Income Fd. C — Dividend

ING Risk Managed Nat. Res. Fd. — Dividend

Nuveen Global Fd. — Dividend

NYC Bonds — Interest — Redeemed (part)

Port Authority Bonds — Interest

NYS Dorm Auth. Bonds — Interest

Hartford Cap. Apprec. Fd. — Dividend

Fidelity Adv. Div. Int'l. — Dividend

Metro Trans. Auth. NY — Interest — Redeemed

Lord Abbett NY T/F — Interest

PIMCO Long-term U.S. GOVT. — Interest

Putnam Amer-govt. Income FD — Interest

Columbia NY Tax Exp. Cl. A — Interest

Fidelity Adv. Govt. Income FD — Interest

Franklin U.S. Govt. Sel. FD — Dividend — Sold (part)

Lord Abbett Short Duration Income FD — Dividend

Hartford Inflation Plus FD — Dividend

Rental Property, Manhattan, New York, NY (2002, $272,500) — Rent

SPDR Series Trust — Dividend — Sold

Nassau County Bonds — Interest

Franklin NY Tax Free — Interest

Fidelity Adv. Strategic — Dividend

Vanguard Consumer Staples — Dividend

Vanguard Info Tech — Dividend

Vanguard Emerg. Mkts. — Dividend

Vanguard High Dvd. Yield — Dividend

New York, NY Ser. J Subser J1 — Interest

New York, NPFG RF Ser. P — Interest

Vanguard Total Stock Market ETF — Dividend

Vanguard Total Bond Market ETF — Dividend

Green Haven Continuous Commodity Index Fund — None

Nuveen Int-Dur. Mun. Term Fund — Dividend

Blackrock Mun. Target Term Trust — Dividend

Legg Mason Western Asset Municipal Income — Dividend

Discover Bank CD — Interest — Redeemed

Vanguard FTSE All World ETF — Dividend — Buy

Vanguard REIT Index ETF — Dividend — Buy

GE Cap. Bank CD — Interest — Buy

Susquehanna CD — Interest — Buy

State Bank of India CD — None — Buy

Goldman Sachs Technology Fd. — Dividend — Buy

Nuveen Santa Barbara Div. G. Fund — Dividend — Buy

Professor of Law, Columbia University

Reimbursement — Federal Bar Council — Feb. 16 - 23 — Curacao, N.A. — Bar Association Conference — Transportation, Lodging, Meals

Reimbursement — Vanderbilt University — Mar. 29 - 31 — Nashville, TN — Academic Conference — Transportation, Lodging, Meals

Reimbursement — American Law Institute — May 19 - 21 — Washington, DC — Professional Association Meeting — Transportation, Lodging, Meals

Reimbursement — International Bar Association — Oct. 10 - 13 — Boston, MA — Bar Association Conference — Transportation, Lodging, Meals

Income — 1/1/13 — Columbia University — $26,394.96

Spouse's income — 1/1/13 — Flushing Hospital

Spouse's income — 1/1/13 — Private Practice of Psychotherapy

Part VII. Investments and Trusts.