Thomas M. DiGirolamo

2013

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What was filed

  • 123

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

As filed

Wells Fargo Advisors #1

Wells Fargo Bank Deposit Sweep — Interest

Wells Fargo Advisors #2

Wells Fargo Bank Deposit Sweep — Interest

American Funds Tax-exempt Fund Maryland CL-C — Dividend

Wells Fargo Advisors Municipal Account

Wells Fargo Bank Deposit Sweep — Interest

University MD Sys Aux Fac & Tuition Rev Prerefunded SrA — Interest — Redeemed

Puerto Rico Comwlth G/O Unltd B/E — Interest

Maryland St St & Loc Facs Ln 2nd Ser G/O B/E 7/15/20 — Interest

Ocean City MD Rfdg Mun Purp G/O Unltd B\E 10/01/20 — Interest — Sold

South Carolina St Pub Svc Auth Rev Rfdg Ser A G/O B/E — Interest

Charles Cnty MD Rfdg Cons Pub Impt G/O B\E — Interest

Knox Cnty TN Hlth Edl & Hsg Fac Brd Hsp Rev Rfdg Ser A — Interest — Sold

Massachusettes Bay Trans Auth Ma Genl Trans Sys Ser C — Interest

Milwaukee WI Rfdg Prom Nts Ser N2 G/O Unltd B\E 5/1/22 — Interest

Maryland St Transn Auth Transn Facs Prjs Rev Rfdg B\E — Interest — Sold

Annapolis MD Rfdg Pub Impts G/O B\E — Interest

Prince Georges Cnty Md Cons Pub Imp Ser A G/O LTD B\E — None — Buy

Maryland St St & Loc Facs 1st Ser A Book Entry G/O — None — Buy

Baltimore Md Cons Pub Impt Ser A G/O Unltd B\E — Interest — Buy

MD St Hlth & High EFA Rev Rfdg Johns Hopkins Univ Ser A — None — Buy

MD St Hlth & High EFA Rev The Johns Hopkins Hlth Sys Ob — None — Buy

MD St Hlth & High EFA Rev The Johns Hopkins Hlth Sys Ob — Sold

Wells Fargo Advisors IRA #1

Wells Fargo Bank Deposit Sweep — Interest

Blackrock Global Alloc Global Allocation Inst — Dividend — Buy (add'l)

Blackrock Global Alloc Global Allocation Inst — Buy (add'l)

First Eagle Fds Inc Global Fd CL 1 — Dividend — Buy (add'l)

First Eagle Fds Inc Global Fd CL 1 — Sold (part)

Forward Fds Tactical Growth Fd CL M — Dividend — Buy (add'l)

Forward Fds Tactical Growth Fd CL M — Buy (add'l)

Goldman Sachs Tr Dynamic Allocation Fd CL Institutional — Dividend — Sold (part)

Goldman Sachs Tr Dynamic Allocation Fd CL Institutional — Buy (add'l)

Goldman Sachs Tr Dynamic Allocation Fd CL Institutional — Buy (add'l)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — None — Buy (add'l)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Sold (part)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Sold (part)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Buy (add'l)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Sold (part)

Ivy Fds Inc Asset Strategy Fd CL 1 — Dividend — Sold (part)

Ivy Fds Inc Asset Strategy Fd CL 1 — Buy (add'l)

Kinetics Mut Fds Inc Paradigm Fund Instl CL — Dividend — Sold (part)

Kinetics Mut Fds Inc Paradigm Fund Instl CL — Sold (part)

American Fds Inc New CL F-1 — Dividend — Sold (part)

American Fds Inc New CL F-1 — Buy (add'l)

Oppenheimer Global Fd CL Y — Dividend — Sold (part)

Oppenheimer Global Fd CL Y — Sold (part)

Unified Series Trust Roosevelt Multi-Cap Fd — Dividend — Buy (add'l)

Unified Series Trust Roosevelt Multi-Cap Fd — Sold (part)

Thornburg Invt Tr Global Opportunities Fd CL 1 — Dividend — Sold (part)

Thornburg Invt Tr Global Opportunities Fd CL 1 — Sold (part)

Thornburg Invt Tr Global Opportunities Fd CL 1 — Sold (part)

Professionally Mgd Fd Ptfl Ostweis Funds — Dividend — Sold (part)

Professionally Mgd Fd Ptfl Ostweis Funds — Sold (part)

Delaware Funds Select Growth Fd - 1 — Dividend — Buy (add'l)

Delaware Funds Select Growth Fd - 1 — Sold (part)

Wells Fargo Advisors IRA #2

Wells Fargo Bank Deposit Sweep — Interest

Invesco Global Real Estate Y — Dividend — Sold (part)

Invesco Global Real Estate Y — Buy (add'l)

Managers Amg Fds Timessquare Mid Cap Growth Fd — Dividend — Sold (part)

Managers Amg Fds Timessquare Mid Cap Growth Fd — Sold (part)

Blair William Fds Intl Growth Fd CL 1 — Dividend — Sold (part)

Blair William Fds Intl Growth Fd CL 1 — Buy (add'l)

Advisors Inner Circle Fd Cambiar Oppty Fd Instl CL — Dividend — Sold (part)

Advisors Inner Circle Fd Cambiar Oppty Fd Instl CL — Sold (part)

Delaware Group Adviser Fds Inc US Growth Port Instl CL — Dividend — Buy (add'l)

Delaware Group Adviser Fds Inc US Growth Port Instl CL — Sold (part)

Delaware Group Equity Fds II - Value Fd Instl CL — Dividend — Sold (part)

Delaware Group Equity Fds II - Value Fd Instl CL — Sold (part)

Dreyfus Appreciation Fd Inc — Dividend — Buy (add'l)

Dreyfus Appreciation Fd Inc — Buy (add'l)

DWS Value Ser Inc Small Cap Value Fd CL S — Dividend — Sold (part)

DWS Value Ser Inc Small Cap Value Fd CL S — Sold (part)

DWS Value Ser Inc Small Cap Value Fd CL S — Sold

First Eagle Funds Sogen Overseas Fund CL 1 — Dividend — Buy (add'l)

First Eagle Funds Sogen Overseas Fund CL 1 — Buy (add'l)

RS Invt Tr Emerging Mkts Fd CL Y — None — Sold

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — None — Sold (part)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Sold (part)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Buy (add'l)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Sold (part)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Buy (add'l)

Goldman Sachs Tr Finl Square Treas Instrs Fd Instl CL — Sold (part)

Hancock John Cap Ser Classic Value Fund CL 1 — Dividend — Sold (part)

Hancock John Cap Ser Classic Value Fund CL 1 — Sold (part)

Harbor Fund Intl Fd Instl Class — Dividend — Sold (part)

Harbor Fund Intl Fd Instl Class — Buy (add'l)

Eagle Small Cap Growth Fund Class 1 — Dividend — Sold (part)

Eagle Small Cap Growth Fund Class 1 — Sold (part)

Hotchkis & Wiley Fds Mid Cap Value Fd CL 1 — Dividend — Sold (part)

Hotchkis & Wiley Fds Mid Cap Value Fd CL 1 — Sold (part)

Keeley Fds Inc Small Cap Value Fd CL 1 Shrs — Dividend — Sold (part)

Keeley Fds Inc Small Cap Value Fd CL 1 Shrs — Sold (part)

Keeley Fds Inc Small Cap Value Fd CL 1 Shrs — Sold (part)

Lazard Fds Inc Emerging Mkts Port Instl SHS — Dividend — Buy

Lazard Fds Inc Emerging Mkts Port Instl SHS — Buy (add'l)

Lazard Fds Inc Emerging Mkts Port Instl SHS — Buy (add'l)

Morgan Stanley Instl Fd Trust Mid Cap Grwth Port Class — Dividend — Sold (part)

Morgan Stanley Instl Fd Trust Mid Cap Grwth Port Class — Sold (part)

Wells Fargo Funds Tr Emerging Growth Fund Instl Class — Dividend — Buy (add'l)

Wells Fargo Funds Tr Emerging Growth Fund Instl Class — Sold (part)

Oppenheimer Dev Mkts CL Y — Dividend — Buy (add'l)

Oppenheimer Dev Mkts CL Y — Buy (add'l)

Pimco Fds Pac Invt Mgmt Ser - Cmtdy Real Return Strat F — Dividend — Buy (add'l)

Pimco Fds Pac Invt Mgmt Ser - Cmtdy Real Return Strat F — Buy (add'l)

Security Equity Fd Mid Cap Value Ser CL A — Dividend — Sold (part)

Security Equity Fd Mid Cap Value Ser CL A — Sold (part)

Touchstone Strategic Large Cap Growth Fd CL Y — Dividend — Buy (add'l)

Touchstone Strategic Large Cap Growth Fd CL Y — Buy (add'l)

Victory Portfolios Small Co Oppty Fd CL 1 SHS — Dividend — Buy

Tiaa-Cref Retirment Accounts

Tiaa Traditional Account — Interest

Cref Stock Account — Dividend

Cref Growth Account — Dividend

Cref Global Equities Account — Dividend

Tiaa Real Estate — Dividend

Cref Infl Linked Bond — None

Valic Annuity Accounts

Large Cap Account — Dividend

Fixed Income Account — Interest

Capital One Accounts — None

VII. Investments and Trusts

1. The accounts listed on lines 8 - 10 and lines 161 - 163 on the 2012 FDR are omitted from the 2013 FDR because the owner is no longer a dependent.

2. The accounts listed on lines 165 - 166 of the 2012 FDR have been aggregated and are now listed on line 130 of the 2013 FDR as "Capital One Accounts".

f

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Thomas M. DiGirolamo | Frix