Sheri Bluebond

Flyer Technologies, LLC, equity interest — Dividend

Scholarshare Active Age-Based Portfolio — None

Trust #1 (H)

Microsoft, common stock — Dividend

Wells Fargo Bank (Cash Accounts) — Interest

Stamps.com, common stock — None

First Eagle Global Mutual Fund — Dividend

Fidelity Gov't Cash Reserve fka Fidelity Municipal Money Market Fund — Dividend

Fidelity California Municipal Income Fund — Dividend — Sold (part)

Fidelity California Municipal Income Fund — Sold (part)

Fidelity Large Cap Stock Fund — None — Buy

Fidelity Large Cap Stock Fund — Sold

Fidelity SAI US Treas Bond Index Fund — Dividend — Buy

Fidelity SAI US Treas Bond Index Fund — Sold

Deutsche (DWS) Mngd Muni Bd Fd — Dividend

Invesco Int'l Growth Fund — None — Sold

Artisan Small Cap Fund Investor CL — Dividend

Fidelity Growth Company Fund — Dividend — Sold (part)

Fidelity Growth Company Fund — Sold (part)

IShares Russell 1000 ETF — Dividend — Sold (part)

IShares TR Russell Midcap ETF — Dividend

IShares Russell 1000 Growth ETF — Dividend

IShares S&P Sm Cap 600 Value — Dividend — Buy (add'l)

IShares S&P Sm Cap 600 Value — Sold (part)

IShares S&P Sm Cap 600 Value — Buy (add'l)

IShares S&P Sm Cap 600 Value — Sold (part)

IShares S&P Sm Cap 600 Value — Sold

IShares Inc. Core MSCI Emerg Markets — None — Sold

IShares Russell Midcap Value Index ETF — Dividend

IShares TR US Treas. Bond ETF — Dividend — Buy (add'l)

IShares TR US Treas. Bond ETF — Sold (part)

IShares TR US Treas. Bond ETF — Sold (part)

IShares TR US Treas. Bond ETF — Sold (part)

IShares TR US Treas. Bond ETF — Sold (part)

IShares US Real Estate ETF — Dividend — Buy

IShares US Real Estate ETF — Sold

IShares Edge MSCI USA Quality Factor — Dividend — Buy

IShares Edge MSCI USA Quality Factor — Sold (part)

IShares Edge MSCI USA Quality Factor — Sold (part)

IShares Edge MSCI USA Quality Factor — Sold

IShares S&P Midcap 400 Value ETF — Dividend — Buy

IShares S&P Midcap 400 Value ETF — Sold (part)

IShares TIPS Bond ETF — None — Buy

IShares TIPS Bond ETF — Sold

MFS Int'l Diversification Fund A — Dividend — Sold (part)

MFS Int'l Intrinsic Value Fund CL A — Dividend

T Rowe Price Tax Free High Yield — Dividend — Sold (part)

T Rowe Price Tax Free High Yield — Sold (part)

T Rowe Price Tax Free High Yield — Sold (part)

T Rowe Price New Era Fund — Dividend — Sold

T Rowe Price Overseas Stock I, TROIX — Dividend — Buy

Vanguard Index FDS Vanguard Value — Dividend

Vanguard Index FDS Vanguard Growth — Dividend

Vanguard Real Estate ETF Fund — Dividend — Buy

Vanguard Real Estate ETF Fund — Sold (part)

Vanguard Real Estate ETF Fund — Buy (add'l)

Vanguard Real Estate ETF Fund — Sold (part)

Vanguard Real Estate ETF Fund — Sold (part)

Wells Fargo Muni Bond Fd-Admin CL — Dividend

Causeway Emerging Markets Fund — Dividend — Buy (add'l)

Causeway Emerging Markets Fund — Sold (part)

Causeway Int'l Value Investor Fund — Dividend — Buy

Causeway Int'l Value Investor Fund — Sold (part)

Causeway Int'l Value Investor Fund — Buy (add'l)

Causeway Int'l Value Investor Fund — Sold (part)

Vanguard Sector Index FDS Vanguard (Vanguard Fin'ls ETF) — Dividend — Sold (part)

Aberdeen Emerging Markets FD — Dividend — Sold (part)

Aberdeen Emerging Markets FD — Buy (add'l)

Aberdeen Emerging Markets FD — Buy (add'l)

Aberdeen Emerging Markets FD — Sold (part)

Oakmark Int'l Investor FD — None — Sold (part)

Oakmark Int'l Investor FD — Buy (add'l)

Oakmark Int'l Investor FD — Sold

Blackrock Nat'l Muni Fund — Dividend — Buy (add'l)

Blackrock Nat'l Muni Fund — Sold (part)

Blackrock Nat'l Muni Fund — Sold (part)

Blackrock Nat'l Muni Fund — Sold (part)

Mainstay (Mackay)Tax Free Bd Cl A — Dividend

Strategic Adv. Tax Short Duration Fund — Dividend — Buy (add'l)

Strategic Adv. Tax Short Duration Fund — Buy (add'l)

Strategic Adv. Tax Short Duration Fund — Buy (add'l)

Strategic Adv. Tax Short Duration Fund — Sold (part)

Strategic Adv. Tax Short Duration Fund — Sold (part)

Strategic Adv. Tax Short Duration Fund — Sold (part)

Strategic Adv. Tax Short Duration Fund — Sold (part)

Strategic Adv. Tax Short Duration Fund — Sold (part)

Franklin CA Tax Free Income Class I Fund — Dividend

DFA Emerging Mkts Core Equities Fund — Dividend — Buy

DFA Emerging Mkts Core Equities Fund — Sold (part)

Delaware Tax Free Class A — Dividend — Buy

Delaware Tax Free Class A — Sold (part)

Delaware Tax Free Class A — Sold (part)

Delaware Tax Free Class A — Sold (part)

Dodge & Cox Int'l Stock Fund — Dividend — Buy

Dodge & Cox Int'l Stock Fund — Sold (part)

Goldman Sachs Emerg Mrkts Equity Fund — Dividend — Buy

Goldman Sachs Emerg Mrkts Equity Fund — Sold (part)

Harbor Int'l Inst Fund — Dividend — Buy

Harbor Int'l Inst Fund — Sold (part)

Harbor Int'l Inst Fund — Sold (part)

JP Morgan Small Cap Equity Class A Fund — Dividend — Buy

JP Morgan Small Cap Equity Class A Fund — Sold (part)

LSV Value Investor Equity Fund — None — Buy

LSV Value Investor Equity Fund — Sold (part)

LSV Value Investor Equity Fund — Buy (add'l)

LSV Value Investor Equity Fund — Sold

Transamerica Int'l Fund — None — Buy

Transamerica Int'l Fund — Sold

Member, Board of Trustees, Los Angeles Bankruptcy Forum

Trustee, Trust No. 1

Member, Board of Governors, American College of Bankruptcy Foundation

Member, Board of Governors, National Conference of Bankruptcy Judges

Spouse's income — 2020 — GlassRatner Advisory & Capital Group LLC (now known as B. Riley Financial, Inc. due to merger/acquisition) -- Salary

The entries that appear in Part VII of this report refer to my assets (with the exception of line 2, which refers to 529 accounts held for the benefit of others). I am

not reporting assets that belong to my spouse, as, due to a premarital agreement, these assets are the sole financial interest and responsibility of my spouse and are

not derived from any of my assets, income or activities. I, as the reporting person, do not derive or expect to derive a benefit of any kind from my spouse's assets

and have no knowledge of the assets or activities related to these assets.