Alan Neil Bloch

What was filed

612
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

Make-A-Wish Foundation of Western Pennsylvania (non-profit corporation)

As filed

Philadelphia PA Gas Works Bond (12th Series) — Interest — Redeemed

Coatesville PA Area School District Bond — Interest — Redeemed

TransCanada TR Co. Bond — Interest — Buy

TransCanada TR Co. Bond — Sold (part)

TransCanada TR Co. Bond — Sold

Interest-PNC Bank- Checking; Virginia Manor Shops, Pgh. — Interest

Gabelli Equity Trust — Dividend — Buy (add'l)

AMG Funds (Yacktman Focused Funds) Class I — Dividend

Columbia Dividend Inc. Fund Instit. Class — Dividend

Federated Funds (Federated MDT Mid Cap Growth Fund - CL IS) — Dividend

Fenimore Asset Mgmt. TR (Fam. Dividend Focused Fund) — Dividend

First Eagle Funds (First Eagle Global - Class I) — Dividend

Wasatch Funds (Small Cap Value Fund - Institutional Class I) — Dividend

Parnassus Income (Core Equity Fund - Instit. Class Shares) — Dividend

Pimco Invt. Grade Credit Bond Fund Inst. — Dividend

Legg Mason Funds (Clearbridge Large Cap Growth Fund - Class I) — Dividend — Sold (part)

Legg Mason Funds (Clearbridge Large Cap Growth Fund - Class I) — Sold (part)

AIG Focused Dividend Strat. Fund CL W — Dividend

Value Line Asset Allocation Fund (INC Class - Instit.) — Dividend — Sold (part)

Eaton Vance Tax Adv. Div. Inome. Fund — Dividend — Buy

Eaton Vance Tax Adv. Div. Inome. Fund — Sold

Cohen & Steers PFD Secs. and Inc. FD Inc. CL SMA — Dividend — Buy

Cohen & Steers PFD Secs. and Inc. FD Inc. CL SMA — Buy (add'l)

Cohen & Steers PFD Secs. and Inc. FD Inc. CL SMA — Sold (part)

Cohen & Steers PFD Secs. and Inc. FD Inc. CL SMA — Buy (add'l)

Cohen & Steers PFD Secs. and Inc. FD Inc. CL SMA — Sold (part)

(Lines 37-612 are common stock unless otherwise noted)

Abbvie Inc. — Dividend

AT&T Inc. — Dividend — Sold

Exxon Mobile Corp. XOM (Margin) — Dividend — Sold

American Electric. 6.125% PFD — Dividend — Buy

Essential Utils. Inc./Aqua America Inc. 6% PFD — Dividend

AT&T Inc. 5.625% PFD (unsecured) — Dividend

Becton Dickinson 6.125% PFD (Series A) — Dividend — Sold

Becton Dickinson 6% PFD (Series B) — Dividend — Buy

Broadcom Inc. 8% PFD (Series A) — Dividend — Buy

Capital One FIN 6% PFD (Series H) — Dividend — Buy

Crown Castle 6.875% PFD (Series A) — Dividend — Sold

Dominion Energy Inc. PFD (Series A) — Dividend

Ebay Inc. 6% PFD — Dividend

Energizer Holdings Inc. 7.5% PFD (Series A) — Dividend — Sold

GMAC Cap. Trust I PFD (Series 2) — Dividend — Buy

Goldman Sachs FLT RT Non-Cum PFD — Dividend — Buy

Int'l Flavors & Fragrances PFD — Dividend — Sold (part)

Int'l Flavors & Fragrances PFD — Buy (add'l)

KKR & Co. Inc. 6% PFD (Series C) — Dividend — Buy

Nextera Energy 6.219% PFD — Dividend — Buy

PNC Fin. Svs. 5.375% PFD (Series Q) — Dividend — Redeemed

Qwest Corp. 6.625% PFD — Dividend — Redeemed (part)

Qwest Corp. 6.625% PFD — Redeemed

Southern Corp. 6.75% PFD (Series A) — Dividend — Buy

Southern Corp. 6.75% PFD (Series A) — Buy (add'l)

Stanley Black & Decker 5.25% PFD — Dividend — Buy (add'l)

US Bancorp 5.15% PFD (Series H) — Dividend — Sold

Abbvie Inc. — Dividend — Sold

Altria Group, Inc. — Dividend — Sold (part)

Altria Group, Inc. — Sold

AIG — Dividend — Buy (add'l)

AIG — Sold

AIG — Buy

AIG — Buy (add'l)

AmCorp — Dividend — Sold

American Tower Corp. REIT — Dividend — Buy (add'l)

American Tower Corp. REIT — Sold (part)

American Tower Corp. REIT — Buy (add'l)

AmGen Inc. — Dividend — Sold (part)

AmGen Inc. — Sold

Analog Devices Inc. — Dividend

Anheuser-Busch Imbev. — Dividend — Buy (add'l)

Anheuser-Busch Imbev. — Sold (part)

Anheuser-Busch Imbev. — Sold

Apollo Global Mgmt. - Class A — Dividend — Buy (add'l)

Apollo Global Mgmt. - Class A — Buy (add'l)

Apple Inc. — Dividend

Ares Capital Corp. — Dividend

AT&T Inc. — Dividend — Sold

Bank of America Corp. — Dividend — Buy (add'l)

Bank of America Corp. — Sold (part)

BCE Inc. — Dividend — Sold

Becton Dickinson & Co. — Dividend — Buy

Becton Dickinson & Co. — Buy (add'l)

Blackstone Group Inc. Class A — Dividend

Boston Properties Inc. REIT — Dividend — Buy

Boston Properties Inc. REIT — Buy (add'l)

BP PLC — Dividend — Sold

British American. Tob. — Dividend — Sold

Broadcom Inc. — Dividend — Buy

Broadcom Inc. — Buy (add'l)

Broadridge Fin. Solutions — Dividend

CDN Imperial Bank — Dividend — Sold

Charles Schwab 5.95% PFD (Series D) — Dividend — Buy

Charles Schwab 5.95% PFD (Series D) — Sold

Carnival Corp. — Dividend — Buy

Carnival Corp. — Sold

Carrier Global Corp. — Dividend — Buy

Carrier Global Corp. — Sold (part)

Carrier Global Corp. — Sold

Chevron Corp. — Dividend — Buy (add'l)

Chevron Corp. — Sold (part)

Chevron Corp. — Sold

Chevron Corp. — Buy

Chubb Ltd. — Dividend

Cisco Systems — Dividend — Buy (add'l)

Cisco Systems — Buy (add'l)

Cisco Systems — Sold (part)

Cisco Systems — Sold

Cisco Systems — Buy

Cisco Systems — Sold

Cisco Systems — Buy

Coca-Cola Co. — Dividend — Sold (part)

Coca-Cola Co. — Sold (part)

Coca-Cola Co. — Buy (add'l)

Colgate-Palmolive Co. — Dividend — Buy

Comcast Corp. New CL A — Dividend

DIAGEO PLC — Dividend

Digital Realty Trust Inc. — Dividend

Walt Disney Co. — Dividend — Sold (part)

Walt Disney Co. — Sold (part)

Dominion Energy. Inc. — Dividend — Sold (part)

Dominion Energy. Inc. — Sold

Dow Inc. — Dividend — Buy (add'l)

Dow Inc. — Sold (part)

Dow Inc. — Buy (add'l)

Duke Energy Corp. — Dividend — Sold

Ecolab Inc. — Dividend — Buy (add'l)

Ecolab Inc. — Buy (add'l)

Edison Int'l — Dividend — Buy (add'l)

Edison Int'l — Buy (add'l)

Edison Int'l — Sold

Edison Int'l — Buy

Enbridge Inc. — Dividend — Sold (part)

Enbridge Inc. — Sold

Enbridge Inc. — Buy

Entergy Corp. New — Dividend

Exxon Mobile Corp. — Dividend — Buy

Exxon Mobile Corp. — Sold (part)

Exxon Mobile Corp. — Sold

Fastenal Co. — Dividend

FNF Group — Dividend — Buy (add'l)

Gilead Sciences Inc. — Dividend — Buy (add'l)

Gilead Sciences Inc. — Buy (add'l)

Gilead Sciences Inc. — Sold (part)

GlaxoSmithKline PLC — Dividend — Buy (add'l)

GlaxoSmithKline PLC — Sold

Graco Inc. — Dividend

Home Depot Inc. — Dividend — Sold (part)

Huntington Bancshares — Dividend — Sold (part)

Huntington Bancshares — Sold

Investco Ltd. — Dividend — Buy

Investco Ltd. — Sold

Intel Corp. — Dividend — Sold

International Paper Co. — Dividend — Buy (add'l)

International Paper Co. — Sold (part)

I-Shares ETF (Core S&P) — Dividend — Sold

I-Shares ETF (Core S&P) — Buy

I-Shares ETF (Core S&P) — Sold

I-Shares Select ETF (Dividend Fund) — Dividend — Sold

Johnson & Johnson — Dividend — Buy (add'l)

Johnson & Johnson — Sold (part)

Kimberly-Clark Corp. — Dividend — Sold

Kinder Morgan Inc. — Dividend — Sold

Kinder Morgan Inc. — Buy

Kinder Morgan Inc. — Sold (part)

Linde PLC — Dividend

Lockheed Martin Corp. — Dividend

Lyondellbasell — Dividend — Sold (part)

Lyondellbasell — Sold

Mastercard Inc. Class A — Dividend — Sold (part)

McDonald's — Dividend — Sold (part)

McDonald's — Sold (part)

McDonald's — Sold

Merck & Co. Inc. New — Dividend — Sold (part)

Merck & Co. Inc. New — Buy (add'l)

MetLife Inc. — Dividend — Sold

MetLife Inc. — Buy

MetLife Inc. — Buy (add'l)

Microsoft Corp. — Dividend — Buy (add'l)

Microsoft Corp. — Sold (part)

Mondelez Int'l — Dividend — Buy (add'l)

Mondelez Int'l — Buy (add'l)

National Grid PLC — Dividend — Sold

Nestle SA Reg. ADR — Dividend — Buy (add'l)

Nextera Energy Inc. — Dividend — Buy (add'l)

Nextera Energy Inc. — Sold (part)

Northern Trust Corp. — Dividend

Northrop Grumman Corp. — Dividend — Buy

Northrop Grumman Corp. — Buy (add'l)

NXP Semiconductors — Dividend — Sold

Occidental Pete Corp. — Dividend — Buy

Occidental Pete Corp. — Sold (part)

Occidental Pete Corp. — Sold

Oracle Corp. — Dividend — Buy

Oracle Corp. — Buy (add'l)

Otis Worldwide Corp. — Dividend — Buy

Otis Worldwide Corp. — Buy (add'l)

PPG Indus. Inc. — Dividend — Buy (add'l)

PPG Indus. Inc. — Sold (part)

Paychex Inc. — Dividend

Pepsico Inc. — Dividend — Sold (part)

Pfizer Inc. — Dividend — Buy (add'l)

Pfizer Inc. — Sold (part)

Pfizer Inc. — Buy (add'l)

Pfizer Inc. — Sold

Pfizer Inc. — Buy

Philip Morris Int'l — Dividend — Sold

PNC Fin. Srvs. — Dividend — Sold (part)

PNC Fin. Srvs. — Sold (part)

PNC Fin. Srvs. — Sold

PNC Fin. Srvs. — Buy

Polaris Inc. — Dividend — Buy (add'l)

PPL Corp. — Dividend — Sold

Procter & Gamble Co. — Dividend

Progressive Corp. Ohio — Dividend

Public Svc. Enterprise Group — Dividend — Buy

Public Svc. Enterprise Group — Buy (add'l)

Rayonier Inc. — Dividend

Raytheon Co. — Dividend — Buy (add'l)

Raytheon Co. — Buy (add'l)

Raytheon Co. — Merged (with line 267)

Raytheon Technologies Corp. — Dividend — Open

Raytheon Technologies Corp. — Sold (part)

Raytheon Technologies Corp. — Sold

Raytheon Technologies Corp. — Buy

Realty Income Corp. — Dividend — Sold

Regions Fin. Corp. — Dividend — Sold

Royal Dutch Shell — Dividend — Sold

Sempra Energy — Dividend — Buy

Sempra Energy — Buy (add'l)

SL Green Realty Corp. — Dividend — Sold

SL Green Realty Corp. — Buy

Snap On Inc. — Dividend — Buy

The Southern Co. — Dividend — Sold (part)

SPDR S&P 500 Trust — Dividend — Sold

SPDR S&P 500 Trust — Buy

SPDR S&P 500 Trust — Sold

Sysco Corp. — Dividend — Sold (part)

Sysco Corp. — Sold (part)

Sysco Corp. — Sold

TC Energy Corp. — Dividend — Sold

Texas Instruments Inc. — Dividend

Tiffany & Co. New — Dividend

Travelers Cos. — Dividend — Buy (add'l)

Travelers Cos. — Buy (add'l)

Unilever — Dividend — Buy

Unilever — Sold

Union Pacific Corp. — Dividend — Buy (add'l)

Union Pacific Corp. — Buy (add'l)

UPS — Dividend — Buy (add'l)

UPS — Sold (part)

United Technologies Corp. — Dividend — Buy (add'l)

United Technologies Corp. — Distributed

United Health Group Inc. — Dividend — Buy (add'l)

US Bancorp New — Dividend — Buy (add'l)

US Bancorp New — Buy (add'l)

US Bancorp New — Sold (part)

US Bancorp New — Sold

US Bancorp New — Buy

Ventas Inc. — Dividend — Sold

Verizon Communications — Dividend — Buy (add'l)

Verizon Communications — Sold (part)

Viatris Inc. — Dividend — Buy

Viatris Inc. — Sold (part)

Visa Inc. Class A — Dividend — Buy (add'l)

Vodaphone Group PLC New — Dividend — Buy

Vodaphone Group PLC New — Sold

Vulcan Materials — Dividend — Buy (add'l)

Waste Management Inc. DEL — Dividend — Buy (add'l)

WEC Energy Group Inc. — Dividend

Wells Fargo & Co. New — Dividend — Buy (add'l)

Wells Fargo & Co. New — Sold (part)

Wells Fargo & Co. New — Sold

Welltower Inc. — Dividend — Sold

Weyerhaeuser Co. — Dividend

Williams Cos. — Dividend — Buy (add'l)

Williams Cos. — Buy (add'l)

Williams Cos. — Sold (part)

Williams Cos. — Sold

Williams Cos. — Buy

Zoetis Inc. Class A — Dividend — Sold (part)

3M Co. — Dividend — Buy (add'l)

3M Co. — Sold (part)

Aegon Funding Co. 5.1% PFD — Dividend — Buy

Aegon Funding Co. 5.1% PFD — Buy (add'l)

Affil. Mgr. Grp. 4.75% PFD — Dividend — Buy

Affil. Mgr. Grp. 4.75% PFD — Buy (add'l)

AIG PRD 5.85% PFD (Series A) — Dividend — Buy

AIG PRD 5.85% PFD (Series A) — Sold (part)

Algonquin Power 6.875% PFD — Dividend — Buy

Algonquin Power 6.875% PFD — Buy (add'l)

Allstate Corp. 5.1% PFD (Series H) — Dividend — Buy

Allstate Corp. 5.1% PFD (Series H) — Buy (add'l)

Allstate Corp. 5.1% PFD (Series H) — Sold (part)

American Finl. 5.875% PFD — Dividend — Buy

American Finl. 5.875% PFD — Buy (add'l)

American Homes 4 Rent 6.35% PFD (Series E) — Dividend — Buy

American Homes 4 Rent 6.35% PFD (Series E) — Buy (add'l)

American Homes 4 Rent 6.5% PFD (Series D) — Dividend — Buy

Arch Cap. Group 5.25% PFD — Dividend — Buy

Ares Mgmt. Group 7% PFD (Series A) — Dividend — Buy

AT&T Inc. 5.625% PFD (Unsecured) — Dividend — Buy

AT&T Inc. 5.625% PFD (Unsecured) — Sold (part)

AT&T Inc. 5% PFD Perp. — Dividend — Buy

Athene Holdings 6.35% PFD — Dividend — Buy

Athene Holdings 6.35% PFD — Buy (add'l)

Athene Holdings 6.35% PFD — Sold (part)

Athene Holding 6.375% PFD Fixed FLT — Dividend — Buy

AXIS Cap. Holdings LTD. 5.5% PFD — Dividend — Buy

AXIS Cap. Holdings LTD. 5.5% PFD — Buy (add'l)

Bank of America Corp. 5% PFD Perp. — Dividend — Buy

Bank of America Corp. 5% PFD Perp. — Buy (add'l)

Bank of America 6% PFD Perp. — Dividend — Buy

Bank of America 6% PFD Perp. — Sold (part)

Bank of America 6% PFD (Series EE) — Dividend — Buy

Bank of America 6% PFD (Series EE) — Sold (part)

Bank of America 6% PFD (Series EE) — Sold

Bank of America 6.2% PFD (Series CC) — Dividend — Buy

Bank of America 6.2% PFD (Series CC) — Sold

Berkley WR Corp. 5.7% PFD — Dividend — Buy

Berkley WR Corp. 5.7% PFD — Sold (part)

Berkley WR Corp. 5.7% PFD — Buy (add'l)

Berkley WR Corp. 5.7% PFD — Sold (part)

Brighthouse Fin. 5.375% PFD (Series C) — Dividend — Buy

Brighthouse Fin. 5.375% PFD (Series C) — Buy (add'l)

Brookfield 4.625% PFD — Dividend — Buy

Brookfield 4.625% PFD — Buy (add'l)

Capital One Fin. 6% PFD (Series H) — Dividend — Buy

Capital One Fin. 6% PFD (Series H) — Sold

CHS Inc. 7.5% PFD Cum. Perp. — Dividend — Buy

CHS Inc. 7.5% PFD Cum. Perp. — Sold (part)

CHS Inc. Var. PFD Fixed FLT (Series 2) Cum — Dividend — Buy

CHS Inc. Var. PFD Fixed FLT (Series 2) Cum — Sold (part)

CHS Inc. Var. PFD Fixed FLT (Series 2) Cum — Sold

Citizens Finl. 6.35% PFD Non-Cum FTF Perp. — Dividend — Buy

Citizens Finl. 6.35% PFD Non-Cum FTF Perp. — Sold (part)

Citizens Finl. 6.35% PFD Non-Cum FTF Perp. — Sold

CMS Energy 5.875% PFD — Dividend — Buy

CMS Energy 5.875% PFD — Buy (add'l)

CMS Energy 5.875% PFD — Sold (part)

CMS Energy 5.875% PFD — Buy (add'l)

Citigroup Inc. 6.3% PFD (Series S) — Dividend — Buy

Citigroup Inc. 6.3% PFD (Series S) — Sold

Citigroup Inc. Var. PFD (Series K) — Dividend — Buy

Citigroup Inc. Var. PFD (Series K) — Sold

Citigroup Inc. Perpetual PFD Fixed FLT Bonds — Dividend — Buy

Citigroup Inc. Perpetual PFD Fixed FLT Bonds — Sold

Citigroup Var. 7.125% PFD Fixed FLT Non-Cum Perp. — Dividend — Buy

Citigroup Var. 7.125% PFD Fixed FLT Non-Cum Perp. — Sold

Digital Realty 6.625% PFD TR INC C Cum Perp. — Dividend — Buy

Digital Realty 6.625% PFD TR INC C Cum Perp. — Sold

Duke Energy 5.75% PFD (Series A) — Dividend — Buy

Duke Energy 5.75% PFD (Series A) — Sold (part)

Enbridge Inc. 6.375% PFD — Dividend — Buy

Enbridge Inc. 6.375% PFD — Sold (part)

First Republic Bank 4.7% PFD — Dividend — Buy

First Republic Bank 4.125% PFD (Series K) — Dividend — Buy

Ford Motor Co. 6.2% PFD — Dividend — Buy

Ford Motor Co. 6.2% PFD — Buy (add'l)

Ford Motor Co. 6.2% PFD — Sold

GMAC Cap. Trust I (Series 2) — Dividend — Buy

GMAC Cap. Trust I (Series 2) — Sold (part)

GMAC Cap. Trust I (Series 2) — Buy (add'l)

Goldman Sachs Var. PFD (Series J) — Dividend — Buy

Goldman Sachs Var. PFD (Series J) — Buy (add'l)

Goldman Sachs Var. PFD (Series J) — Sold (part)

Hanover Ins. Group 6.35% PFD — Dividend — Buy

Hanover Ins. Group 6.35% PFD — Sold (part)

Hanover Ins. Group 6.35% PFD — Sold

Huntington Bancshs. 6.25% PFD (Series D) — Dividend — Buy

Huntington Bancshs. 6.25% PFD (Series D) — Sold

Integrys Energy 6% PFD Fixed FLT — Dividend — Buy

Integrys Energy 6% PFD Fixed FLT — Sold

JP Morgan 5.75 % PFD (Series DD) — Dividend — Buy

JP Morgan 5.75 % PFD (Series DD) — Buy (add'l)

JP Morgan 6% PFD (Series EE) — Dividend — Buy

JP Morgan 6% PFD (Series EE) — Sold (part)

JP Morgan 6.15% PFD (Series BB) — Dividend — Buy

JP Morgan 6.15% PFD (Series BB) — Sold

JP Morgan 6.125% PFD Perp. — Dividend — Buy

JP Morgan 6.125% PFD Perp. — Redeemed

KeyCorp 5.65% PFD — Dividend — Buy

KeyCorp 5.65% PFD — Buy (add'l)

KeyCorp 5.65% PFD — Sold (part)

Legg Mason 5.45% PFD — Dividend — Buy

Monmouth REIT 6.125% PFD (Series C) — Dividend — Buy

Monmouth REIT 6.125% PFD (Series C) — Buy (add'l)

Morgan Stanley Var. PFD Fixed FLT (Series F) — Dividend — Buy

Morgan Stanley 5.85% PFD (Series K) — Dividend — Buy

Morgan Stanley 5.85% PFD (Series K) — Sold (part)

Morgan Stanley 6.375% PFD (Series I) — Dividend — Buy

Morgan Stanley 6.375% PFD (Series I) — Sold (part)

Morgan Stanley 6.375% PFD (Series I) — Buy (add'l)

Morgan Stanley 6.375% PFD (Series I) — Sold (part)

National Retail 5.2% PFD (Series F) — Dividend — Buy

National Retail 5.2% PFD (Series F) — Sold (part)

National Storage 6% PFD (Series A) — Dividend — Buy

National Storage 6% PFD (Series A) — Buy (add'l)

New York Comm. Bancorp. (Series A) PFD — Dividend — Buy

New York Comm. Bancorp. (Series A) PFD — Sold (part)

Nextera 5.65% PFD — Dividend — Buy

Nextera 5.65% PFD — Sold (part)

Nisource Inc. 6.5% PFD — Dividend — Buy

Nisource Inc. 6.5% PFD — Sold (part)

Partnerre Ltd. 5.875% PFD (Series I) — Dividend — Buy

Partnerre Ltd. 5.875% PFD (Series I) — Sold (part)

Partnerre Ltd. 5.875% PFD (Series I) — Sold

Partnerre Ltd. 6.5% PFD (Series G) — Dividend — Buy

Partnerre Ltd. 6.5% PFD (Series G) — Buy (add'l)

PS Bus Parks 5.2% PFD (Series W) — Dividend — Buy

PS Bus Parks 5.2% PFD (Series W) — Buy (add'l)

Public STG 4.625% PFD (Series L) — Dividend — Buy

Regions Fin. Corp. 5.7% PFD Fixed FLT — Dividend — Buy

Regions Fin. Corp. 5.7% PFD Fixed FLT — Sold (part)

Regions Fin. Corp. 5.7% PFD Fixed FLT — Buy (add'l)

Regions Fin. Corp. 5.7% PFD Fixed FLT — Sold (part)

Regions Finl. Ver. PFD (Series B) — Dividend — Buy

Regions Finl. Ver. PFD (Series B) — Sold (part)

Regions Finl. Ver. PFD (Series B) — Buy (add'l)

Regions Finl. Ver. PFD (Series B) — Sold (part)

Reinsurance Group Amer. 6.2% PFD Fixed FLT — Dividend — Buy

Reinsurance Group Amer. 6.2% PFD Fixed FLT — Sold (part)

Reinsurance Group Amer. 6.2% PFD Fixed FLT — Buy (add'l)

Reinsurance Grp. Amer. PFD Fixed FLT — Dividend — Buy

Reinsurance Grp. Amer. PFD Fixed FLT — Buy (add'l)

Reinsurance Grp. Amer. PFD Fixed FLT — Sold (part)

Sempra Energy 5.75% PFD — Dividend — Buy

Sempra Energy 5.75% PFD — Buy (add'l)

Signature Bank NY 5% PFD (Series A) — Dividend — Buy

Signature Bank NY 5% PFD (Series A) — Buy (add'l)

Site Ctrs. Corp. 6.375% PFD (Class A) — Dividend — Buy

Southern Co. 4.2% PFD — Dividend — Buy

Southern Co. 4.2% PFD — Buy (add'l)

Southern Co. 4.95% PFD — Dividend — Buy

Southern Co. 4.95% PFD — Buy (add'l)

Southern Co. 5.25% PFD — Dividend — Buy

Spire Inc. 5.9% PFD (Series A) — Dividend — Buy

Spire Inc. 5.9% PFD (Series A) — Buy (add'l)

Spirit Realty 6% PFD (Series A) — Dividend — Buy

Spirit Realty 6% PFD (Series A) — Buy (add'l)

State Street Corp. Varied.PFD (Series D) — Dividend — Buy

State Street Corp. Varied.PFD (Series D) — Sold (part)

State Street Corp. Varied.PFD (Series D) — Buy (add'l)

State Street Corp. Varied.PFD (Series D) — Sold (part)

Sterling Bancorp. 6.5% PFD — Dividend — Buy

Sunstone Hotels 6.95% PFD (Series E) — Dividend — Buy

Synchrony Fin. 5.625% PFD — Dividend — Buy

Synchrony Fin. 5.625% PFD — Buy (add'l)

Synovus Finl. Corp. 5.875% PFD — Dividend — Buy

Synovus Finl. Corp. 5.875% PFD — Sold (part)

Truist Finl. 4.75% PFD — Dividend — Buy

Truist Finl. 4.75% PFD — Buy (add'l)

Truist Finl. 5.25% PFD — Dividend — Buy

Unum Group 6.25% PFD — Dividend — Buy

Unum Group 6.25% PFD — Sold (part)

Unum Group 6.25% PFD — Sold

US Bancorp. Del. PFD (Series B) — Dividend — Buy

US Bancorp. Del. PFD (Series B) — Buy (add'l)

US Cellular 5.5% PFD — Dividend — Buy

US Cellular 6.25% PFD — Dividend — Buy

Vereit Inc. 6.7% PFD (Series F) — Dividend — Buy

Vereit Inc. 6.7% PFD (Series F) — Sold (part)

Vereit Inc. 6.7% PFD (Series F) — Redeemed (part)

Voya Fin. Inc. 5.35% PFD — Dividend — Buy

Voya Fin. Inc. 5.35% PFD — Sold (part)

Wells Fargo & Co. 6% PFD Perp. Mat. — Dividend — Buy

Wells Fargo & Co. 6% PFD Perp. Mat. — Sold

Wells Fargo & Co. 6% PFD Part. Call 9/15/19 — Dividend — Buy

Wells Fargo & Co. 6% PFD Part. Call 9/15/19 — Redeemed

Wells Fargo & Co. 6% PFD Non-Cum (Series V) — Dividend — Buy

Wells Fargo & Co. 6% PFD Non-Cum (Series V) — Sold (part)

Wells Fargo & Co. 6% PFD Non-Cum (Series V) — Sold

Wells Fargo & Co. 5.625% PFD (Series Y) — Dividend — Buy

Wells Fargo & Co. 5.625% PFD (Series Y) — Buy (add'l)

Wells Fargo & Co. 4.75% PFD (Series Z) — Dividend — Buy

Wells Fargo & Co. 4.75% PFD (Series Z) — Buy (add'l)

Wells Fargo & Co. 5.7% PFD (Series W) — Dividend — Buy

Wells Fargo & Co. 5.7% PFD (Series W) — Sold (part)

Wells Fargo Var. PFD Fixed FLT (call 9/15/23) — Dividend — Buy

Wells Fargo Var. PFD Fixed FLT (call 3/15/24) — Dividend — Buy

Wells Fargo & Co. 5.125% PFD (Series O) Non-Cum Class A — Dividend — Buy

Wells Fargo & Co. 5.125% PFD (Series O) Non-Cum Class A — Sold

WR Berkley Co. 5.75% PFD — Dividend — Buy

Member, Emeritus Board of Directors, Make-A-Wish Foundation of Western Pennsylvania (non-profit corporation)