Andre Birotte jr

INDIVIDUAL ASSETS (H)

Wells Fargo (cash) — Interest

Invesco Developing Markets Fund A (GTDDX) — None

Janus Henderson Global Select Fund D (JANRX) — Dividend

MassMutual Whole Life Policy — Dividend

Rental Property, Newark, NJ (1/2 Interest) — Rent

Rental Property, Miami-Dade County, FL (1/2 interest) — Rent

ACCOUNT #1 (H)

Flexshares Intl Qty Div Index ETF (IQDF) — Dividend — Sold

Goldman Sachs ACTVBETA US Lrg ETF (GSLC) — Dividend — Sold

iShares Edge MSCI Min Vol Glbl ETF (ACWV) — Dividend

Schwab US Large Cap ETF (SCHX) — Dividend — Sold (part)

SPDR Long Term Treasury ETF (SPTL) — Dividend — Buy

SPDR Long Term Treasury ETF (SPTL) — Sold

SPDR Mid Cap ETF (SPMD) — Dividend — Buy (add'l)

SPDR Mid Cap ETF (SPMD) — Buy (add'l)

SPDR Mid Cap ETF (SPMD) — Sold (part)

Vanguard Total World Stock ETF (VT) — Dividend — Buy (add'l)

Vanguard Total World Stock ETF (VT) — Sold (part)

Vanguard Total World Stock ETF (VT) — Sold (part)

Vanguard Short Term Cor Bd ETF (VCSH) — Dividend — Sold

Wisdomtree International Hgh Div ETF (DTH) — Dividend — Buy

WSDMTRE CBOE S P 500 PUTWRT STRG ETF (PUTW) — None

Angel Oak Multi Strategy Incm Fd A (ANGLX) — Interest — Sold (part)

Angel Oak Multi Strategy Incm Fd A (ANGLX) — Buy (add'l)

Blackrock High Yield Bon D Svc (BHYSX) — Dividend — Buy

Doubleline Total Return Bd Fd Cl N (DLTNX) — Interest — Sold (part)

Doubleline Total Return Bd Fd Cl N (DLTNX) — Buy (add'l)

Doubleline Total Return Bd Fd Cl N (DLTNX) — Buy (add'l)

Eaton Vance Global Macro Abs Ret A (EAGMX) — Interest — Buy (add'l)

JPMorgan Short Duration Bond A (OGLVX) — Interest — Sold (part)

JPMorgan Short Duration Bond A (OGLVX) — Buy (add'l)

Nuveen Preferred SEC & INCM FD I (NPSRX) — Interest

AQR Lg Cap Defensive Style N (AUENX) — Dividend — Sold (part)

AQR Style Premia ALT LV FD CL I (QSLIX) — None — Buy (add'l)

AQR Style Premia ALT LV FD CL I (QSLIX) — Sold

Baron Emrg Mkts Fd Retail (BEXFX) — None — Sold (part)

Baron Emrg Mkts Fd Retail (BEXFX) — Buy (add'l)

Fuller & Thaler Behavioral SM CAP EQTY (FTHNX) — None — Buy (add'l)

Fuller & Thaler Behavioral SM CAP EQTY (FTHNX) — Sold (part)

ACCOUNT #2 (H)

iShares MSCI EAFE ETF (EFA) — Dividend

Vanguard Index Fds Total Stock Mkt ETF (VTI) — Dividend

ACCOUNT #3 (H)

Fidelity Government Money Market (SPAXX) (cash equiv) — Interest — Closed

Fidelity Treasury Money Market (FZFXX) — Interest — Open

Blackstone Group Inc Com Cl A (BX) — Dividend — Buy

KKR & Co Inc Cl A (KKR) — Dividend — Buy

Goldman Sachs BK CD FOA GE Capital (36161TYQ2) — None — Redeemed

Discover BK CD (254672ZX9) — Interest

California St Univ Rev Systemwide (13077DBB7) — Interest — Redeemed

Los Angeles Calif Uni Sch Dist GO BDS 5.0 (5446465X6) — Interest

Metropolitan Wtr Dist Southern CA (59266TLB5) — Interest

Santa Monica-Malibu Uni Sch Dist Calif (802498LY9) — Interest — Sold

San Diego Calif Cmnty College Dist (797272NY3) — Interest

Berkley Calif Uni Sch Dist Go Ref Bds (084154VG5) — Interest — Redeemed

San Francisco Calif Bay Area Rapid Tran (797661VX0) — Interest — Sold

California ST GO BDS 2.375 (13063BS29) — Interest

Metropolitan Wtr Dist Southern CA (59266TNC1) — Interest — Sold (part)

California St Dept Vet Affairs Home Pur (130658MD6) — Interest — Redeemed (part)

Torrance Calif Uni Sch Dist Go Ref BDS 3.0 (891318S71) — Interest

California ST GO BDS 3.25 (13053B4P4) — Interest

Los Angeles Cnty Calif Met Transn 3.0 (54466HAP1) — Interest

AMG Managers Pictet International Cl I 3.89% (APCTX) — Dividend — Buy

FPA Cresent Fund 2.77% (FPACX) — Dividend — Buy

Virtus Duff & Phelps Glbl Real Estate Secs I (VGISX) — Dividend

iShares CORE S&P 500 ETF (IVV) — Dividend — Sold (part)

iShares CORE S&P 500 ETF (IVV) — Sold (part)

iShares S&P 500 Growth ETF (IVW) — Dividend — Buy (add'l)

iShares S&P 500 Growth ETF (IVW) — Sold (part)

iShares S&P 500 Value ETF (IVE) — Dividend

Vanguard Index Tr Vanguard Extended Mkts Vipers (VXF) — Dividend — Buy

Vanguard Index Tr Vanguard Extended Mkts Vipers (VXF) — Sold

Invesco Exchange Traded Bultshs 2020 (BSCK) — Dividend — Sold

Invesco Exchange Traded Bultshs 2021 (BSCL) — Dividend

Invesco Exchange Traded Bultshs 2022 (BSJM) — Dividend

Invesco Exchange Traded Bultshs 2022 CB (BSCM) — Dividend

ACCOUNT #4 (H)

Fidelity Government Money Market (SPAXX) (cash equiv) — Interest — Closed

Fidelity Treasury Money Market (FZFXX) (cash equiv) — Interest — Open

Blackstone Group Inc Com Cl A (BX) — Dividend — Buy

KKR & Co Inc Cl A (KKR) — Dividend — Buy

California ST Tax Exempt Various PURP (13063C4G2) — Interest — Redeemed

California ST GO BDS 5.0 (13063CLS7) — Interest — Sold (part)

California ST GO BDS 5.0 (13063CLS7) — Sold

California ST GO BDS 2.25 (13063CGK0) — Interest — Redeemed

San Diego Calif CMNTY College DIST (797272NY3) — Interest

California ST GO BDS SER. 2016 (13063CZN3) — Interest

Berkeley Calif Uni Sch Dist GO REF BDS (084154VG5) — Interest — Redeemed

San Francisco Calif Bay Area Rapid Tran (797661VX0) — Interest

California ST GO BDS 4.0 (13063CMM9) — Interest

University Calif REVS REV BDS SER. (91412G6M2) — Interest

San Francisco Calif City & Cnty GO BDS (797646SS6) — Interest — Redeemed

Berkeley Calif Uni Sch Dist GO REF BDS (084154WQ2) — Interest

East Bay Calif Regl Pk Dist Prom NTS (271015MD8) — Interest

East Side UN High School Dist Calif Santa Clara Cnty (275282HR5) — Interest

California ST GO BDS 3.0 (13063B4M1) — Interest

San Francisco Calif City & Cnty Uni Sch 3.0 (79771TKZ9) — Interest

Santa Barbara Calif Uni Sch Dist Go Ref 3.375% (801315CF7) — None — Buy

AMG Managers Pictet International Cl I 3.14% (APCTX) — None — Buy

AMG Managers Pictet International Cl I 3.14% (APCTX) — Sold

DWS Global Infrastu FD (TOLIX) — Dividend — Buy

DWS Global Infrastu FD (TOLIX) — Buy (add'l)

FPA Cresent Fund 2.48% (FPACX) — Dividend — Buy

Franklin K2 Alt Strat (FABZX) — Dividend — Sold

Goldman Sachs Emerg Mkts Eq. (GEMIX) — Dividend — Buy (add'l)

Goldman Sachs GQG Partners Intl Opp I (GSIMX) — Dividend — Buy

IShares Core S&P 500 ETF (IVV) — Dividend

IShares S&P 500 Growth ETF (IVW) — Dividend — Buy

IShares S&P Value ETF (IVE) — Dividend — Buy

ISHARES TR EAFE SML CP ETF (SCZ) — Dividend — Sold

Vanguard FTSE Developed Mkt ETF (VEA) — Dividend — Sold (part)

Vanguard Index Tr Vanguard Extended (VXF) — Dividend — Buy (add'l)

Invesco Exchange Traded Buletsh 20 (BSJK) — Dividend — Sold

Invesco Exch Trd Slf Idx Fd Tr Bulshs 2021 HY (BSJL) — Dividend — Buy

Invesco Exch Trd Slf Idx Fd Tr Bulshs 2023 (BSCN) — Dividend — Buy

Invesco Exch Trd Slf Fd Tr Bulshs 2022 (BSCM) — Dividend — Buy

Account #5 (H)

iShares MSCI EAFE ETF (EFA) — Dividend — Buy (add'l)

iShares Russell 1000 Value Index Fund (IWD) — Dividend — Buy (add'l)

iShares Russell 2000 Value Index Fund (IWN) — Dividend

iShares S&P Mid Cap 400 Growth ETF (IJK) — Dividend

iShares S&P Mid Cap 400 Value ETF (IJJ) — Dividend

iShares S&P Small Cap Growth ETF (IJT) — Dividend

SPDR S&P 500 ETF Fund (SPY) — Dividend

Vanguard Growth Index Fund (VUG) — Dividend — Sold (part)

Vanguard Growth Index Fund (VUG) — Sold (part)

Vanguard Total International Index Fund (VWO) — Dividend — Sold (part)

Trustee, Trust #1 (reportable assets are listed in Part VII)

Trustee, Trust #2 (reportable assets are listed in Part VII)

Member, MIA LAX LLC (reportable assets are listed in Part VII)