Richard M. Berman

2020

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What was filed

1210
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

As filed

Apple Inc — Dividend — Buy (add'l)

Apple Inc — Buy (add'l)

Apple Inc — Sold (part)

Apple Inc — Buy (add'l)

Liberty Media Corp Liberty Cap Cl A — Dividend

LM CBA Equity Income Builder Fund CL A — Dividend

Morgan Stanley Money Market Fund — Interest

US Treasury Inflation Index NTS CPI Non Seasonally — Interest

SPDR S&P 500 ETF Trust — Dividend — Buy (add'l)

SPDR S&P 500 ETF Trust — Buy (add'l)

Liberty Media Corp Liberty Cap com Ser A — None

SPDR Gold Trust — None

Vanguard Total Stock Index — Distribution

Ishares Russell 2000 Index Fund — Dividend — Sold (part)

UTS SPDR Trust Ser 1 — Dividend

TSASC Inc NY TOB Settlement Asset — Interest

New York ST Urban Dev Corp Rev Personal Income Tax — Interest

T-C Infl Lnkd Bond Rtmt — Distribution

T-C Lifecycle 2020 Rtmt — None

T-C Lifecycle Rtmt Inc Rtmt — Distribution

Property Indian River County, FL — Rent

SPDR Gold Trust — None

Ishares TR Dow Jones US — Dividend

Union Pacific corp — Dividend

Rydex ETR TR Index Fund — Dividend

New York State Dorm Auth Pers Inc Tax Rev 2/15/2022 — Interest

Spartan Total Market Index — Interest

Spartan Small Cap Index — Interest

Costco Wholesale Crp — Dividend

Goldman Sachs Group Inc — Dividend

Liberty Media Corporation.com — Dividend — Sold

Liberty Media Corp Ser A — Dividend — Sold (part)

Liberty Media Corp Ser A — Sold

United States Treasury Bill — Interest

Liberty Spinco Inc Cl A — Dividend

Invisa Inc — Dividend

Stratasys LTD — Dividend

Vanguard S&P 500 ETF — Dividend

Liberty NY Dev Corp 10/1/2037 — Interest — Sold (part)

Netflix — Dividend — Sold (part)

Netflix — Buy (add'l)

Netflix — Sold (part)

Vanguard TTL Stk Mkt ETF — Dividend

US Treasury Bill 3/16/2017 — Interest

Amazon Com Inc — Dividend — Buy (add'l)

Dunkirk NY 3/15/2031 — Interest

United States Treasury Bill 7/5/18 — Interest

European Monetary Unit Savings Dep — Interest

Time Warner Inc — Dividend

US Treasury Bill Matures 10/11/18 — Interest

US Treasury Bill Matures 11/15/18 — Interest

US Treasury Bill Matures 3/28/19 — Interest

US Treasury Bill Matures 1/17/19 — Interest

US Treasury Bill Matures 4/11/19 — Interest

US Treasury Bill 7/5/18 — Interest

Yonkers NY Serial Genl Oblig Ser A 9/1/24 — Interest

Discovery Inc Ser A — Dividend — Sold (part)

Discovery Inc Ser A — Buy

Discovery Inc Ser A — Buy (add'l)

Vanguard SM Cap Value — Dividend — Sold

Vanguard SM Cap Growth — Dividend — Sold

Vanguard Energy — Dividend — Sold

MSILF Prime — Dividend — Sold (part)

Ishares S&P Sm Cap 600 V — Dividend — Sold (part)

Ishares S&P Sm Cap 600 V — Sold

Ishares N Amer Nat Res — Dividend — Sold

Ishares Iboxx HY Cor Bd — Dividend — Sold

Ishares Ibonds Dec 2024 Term — Dividend — Sold

Ishares Ibonds Dec 2025 — Dividend — Sold

Ishares Ibonds Dec 2026 — Dividend — Sold

Ishares Ibonds Dec 2027 — Dividend — Sold

SPDR BBG Barc High Yield — Dividend — Sold

US Treasury Bill 10/11/18 — Interest

US Treasury Bill 1/17/19 — Interest

US Treasury Bill 4/11/19 — Interest

Utility Debt Secur Auth 12/15/25 — Interest

Suffolk Cnty 10/15/22 — Interest

NYS Dorm Auth School 10/1/25 — Interest

Bridgehampton NY UFSD 3/15/24 — Interest

Bay Shore NY UFSD 1/15/24 — Interest

Suffolk Cnty NY Reg A 2/1/25 — Interest

Sales Tax Asset 10/15/26 — Interest

NYS Urban Develop 3/15/26 — Interest

Nassau Cnty Genl Oblig Reg A 1/1/28 — Interest

Battery Park Auth Rev A 11/1/28 — Interest

Yonkers NY 9/1/24 — Interest

Triborough Bridge Tunnel ref B 11/15/24 — Interest

Rensselaer Cnty 8/1/27 — Interest — Sold

US Treasury Bill 3/28/19 — Interest — Sold (part)

US Treasury Bill 3/28/19 — Sold

US Treasury Bill 12/26/19 — Interest — Buy (add'l)

US Treasury Bill 12/26/19 — Buy (add'l)

US Treasury Bill 12/26/19 — Sold (part)

US Treasury Bill 12/26/19 — Sold

AT&T Inc — Dividend — Buy (add'l)

AT&T Inc — Buy (add'l)

AO Smith Corp — Dividend — Sold

Moodys Corp — Dividend — Sold

Oneok Corp — Dividend — Sold

RBC Bearings — Dividend — Sold

Splunk Inc — Dividend — Sold

Visa Inc — Dividend — Buy

Visa Inc — Buy (add'l)

Visa Inc — Sold (part)

WRGT B83SW TND — Dividend — Sold

Xylem Inc — Dividend — Sold (part)

Xylem Inc — Sold

Schenectady CN BE 3125 42FB15 — Interest

Ishares Core MSCI EAFE — Dividend — Buy

Ishares Core MSCI EAFE — Sold (part)

Ishares Core MSCI EAFE — Sold

Ishares MSCI Emerging MKTS — Dividend — Buy

Ishares MSCI Emerging MKTS — Sold

Vanguard FTSE Emerging Markets — Dividend — Buy

Vanguard FTSE Emerging Markets — Sold (part)

Vanguard FTSE Emerging Markets — Sold

Ishares S&P Mid Cap 400 V — Dividend — Buy

Ishares S&P Mid Cap 400 V — Sold

Ishares S&P Mid Cap 400 G — Dividend — Buy

Ishares S&P Mid Cap 400 G — Sold

Ishares S&P 500 Val ETF — Dividend — Buy

Ishares S&P 500 Val ETF — Sold

Ishares Select Dividend — Dividend — Buy

Ishares Select Dividend — Sold (part)

Ishares Select Dividend — Sold

SPDR S&P Metals and Mining — Dividend — Buy

SPDR S&P Metals and Mining — Sold

Vaneck Vectors Agribusiness — Dividend — Buy

Vaneck Vectors Agribusiness — Sold

Vaneck Vectors ETF Steel — Dividend — Buy

Vaneck Vectors ETF Steel — Sold

Vanguard Dividend Appreciation — Dividend — Buy

Vanguard Dividend Appreciation — Sold

Vanguard Mid Cap Value ETF — Dividend — Buy

Vanguard Mid Cap Value ETF — Sold

New York NYC BE 4000 40JN15 — Interest — Buy

New York NYC BE 4000 40JN15 — Sold

Us Treasury Bill Mature 7/9/20 Issued 1/9/20 — Interest — Buy

Us Treasury Bill Mature 7/9/20 Issued 1/9/20 — Buy (add'l)

US Treasury Bill Matures 4/9/20 Issued 10/10/19 — Interest — Buy

US Treasury Bill Matures 4/9/20 Issued 10/10/19 — Sold

US Treasury Bill Matures 10/8/20 Issued 10/10/19 — Interest — Buy

US Treasury Bill Matures 10/8/20 Issued 10/10/19 — Sold (part)

US Treasury Bill Matures 10/8/20 Issued 10/10/19 — Sold

US Treasury Bill Matures 7/9/20 Issued 1/9/20 — Interest — Buy

US Treasury Bill Matures 7/9/20 Issued 1/9/20 — Sold

Microsoft Corp — Dividend — Buy

Microsoft Corp — Buy (add'l)

Microsoft Corp — Sold (part)

Microsoft Corp — Buy (add'l)

Microsoft Corp — Sold (part)

Berkshire Hathaway — Dividend — Buy

Berkshire Hathaway — Buy (add'l)

Seagate Technology — Dividend — Buy

Seagate Technology — Sold (part)

Xilinx Inc — Dividend — Buy

Xilinx Inc — Buy

Xilinx Inc — Sold (part)

Xilinx Inc — Sold

AMC Networks Inc — Dividend — Buy

AMC Networks Inc — Sold

Metropolitan Trans Auth Issued 12/14/17 Matures 11/15/25 — Interest — Buy

Metropolitan Trans Auth Issued 8/20/12 Matures 11/15/2030 — Interest — Buy

Lululemon Athetica Inc — Dividend — Buy

Lululemon Athetica Inc — Buy (add'l)

Lululemon Athetica Inc — Sold (part)

Build NYC Resource Corp Matures 8/1/2032 Issued 6/14/17 — Interest — Buy

NYC Transitional Fin Auth Matures 11/1/2037 Issued 4/12/19 — Interest — Buy

Zoom Video Communications — Dividend — Buy

Vanguard Mid Cap Growth — Dividend — Buy

Vanguard Growth — Dividend — Buy

Vanguard Prime MMKT — Dividend — Sold (part)

Unitedhealth GP — Dividend — Buy

Unitedhealth GP — Buy (add'l)

JP Morgan Chase & Co — Dividend — Buy

JP Morgan Chase & Co — Buy (add'l)

Bank of America Corp — Dividend — Buy

Bank of America Corp — Buy (add'l)

Johnson & Johnson — Dividend — Buy

Johnson & Johnson — Buy (add'l)

General Motors — Dividend — Buy

General Motors — Buy (add'l)

Citigroup Inc — Dividend — Buy

Citigroup Inc — Buy (add'l)

Brandes International EQ — Dividend — Buy

Brandes International EQ — Buy (add'l)

Dupont De Nemours — Dividend — Buy

Facebook Inc — Dividend — Buy

Facebook Inc — Buy (add'l)

Chevron Corp — Dividend — Buy

Chevron Corp — Buy (add'l)

TJX COS Inc — Dividend — Buy

TJX COS Inc — Buy (add'l)

Amgen Inc — Dividend — Buy

Amgen Inc — Buy (add'l)

Wells Fargo & Co — Dividend — Buy

Wells Fargo & Co — Buy (add'l)

Virtus Kar Sm Md Cap Core — Dividend — Buy

Virtus Kar Sm Md Cap Core — Buy (add'l)

Qualcomm Inc — Dividend — Buy

Qualcomm Inc — Buy (add'l)

Qualcomm Inc — Sold (part)

Qualcomm Inc — Buy (add'l)

Home Depot Inc — Dividend — Buy

Home Depot Inc — Buy (add'l)

Home Depot Inc — Sold (part)

Carnival CP New Paired Com — Dividend — Buy

Broadcom Inc — Dividend — Buy

Blackstone Group — Dividend — Buy

Blackstone Group — Buy (add'l)

EOG Resources Inc — Dividend — Buy

Legg Mason Clearbridge Sel I — Dividend — Buy

Walt Disney Co Hldg — Dividend — Buy

Allegion Pub LTD — Dividend — Buy

Allegion Pub LTD — Buy (add'l)

Allegion Pub LTD — Sold (part)

Black Knight Inc — Dividend — Buy

Black Knight Inc — Sold (part)

Blackline Inc — Dividend — Buy

Blackline Inc — Sold (part)

Brooks-Automation Inc — Dividend — Buy

Brooks-Automation Inc — Sold (part)

CBRE Group Inc — Dividend — Buy

CBRE Group Inc — Buy (add'l)

CBRE Group Inc — Sold (part)

Envestnet Inc — Dividend — Buy

Envestnet Inc — Buy (add'l)

Envestnet Inc — Sold (part)

Fastenal Co — Dividend — Buy

Fastenal Co — Buy (add'l)

Fastenal Co — Sold (part)

Mastercard Inc — Dividend — Buy

Mastercard Inc — Buy (add'l)

Mastercard Inc — Sold (part)

Pros Hldg Inc — Dividend — Buy

Pros Hldg Inc — Buy (add'l)

Pros Hldg Inc — Sold (part)

Pros Hldg Inc — Sold

Tractor Supply Co — Dividend — Buy

Tractor Supply Co — Sold (part)

Tyler Technologies Inc — Dividend — Buy

Tyler Technologies Inc — Sold (part)

Ulta Beauty Inc — Dividend — Buy

Ulta Beauty Inc — Sold (part)

Verisk Analytics Inc — Dividend — Buy

Verisk Analytics Inc — Buy (add'l)

Verisk Analytics Inc — Sold (part)

Walgreens Boots Alliance Inc — Dividend — Buy

Walgreens Boots Alliance Inc — Buy (add'l)

Walgreens Boots Alliance Inc — Sold (part)

Waste Connections Inc — Dividend — Buy

Waste Connections Inc — Sold (part)

Abbott Laboratories — Dividend — Buy

Abbott Laboratories — Buy (add'l)

Accenture PLC Ireland — Dividend — Buy

Accenture PLC Ireland — Buy (add'l)

Air Prod & Chem — Dividend — Buy

Alphabet Inc — Dividend — Buy

Alphabet Inc — Buy (add'l)

Alphabet Inc — Sold (part)

American Tower Reit — Dividend — Buy

American Tower Reit — Buy (add'l)

Amphenol Corp — Dividend — Buy

Amphenol Corp — Buy (add'l)

Amphenol Corp — Sold (part)

Ansys Inc — Dividend — Buy

Ansys Inc — Buy (add'l)

Ansys Inc — Sold (part)

Aptargroup Inc — Dividend — Buy

Aptargroup Inc — Sold (part)

Aptiv PLC — Dividend — Buy

Aptiv PLC — Buy (add'l)

Arthur Gallagher — Dividend — Buy

Assurant Inc — Dividend — Buy

Atlassian Corp — Dividend — Buy

Atlassian Corp — Buy (add'l)

Atlassian Corp — Sold (part)

Automatic Data Processing Inc — Dividend — Buy

Becton Dickinson & Co — Dividend — Buy

Bio-Techne Corp — Dividend — Buy

Bio-Techne Corp — Buy (add'l)

Bright Horizons Family Solutions — Dividend — Buy

Bright Horizons Family Solutions — Buy (add'l)

Broadridge Fin Solu LLC — Dividend — Buy

Brooks Automation Inc — Dividend — Buy

Cable One Inc — Dividend — Buy

Cable One Inc — Buy (add'l)

Carmax Inc — Dividend — Buy

Carmax Inc — Buy (add'l)

Caseys General Stores Inc — Dividend — Buy

Caseys General Stores Inc — Buy (add'l)

CDW Corporation — Dividend — Buy

CDW Corporation — Buy (add'l)

Charles Schwab — Dividend — Buy

Charles Schwab — Buy (add'l)

Charles Schwab — Sold (part)

Coca Cola Co — Dividend — Buy

Commerce Bancshares — Dividend — Buy

Costar Group Inc — Dividend — Buy

Costar Group Inc — Buy (add'l)

Costco Wholesale — Dividend — Buy

Costco Wholesale — Buy (add'l)

Coupa Software Inc — Dividend — Buy

Crowdstrike Hldgs Inc — Dividend — Buy

Crowdstrike Hldgs Inc — Buy (add'l)

Dollar Gen Corp — Dividend — Buy

Ecolab Inc — Dividend — Buy

Fidelity Natl Information — Dividend — Buy

Gilead Science — Dividend — Buy

Gilead Science — Buy (add'l)

Glacier Bancorp Inc — Dividend — Buy

Glacier Bancorp Inc — Buy (add'l)

Guidewire Software Inc — Dividend — Buy

Guidewire Software Inc — Buy (add'l)

Heico Corp — Dividend — Buy

Heico Corp — Buy (add'l)

Idexx Labs — Dividend — Buy

Idexx Labs — Buy (add'l)

Ill Tool Works Inc — Dividend — Buy

Illumina Inc — Dividend — Buy

Illumina Inc — Buy (add'l)

Illumina Inc — Sold (part)

Intl Business Machines Corp — Dividend — Buy

Intl Flavors & Fragrances — Dividend — Buy

Intuit Inc — Dividend — Buy

Intuitive Surgical Inc — Dividend — Buy

Iqvia Holdings Inc — Dividend — Buy

Iqvia Holdings Inc — Buy (add'l)

Jack Henry & Assoc Inc — Dividend — Buy

Johnson & Johnson — Dividend — Buy

Kimberly Clark Corp — Dividend — Buy

Kimberly Clark Corp — Buy (add'l)

Markel Corp — Dividend — Buy

Markel Corp — Buy (add'l)

Masimo Corporation — Dividend — Buy

Mc Cormick and Co — Dividend — Buy

McDonalds Corp — Dividend — Buy

Merck & Co Inc — Dividend — Buy

Nexterra Energy Inc — Dividend — Buy

Nike Inc — Dividend — Buy

Nike Inc — Buy (add'l)

Okta Inc — Dividend — Buy

Old Dominion Freight Line — Dividend — Buy

Qualsys Inc — Dividend — Buy

Realty Income Corp — Dividend — Buy

Republic Services Inc — Dividend — Buy

Republic Services Inc — Buy (add'l)

Roper Technologies Inc — Dividend — Buy

Roper Technologies Inc — Buy (add'l)

SBA Communications Corp — Dividend — Buy

SBA Communications Corp — Buy (add'l)

Sherwin Williams Company — Dividend — Buy

Snap On Inc — Dividend — Buy

Stericycle Inc — Dividend — Buy

Stericycle Inc — Buy (add'l)

Steris PLC — Dividend — Buy

Stryker Corp — Dividend — Buy

Stryker Corp — Buy (add'l)

Teleflex Inc — Dividend — Buy

Teleflex Inc — Buy (add'l)

Transdigm Group Inc — Dividend — Buy

Transdigm Group Inc — Buy (add'l)

Transdigm Group Inc — Sold (part)

Twilio Inc — Dividend — Buy

Twilio Inc — Buy (add'l)

Tyler Technologies Inc — Dividend — Buy

Union Pacific Corp — Dividend — Buy

Veeva Sys Inc — Dividend — Buy

Veeva Sys Inc — Buy (add'l)

V F Corp — Dividend — Buy

Verizon Communications — Dividend — Buy

Vulcan Materials Co — Dividend — Buy

Watsco Inc — Dividend — Buy

WEC Energy Group Inc — Dividend — Buy

Xcel Energy Inc — Dividend — Buy

Zoetis Inc — Dividend — Buy

Zoetis Inc — Buy (add'l)

3M Company — Dividend — Buy

3M Company — Sold

ABB Ltd — Dividend — Buy

ABB Ltd — Sold (part)

Adyen N V — Dividend — Buy

Adyen N V — Buy (add'l)

Adyen N V — Sold (part)

American Water Works Co — Dividend — Buy

American Water Works Co — Sold

Advanced Micro Devices — Dividend — Buy

Advanced Micro Devices — Buy (add'l)

Advanced Micro Devices — Sold (part)

Alibaba Group Hldg — Dividend — Buy

Alibaba Group Hldg — Sold (part)

Alibaba Group Hldg — Buy (add'l)

Alibaba Group Hldg — Sold (part)

Alnylam Pharmaceuticals Inc — Dividend — Buy

Alnylam Pharmaceuticals Inc — Buy (add'l)

Alnylam Pharmaceuticals Inc — Sold

Amgen inc — Dividend — Buy

Amgen inc — Sold (part)

Arista Networks Inc — Dividend — Buy

Arista Networks Inc — Sold

Astrazeneca PLC — Dividend — Buy

Astrazeneca PLC — Sold (part)

Astrazeneca PLC — Sold

Ball Corporation — Dividend — Buy

Ball Corporation — Buy (add'l)

Ball Corporation — Sold (part)

Biomarin Pharmac — Dividend — Buy

Biomarin Pharmac — Buy (add'l)

Biomarin Pharmac — Sold (part)

Boeing Inc — Dividend — Buy

Boeing Inc — Sold

Bok Financial Corp — Dividend — Buy

Bok Financial Corp — Buy (add'l)

Bok Financial Corp — Sold (part)

Bok Financial Corp — Sold

Booz Allen Hamilton Hlldg — Dividend — Buy

Booz Allen Hamilton Hlldg — Buy (add'l)

Booz Allen Hamilton Hlldg — Sold

Boston Properties Inc — Dividend — Buy

Boston Properties Inc — Buy (add'l)

Boston Properties Inc — Sold (part)

Boston Scientific Corp — Dividend — Buy

Boston Scientific Corp — Sold

Calavo Growers Inc — Dividend — Buy

Calavo Growers Inc — Sold (part)

Calavo Growers Inc — Buy (add'l)

Charles Schwab Corp 5.95% — Dividend — Buy

Charles Schwab Corp 5.95% — Sold (part)

Charles Schwab Corp 5.95% — Buy (add'l)

Check Point Software Tech — Dividend — Buy

Check Point Software Tech — Sold (part)

Check Point Software Tech — Sold

Chewy Inc — Dividend — Buy

Chewy Inc — Buy (add'l)

Chewy Inc — Sold (part)

Chubb LTD — Dividend — Buy

Chubb LTD — Buy (add'l)

Chubb LTD — Sold (part)

Chubb LTD — Buy (add'l)

Chubb LTD — Sold (part)

Danaher Corporation — Dividend — Buy

Danaher Corporation — Sold (part)

Sirona — Dividend — Buy

Sirona — Sold (part)

Sirona — Buy (add'l)

Sirona — Sold (part)

Sirona — Buy (add'l)

Sirona — Sold (part)

Dexcom Inc — Dividend — Buy

Dexcom Inc — Sold (part)

Diageo PLC Spon — Dividend — Buy

Diageo PLC Spon — Buy (add'l)

Diageo PLC Spon — Sold (part)

Eli Lilly & Co — Dividend — Buy

Eli Lilly & Co — Sold (part)

Eli Lilly & Co — Sold

Epiroc Aktiebolag ADR — Dividend — Buy

Epiroc Aktiebolag ADR — Buy (add'l)

Epiroc Aktiebolag ADR — Sold (part)

Epiroc Aktiebolag ADR — Sold

Essential Utils Inc — Dividend — Buy

Essential Utils Inc — Sold (part)

Essential Utils Inc — Buy (add'l)

Essemtial Utils Inc — Dividend — Buy

Essemtial Utils Inc — Sold (part)

Everest Re Group LTD — Dividend — Buy

Everest Re Group LTD — Buy (add'l)

Everest Re Group LTD — Sold (part)

Everest Re Group LTD — Buy (add'l)

Exact Sciences Corp — Dividend — Buy

Exact Sciences Corp — Sold (part)

Exact Sciences Corp — Buy (add'l)

Fleetcor Technologies — Dividend — Buy

Fleetcor Technologies — Sold

Globus Medical Inc — Dividend — Buy

Globus Medical Inc — Buy (add'l)

Globus Medical Inc — Sold (part)

Goldman Sachs Corp — Dividend — Buy

Goldman Sachs Corp — Buy (add'l)

Goldman Sachs Corp — Sold (part)

Goldman Sachs Corp — Sold

Graco Inc — Dividend — Buy

Graco Inc — Sold (part)

Graco Inc — Sold

Grubhub Inc — Dividend — Buy

Grubhub Inc — Buy (add'l)

Grubhub Inc — Sold (part)

Henkel AG & Co KGAA — Dividend — Buy

Henkel AG & Co KGAA — Sold (part)

Henkel AG & Co KGAA — Buy (add'l)

Honeywell International Inc — Dividend — Buy

Honeywell International Inc — Sold

Humana Inc — Dividend — Buy

Humana Inc — Buy (add'l)

Humana Inc — Sold

Las Vegas Sands Corporation — Dividend — Buy

Las Vegas Sands Corporation — Sold

Lyft Inc — Dividend — Buy

Lyft Inc — Buy (add'l)

Lyft Inc — Sold

Kering S A ADR — Dividend — Buy

Kering S A ADR — Sold (part)

Lindsay MFG Co — Dividend — Buy

Lindsay MFG Co — Sold (part)

Merit Med Syst — Dividend — Buy

Merit Med Syst — Buy (add'l)

Merit Med Syst — Sold (part)

Merit Med Syst — Buy (add'l)

Merit Med Syst — Sold (part)

Motorola Solutions Inc — Dividend — Buy

Motorola Solutions Inc — Buy (add'l)

Motorola Solutions Inc — Sold (part)

Mueller Water Prod Inc Ser A — Dividend — Buy

Mueller Water Prod Inc Ser A — Buy (add'l)

Mueller Water Prod Inc Ser A — Sold (part)

Mueller Water Prod Inc Ser A — Buy (add'l)

Northern Trust Co — Dividend — Buy

Northern Trust Co — Buy (add'l)

Northern Trust Co — Sold (part)

Nvidia Corporation — Dividend — Buy

Nvidia Corporation — Buy (add'l)

Nvidia Corporation — Sold (part)

On Semiconductor Corp — Dividend — Buy

On Semiconductor Corp — Buy (add'l)

On Semiconductor Corp — Sold (part)

On Semiconductor Corp — Sold

Oshkosh Corp — Dividend — Buy

Oshkosh Corp — Buy (add'l)

Oshkosh Corp — Sold (part)

Oshkosh Corp — Sold

Paypal Hldgs Inc — Dividend — Buy

Paypal Hldgs Inc — Buy (add'l)

Paypal Hldgs Inc — Sold (part)

Paypal Hldgs Inc — Buy (add'l)

Paypal Hldgs Inc — Sold (part)

Pernod Ricard SA Unspon — Dividend — Buy

Pernod Ricard SA Unspon — Buy (add'l)

Pernod Ricard SA Unspon — Sold (part)

Pernod Ricard SA Unspon — Sold

Phillips 66 Com — Dividend — Buy

Phillips 66 Com — Buy (add'l)

Phillips 66 Com — Sold (part)

Reinsurance Group of America — Dividend — Buy

Reinsurance Group of America — Sold (part)

Ringcentral Inc — Dividend — Buy

Ringcentral Inc — Sold

Rockwell Automation Inc — Dividend — Buy

Rockwell Automation Inc — Sold (part)

Ross Stores Inc — Dividend — Buy

Ross Stores Inc — Buy (add'l)

Ross Stores Inc — Sold (part)

Salesforce.com Inc — Dividend — Buy

Salesforce.com Inc — Sold (part)

Salesforce.com Inc — Buy (add'l)

Sarepta Therapeutics Inc — Dividend — Buy

Sarepta Therapeutics Inc — Buy (add'l)

Sarepta Therapeutics Inc — Sold (part)

Schneider Elec SA Unsp — Dividend — Buy

Schneider Elec SA Unsp — Sold (part)

Schneider Elec SA Unsp — Sold

Servicenow Inc — Dividend — Buy

Servicenow Inc — Buy (add'l)

Servicenow Inc — Sold (part)

Snowflake Inc — Dividend — Buy

Snowflake Inc — Sold (part)

Snowflake Inc — Buy (add'l)

Starbucks Corp — Dividend — Buy

Starbucks Corp — Sold (part)

Starbucks Corp — Sold

Tencent Hldgs LTD — Dividend — Buy

Tencent Hldgs LTD — Buy (add'l)

Tencent Hldgs LTD — Sold (part)

Tencent Hldgs LTD — Buy (add'l)

Tencent Hldgs LTD — Sold (part)

Tencent Hldgs LTD — Sold

Tesla Inc — Dividend — Buy

Tesla Inc — Sold (part)

Tesla Inc — Sold

Thermo Fisher Scientific — Dividend — Buy

Thermo Fisher Scientific — Sold (part)

Travelers Companies Inc — Dividend — Buy

Travelers Companies Inc — Buy (add'l)

Travelers Companies Inc — Sold (part)

Travelers Companies Inc — Buy (add'l)

Travelers Companies Inc — Sold (part)

Twitter Inc — Dividend — Buy

Twitter Inc — Buy (add'l)

Twitter Inc — Sold (part)

Twitter Inc — Buy (add'l)

Uber Technologies Inc — Dividend — Buy

Uber Technologies Inc — Sold (part)

Uber Technologies Inc — Buy (add'l)

Vertex Pharmaceuticals — Dividend — Buy

Vertex Pharmaceuticals — Sold (part)

Werner Enterprises Inc — Dividend — Buy

Werner Enterprises Inc — Sold (part)

Werner Enterprises Inc — Buy (add'l)

Wright Medical Group — Dividend — Buy

Wright Medical Group — Buy (add'l)

Wright Medical Group — Sold (part)

Abiomed Inc — Dividend — Buy

Adobe Inc — Dividend — Buy

Air Prod & Chem Inc — Dividend — Buy

Air Prod & Chem Inc — Buy (add'l)

Alcon Inc — Dividend — Buy

Alcon Inc — Buy (add'l)

Align Technology — Dividend — Buy

Align Technology — Buy (add'l)

Allegion Pub LTD Co — Dividend — Buy

Alphabet Inc CL C — Dividend — Buy

Amazon Com Inc — Dividend — Buy

Amazon Com Inc — Buy (add'l)

American Tower REIT COM — Dividend — Buy

Ameriprise Fincl Inc — Dividend — Buy

Ameriprise Fincl Inc — Buy (add'l)

Amtek Inc New — Dividend — Buy

Amphenol corp New CL A — Dividend — Buy

Apple Inc — Dividend — Buy

Aramark Holdings Corporation — Dividend — Buy

Aramark Holdings Corporation — Buy (add'l)

ASML Holding NV NY Reg New — Dividend — Buy

Autodesk Inc Delaware — Dividend — Buy

Avalonbay Comm Inc — Dividend — Buy

Avalonbay Comm Inc — Buy (add'l)

Avista Corp — Dividend — Buy

Avista Corp — Buy (add'l)

Baxter Intl Inc — Dividend — Buy

Baxter Intl Inc — Buy (add'l)

Becton Dickinson & Co Dep REPSTG PFD B — Dividend — Buy

Becton Dickinson & Co Dep REPSTG PFD B — Sold (part)

Becton Dickinson & Co Dep REPSTG PFD B — Buy (add'l)

Beiersdorf AG Unspons ADR — Dividend — Buy

Beiersdorf AG Unspons ADR — Buy (add'l)

Berkley W R Corp — Dividend — Buy

Biogen Inc Com — Dividend — Buy

Biomarin Pharmac SE — Dividend — Buy

Blackstone Group Inc CL A — Dividend — Buy

Booking Holdings Inc — Dividend — Buy

Cabot Oil & Gas Corp A — Dividend — Buy

Cabot Oil & Gas Corp A — Buy (add'l)

Cal Maine Foods Inc — Dividend — Buy

Cal Maine Foods Inc — Buy (add'l)

Calif Water Svc GP Del — Dividend — Buy

Calif Water Svc GP Del — Buy (add'l)

Capital One Financial Corp — Dividend — Buy

Capital One Financial Corp — Buy (add'l)

Carvana Co CL A — Dividend — Buy

Carvana Co CL A — Buy (add'l)

CBRE Group Inc CL A — Dividend — Buy

CDW Corporation — Dividend — Buy

CDW Corporation — Buy (add'l)

Charles Schwab New — Dividend — Buy

Chipotle Mexican Grill Inc Com — Dividend — Buy

Cincinnati Financial Ohio — Dividend — Buy

Cincinnati Financial Ohio — Buy (add'l)

Coca Cola Co — Dividend — Buy

Coca Cola Co — Buy (add'l)

Cognizant Tech Solutions CL A — Dividend — Buy

Cognizant Tech Solutions CL A — Buy (add'l)

Commerce Bancshares — Dividend — Buy

Commerce Bancshares — Buy (add'l)

Cooper Co Inc New — Dividend — Buy

Cooper Co Inc New — Buy (add'l)

Corteva Inc — Dividend — Buy

Corteva Inc — Buy (add'l)

Costco Wholesale Corp New — Dividend — Buy

Costco Wholesale Corp New — Buy (add'l)

Costar Group Inc — Dividend — Buy

Coupa Software Inc — Dividend — Buy

Crowdstrike Hldgs Inc CL A — Dividend — Buy

Crowdstrike Hldgs Inc CL A — Sold (part)

Cullen Frost Bankers inc — Dividend — Buy

Cullen Frost Bankers inc — Buy (add'l)

Deer & Co — Dividend — Buy

East West Bancorp — Dividend — Buy

East West Bancorp — Buy (add'l)

Elanco Animal Health Inc — Dividend — Buy

Elanco Animal Health Inc — Buy (add'l)

Enphase Energy — Dividend — Buy

Equinix Inc — Dividend — Buy

Equity Comwlth Com SH Ben Int — Dividend — Buy

Equity Comwlth Com SH Ben Int — Buy (add'l)

Equity Lifestyle Properties — Dividend — Buy

Estee Lauder Co Inc CL A — Dividend — Buy

Estee Lauder Co Inc CL A — Buy (add'l)

Facebook Inc CL A — Dividend — Buy

Facebook Inc CL A — Buy (add'l)

Farfetch LTD CL A — Dividend — Buy

Farfetch LTD CL A — Buy (add'l)

Fedex Corp — Dividend — Buy (add'l)

Fidelity Natl Information SE — Dividend — Buy

Fiserv Inc Wisconsin — Dividend — Buy

Fiserv Inc Wisconsin — Buy (add'l)

Genl Dynamics Corp — Dividend — Buy

Genl Dynamics Corp — Buy (add'l)

Global Payment Inc — Dividend — Buy

Global Payment Inc — Buy (add'l)

Godaddy Inc — Dividend — Buy

Guardant Health Inc — Dividend — Buy

HCA Healthcare Inc — Dividend — Buy

Healthcare Realty Trust Incorp — Dividend — Buy

Healthcare Realty Trust Incorp — Buy (add'l)

ICU Medical Inc — Dividend — Buy

ICU Medical Inc — Buy (add'l)

Idacorp Inc — Dividend — Buy

Intuitive Surgical Inc — Dividend — Buy

Johnson Ctls Intl PLC — Dividend — Buy

Johnson Ctls Intl PLC — Buy (add'l)

JP Morgan Chase & Co — Dividend — Buy

JP Morgan Chase & Co — Buy (add'l)

Kering S A ADR New — Dividend — Buy

Kering S A ADR New — Buy (add'l)

Kimberly Clark Corp — Dividend — Buy

Lam Research Corporation — Dividend — Buy

Lennar Corporation — Dividend — Buy

Lennar Corporation — Buy (add'l)

Liberty Global PLC CL A — Dividend — Buy

Lowes Companies — Dividend — Buy

LVMH Moet Hennessy Louis Vuitt — Dividend — Buy

LVMH Moet Hennessy Louis Vuitt — Buy (add'l)

Markel Corp (Holding Co) — Dividend — Buy

Marketaxess Holdings Inc — Dividend — Buy

Martin Marietta Materials — Dividend — Buy

Martin Marietta Materials — Buy (add'l)

Match Group Inc — Dividend — Buy

Match Group Inc — Buy (add'l)

Mckesson Corp — Dividend — Buy

Mckesson Corp — Buy (add'l)

Medtronic PLC Shs — Dividend — Buy

Medtronic PLC Shs — Buy (add'l)

Mercadolibre Inc — Dividend — Buy

Metlife Incorporated — Dividend — Buy

Metlife Incorporated — Buy (add'l)

Metlife Inc 4.75% F — Dividend — Buy

Metlife Inc 4.75% F — Buy (add'l)

Metlife Inc 5.62% — Dividend — Buy

Metlife Inc 5.62% — Buy (add'l)

Michelin Compagnie — Dividend — Buy

Michelin Compagnie — Buy (add'l)

Microchip Techology Inc — Dividend — Buy

Microchip Techology Inc — Buy (add'l)

Middlesex Water Co — Dividend — Buy

Mission Produce Inc — Dividend — Buy

Mission Produce Inc — Buy (add'l)

Mitsubishi UFJ Fincl Grp — Dividend — Buy

Mitsubishi UFJ Fincl Grp — Buy (add'l)

Moderna Inc — Dividend — Buy

Monster Beverage Corp — Dividend — Buy

Morgan Stanley — Dividend — Buy

Morgan Stanley — Buy (add'l)

MSCI Inc — Dividend — Buy

MTS Systems Corp — Dividend — Buy

MTS Systems Corp — Buy (add'l)

Nestle Spon ADR — Dividend — Buy

Nestle Spon ADR — Buy (add'l)

Norfolk Southern Corp — Dividend — Buy

Northrop Grumman CP — Dividend — Buy

Novartis AG — Dividend — Buy

Novartis AG — Buy (add'l)

O'Reilly Automotive Inc — Dividend — Buy

Parker Hannifin Corp — Dividend — Buy

Parker Hannifin Corp — Buy (add'l)

Peloton Interactive Inc — Dividend — Buy

Peloton Interactive Inc — Buy (add'l)

Pinterest Inc — Dividend — Buy

Pioneer Natural Resources Co — Dividend — Buy

PNC Finl Svcs — Dividend — Buy

PNC Finl Svcs — Buy (add'l)

Procter & Gamble — Dividend — Buy

Procter & Gamble — Buy (add'l)

RPM Inc — Dividend — Buy

RPM Inc — Buy (add'l)

S&P Global Inc — Dividend — Buy

Safran — Dividend — Buy

Safran — Buy (add'l)

Sanderson Farms — Dividend — Buy

Sanderson Farms — Buy (add'l)

Seattle Genetics Inc — Dividend — Buy

Seattle Genetics Inc — Buy (add'l)

Shopify Inc — Dividend — Buy

Shopify Inc — Buy (add'l)

SJW Group — Dividend — Buy

SJW Group — Buy (add'l)

Smith & Nephew PLC — Dividend — Buy

Smith & Nephew PLC — Buy (add'l)

Snap Inc — Dividend — Buy

Snap Inc — Buy (add'l)

Sony Corp — Dividend — Buy

Sony Corp — Buy (add'l)

Spotify Technology — Dividend — Buy

Spotify Technology — Buy (add'l)

Square Inc — Dividend — Buy

Square Inc — Buy (add'l)

Square Inc — Buy

SS&C Technologies Hldgs Inc — Dividend — Buy

Steris PLC — Dividend — Buy

Steris PLC — Buy (add'l)

Sun Communities Inc — Dividend — Buy

Sun Communities Inc — Buy (add'l)

Synopsys Inc — Dividend — Buy

Taiwan Smcndctr MFG Co — Dividend — Buy

Taiwan Smcndctr MFG Co — Buy (add'l)

Target Corp — Dividend — Buy

TD Ameritrade Holding Corp — Dividend — Buy

Teladoc Health Inc — Dividend — Buy

Teladoc Health Inc — Buy (add'l)

Texas Instruments — Dividend — Buy

The Boston Beer Co Inc — Dividend — Buy

The Technology Sel Sec SPDR — Dividend — Buy

The Technology Sel Sec SPDR — Sold

Townebank VA — Dividend — Buy

Townebank VA — Buy (add'l)

Trade Desk Inc — Dividend — Buy

Transunion — Dividend — Buy

Transunion — Buy (add'l)

Tyson Foods Inc — Dividend — Buy

Tyson Foods Inc — Buy (add'l)

UMB Financial Corp — Dividend — Buy

UMB Financial Corp — Buy (add'l)

Universal Health Services — Dividend — Buy

US Bancorp — Dividend — Buy

US Bancorp — Buy (add'l)

US Bancorp PFD B — Dividend — Buy

US Bancorp PFD B — Buy (add'l)

US Bancorp 6.5% FLTS 1/15/22 — Interest — Buy

US Bancorp 6.5% FLTS 1/15/22 — Buy (add'l)

Valley Natl Bancorp — Dividend — Buy

Valley Natl Bancorp — Buy (add'l)

Varian Medical Sys Inc — Dividend — Buy

Varian Medical Sys Inc — Buy (add'l)

Wayfair Inc — Dividend — Buy

White Mountain GRP Bermuda — Dividend — Buy

White Mountain GRP Bermuda — Buy (add'l)

Workday Inc — Dividend — Buy

Zillow Group — Dividend — Buy

Zillow Group — Buy (add'l)

Zynga Inc — Dividend — Buy

Original report did not include information on Triborough Bridge Ref B 11/15/2025. It has been added to Line 87.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.