Jacqueline Becerra

Individual Assets (H)

Bank of America (cash) — Interest

Citibank Private Bank (cash) — Interest

Mass Mutual Whole Life Ins Policy — Dividend — Redeemed

Account #1 (H)

Schwab Bank Cash Sweep (cash) — Interest — Closed

Baird Core Plus Bd Inst (BCOIX) — Dividend — Sold

Blackrock High Yield Bd Port I (BHYIX) — Dividend — Sold

Lord Abbett Short Dur Inc Fd I (LLDYX) — Dividend — Sold

PIMCO Incm Inst Cl (PIMIX) — Dividend — Sold

iShares Core US Agg Bd (AGG) — Dividend — Sold

iShares JPMorgan USD MTS (EMB) — Dividend — Sold

Schwab US Small Cap ETF (SCHA) — Dividend — Sold

Vanguard Mid Cap ETF (VO) — Dividend — Sold

American Beacon Bridgeway LG Cap Value (BWLYX) — Dividend — Sold

DFA Emerg Mkts Core Eqty Port Instl (DFCEX) — Dividend — Sold

DFA Intl Small Co Port Instl (DFISX) — Dividend — Sold

Lazard Global Listed Infrastructure Port (GLIFX) — Dividend — Sold

Oakmark Intl Fd Inst (OANIX) — Dividend — Sold

Schwab Intl Index Fund (SWISX) — Dividend — Sold

Schwab S&P 500 Index Fd (SWPPX) — Dividend — Sold

T Rowe Price Blue Chip Growth (TBCIX) — Dividend — Sold

Account #2 (H)

Brighthouse 6 Year Shield 15 S&P 500 Index Level Annuity (fixed) — None — Buy

Brighthouse 6 Year Shield 25 S&P 500 Index Level Annuity (fixed) — None — Buy

Account #3 (H)

American Funds - The Income Fund of America 529A (CIMAX) — Dividend — Sold (part)

American Funds - The Income Fund of America 529F1 (CIMFX) — Dividend — Sold

American Funds - The Income Fund of America 529F2 (FAIFX) — Dividend — Buy

American Funds - The Income Fund of America 529F2 (FAIFX) — Sold (part)

Account #4 (H)

American Funds - The Income Fund of America-A (AMECX) — Dividend

Liability — Bank of America — credit card

Liability — American Express — credit card

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.