Andrew S. Hanen

IRA - Account #1 (See Note 2) — Interest

Treasury Strips

Chase Retirement Money Mkt Reserves

Capstar Bank (CD) (See 2010 Report, Note 1)

IRA - Account #2 (See Note 3) — Int/Div

Merrill Lynch Money Mkt. Reserves

Aberdeen Developing

Blackrock Global

First Eagle

Ivy Asset Strategic

Janus Forty

Janus Overseas Fund

Prudential Jennison (See 2010 Rpt Note 3 & 2011 Rpt Note 4)

John Hancock Global

Loomis Sayles Strategic

Putnam Diversified

Putnam Voyager

RS Partners FD

Templeton Global Bond

IRA Account #3 (See Note 3) — Int/Div

Memill Lynch Money Mkt, Reserves

Aberdeen Developing

Blackrock Global

First Eagle

lvy Asset Strategy

Janus Forty

Janus Overseas Fund

Prudential Jennison (See 2010 Rpt Note 3 & 2011 Rpt Note 4)

John Hancock Global

Loomis Sayles Strategic

Putnam Diversified

Putnam Voyager

RS Partners FD

Templeton Global Bond

Retirement Account #1] — Int/Div

Fidelity Short Term Bond Fund

Marshall Bond Fund

Catapiller Bonds — Redeemed

Duke Uni. Bonds — Redeemed

Dartmouth College Bonds

Fidelity Cash Reserves

Allstate Life Bonds — Buy

Barclays Bank Bonds — Buy

Microsoft Bonds — Buy

Walmart Bonds — Buy

Brokerage Account #1

Pearland 1SD Municipal Bonds — Interest

Killeen Tex. Municipal Bonds — Interest

Katy Tex. ISD Municipal Bonds — Interest

Lubbock Tx. Tax & Werworks Municipal Bonds — Interest

Umv. Tex. Revs. Fin. Mumcipal Bonds — Interest — Redeemed

Georgetown ISD Municipal Bonds — Interest — Redeemed

Fr. Worth Tex ISD Municipal Bonds — Interest — Redeemed

Richardson Texas Municipal Bonds — Interest — Redeemed

Allen Texas Rdg. Municipal Bonds — Interest — Redeemed

Plano ISD Municipal Bonds — Interest

Burleson Tex ISD Municipal Bonds — Interest

Port Neches Grove ISD Municipal Bonds — Interest

Brownsville Tx Uty Systm. Municipal Bonds — Interest — Buy

Hutto Tex. ISD Municipal Bonds — Interest — Buy

Western Asset Mun. Money Mkt Fund (See Note 6) — Interest

Brokerage Account 22 (See Note 3)

Brownsville Tex Municipal Bonds — Interest

Lower Col. Riv. Auth. Municipal Bonds — Interest

Harris County Municipal Bonds — Interest

University of N. Tex Municipal Bonds — Interest

Sharyland ISD Municipal Bonds — Interest

Lancaster ISD Municipal Bonds — Interest

N. Tex. Twy. Auth. Municipal Bonds — Interest

Houston Tex. Higher Ed Municipal Bonds — Interest

BIF Tax Exempt (See Note §) — Interest

Compass Bank — Interest

Northwestern Mutual EOL Life Ins 2117 — Int/Div

Northwestern Mutual EOL Life Ins 2714 — Int/Div

Northwestern Mutual Whole Life Ins #642 — Int/Div

Northwestern Mutual Whole Life Ins 2817 — Int/Div

Northwestern Mutual Whole Life Ins #811 — Int/Div

Northwestern Mutual EOL Life Ins 2840) — Int/Div

Reimbursement — Baylor Law School — &3/11 -6&/511 — Waco, TX — Judge at Mock Trial — Hotel

Reimbursement — State Bar of Texas — 14/11 = TNS — San Antonio, Texas — CLE Panelist — Hotel and mileage

1. The 2010 Report contained a typographical error. The description of the August 9, 2010 sale on line 42 of RS Emerging Mkts in IRA Account #2 was

incorrectly listed as a partial sale. It was, in fact, a total sale.

2. The assets contained in TRA Account #1 was transterred intemally to an affiliated institution by the institution holding them, but the undersigned did not buy or

sell any assets und the assets as described herein and in prior years remain the same.

3. On October 20, 2011, all assets in IRA Account #2, IRA Account #3, and Brokerage Account #2 were subject to an intra-mstitution transfer, but the

undersigned was not a participant in the transfer and the undersigned retained all of the same assets that existed before the transfer,

4. Jenison Natural is now known as Prudential Jennison. (See lines 13 and 28.)

5. The assets Merill Lynch CMA Tax Exempt Money Market referred to in last year's report remain in the same account, but it is named BIF Tux Exempt.

6. The Western Asset Municipal Money Market Fund was essentially absorbed into the Morgan Stanley Tax Free Income Trust and will be reported under that

name in the 2012 report. The undersigned was not a participant in the transfer, rather it was done administratively by the brokerage firm. The undersigned

retained all of the assets in the account that existed before the transfer.