Tim A. Baker

What was filed

31
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Vanguard Group Trustee (Nos. 1-3)
Indiana University

As filed

Vanguard Trust Group - Vanguard Windsor II Fund Adm (VWNAX) — Interest — Sold (part)

Vanguard Trust Group - Vanguard Windsor II Fund Adm (VWNAX) — Sold (part)

TIAA CREF (QCGRIX) — Interest — Sold (part)

College Choice 529 Investment Plans aged based — Interest — Sold (part)

College Choice 529 Investment Plans aged based — Sold (part)

Chase Bank Account No. 1 -Cash equivalent — None

Chase Bank Account No. 2 -Cash equivalent — Interest

Chase Bank Account No. 3 -Cash equivalent — None

Chase Bank Account No. 4 -Cash equivalent — Interest

Raymond James IRA (H)

Vanguard Growth and Income Fund Admirl (VGIAX) — Dividend

Vanguard Short Term Bond Index Fund — Dividend

Vanguard Windsor II Fund Admirl Shares (VWNAX) — Dividend

Vanguard Inflation Protected — Dividend

Vanguard High Yield Corporate Fund (VWEAX) — Dividend

Vanguard Intermediate Term Investment Grade Admirl — Dividend

Vanguard Global Equity Fund Investor — Dividend

Vanguard Mid Cap Index Fund Admirl — Dividend

Vanguard 500 Index Fund Admirl Shares — Dividend

Fidelity Funds (H)

Vanguard Institution Target 2030 Account — Dividend — Buy

Custodion, Vanguard Group Trustee (Nos. 1-3)

Spouse's income — 2020 — Indiana University

1. With respect to Part VII, line 8, TIAA CREF fund is a 401(K) retirement fund with monthly contibutions with a value that is below the reporting threshold.

Additionally, that account is more fully described as the "TIAA-CREF Growth Account," with NASDAQ symbol of QCGRIX.

2. With respect to Part VII, line 9, these 529 plans are aged-based plans, with montly contributions to each plan. The value of the contributioins to each plan each

month is a value that is below the reporting threshold.

3. With respect to Part VII, lines 8, 30, and 31, in January 2020 the TIAA CREF employer-sponsored fund was converted by the employer into funds managed by

Fidelity. As a result, on January 6, 2020, the TIAA CREF account listed on line 9 was partially sold and the funds were transferred into the funds listed on lines

30 and 31. The Fidelity Funds consist of a mix of Fidelity stocks, bonds, and short term investments in the Vanguard Institution Target 2030 account.