Andrew W. Austin

NMCO — Dividend

MUTUAL FUNDS

American Balanced Fund — Dividend

Am. Funds Tax-Exempt Bond Fund of America — Dividend

Am. Funds Tax-Exempt Bond Fund of America — Buy (add'l)

CLOSED END FUNDS & ETFs

BBN — Dividend

LDP — Dividend

AFAXX — Dividend — Sold

BCAT — Dividend — Buy

UBS BANK USA DEPOSIT ACCT — Interest

STOCKS:

BMEZ — Dividend — Buy

BIGZ — None — Buy

CORPORATE BONDS:

Genworth Fin. Bond — Interest — Redeemed

JP Morgan Chase & Co B/E 5% — Interest — Buy

MUNICIPAL BONDS

Central Tx Reg. Mobility Authority — Interest — Sold

IRA # 1

UBS Bk. Dep. Acct. — Interest

IDV — None — Sold

DSL — Dividend

LDP — Dividend

F — Dividend — Sold

RDSA — Dividend

VRP — Dividend

SEMMX — Dividend

MLPA — Dividend

T — Dividend

Genl Elec Co B/E corp bond — Interest

OXY — None — Sold

WPC — Dividend — Sold

BIICX — Dividend

USIPX — Dividend

PSDYX — Dividend

DOW — Dividend — Sold

PTIAX — Dividend — Buy

PTIAX — Buy (add'l)

BBN — Dividend — Buy

BBN — Sold (part)

IRA # 2

Am. Funds Target Date 2045 A — Dividend

Am. Funds Intermed. Bond Fund of Am Class A — Dividend

Am. Funds Bond Fund of America Class A — Dividend

Am. Funds Capital World Bond Fund Class A — Dividend — Sold

Am. Funds Growth & Inc. Port. — Dividend

Am. FundsAmerican Balanced Fund — Dividend — Buy

FROST BANK MONEY MKT & CHECKING ACCOUNTS — Interest

Executive Committee member, Lloyd Lochridge American Inn of Court

Treasurer, Violet Crown Sports Association (Cycling Team)

Board member, The Trail Foundation

Adjunct professor, University of Texas School of Law

Income — 2019-2021 — University of Texas School of Law - teaching — $7,509.00

Spouse's income — 2020 — Austin Independent School District - salary