Stewart D. Aaron

Individual Assets (H)

City National Bank (cash) — Interest

Ally Online Savings Ally Bank (cash) — Interest

American Express Bank (cash) — Interest

Purepoint Financial (cash) — Interest

Synchrony Bank (cash) — Interest

TD Bank (cash) — Interest

Lincoln Life Assurance Co. of Boston Fixed Annuity — None

New York Life Insurance Co. Whole Life Account #1 (X) — None

New York Life Insurance Co. Whole Life Account #2 (X) — None

Account #1 (H)

Charles Schwab Bank Sweep (cash) — Interest

First Trust North American Energ ETF (EMLP) — Dividend — Buy

iShares Core MISC EAFE ETF (IEFA) — Dividend — Buy

iShares Trust iShares Edge MSCI Min Vol USA ETF (USMV) — Dividend

Vanguard Small Cap Value ETF (VBR) — Dividend — Buy

Vanguard FTSE Emerging Mark ETF IV (VWO) — Dividend — Buy

Vanguard FTSE Emerging Mark ETF IV (VWO) — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Dividend

Cohen & Steers Preferred & Income (CPXIX) — Dividend

DoubleLine Total Return Bond (DBLTX) — Dividend

Metropolitan West Total Return Bond (MWTIX) — Dividend

Vanguard Interm-Term Bond Index (VBILX) — Dividend

Vanguard Short Term Bond (VBIRX) — Dividend — Sold (part)

American Funds Europacific Growth F2 (AEPFX) — None — Sold

Eagle MLP Strategy Fd I (EGLIX) — Dividend — Sold

Fidelity ADV Real Estate Income FD CL I (FRIRX) — Dividend

Lazard Emrg Mkts Eqty (LZEMX) — None — Sold

Lazard Intl Eqty (LZIEX) — None — Sold

MFS International New Discovery I (MWNIX) — None — Sold

Polen Growth Institution (POLIX) — Dividend — Buy

Account #2 (H)

Schwab Government Money Fund (SWGXX) (cash) — Interest

Schwab Value Advantage (SWVXX) — Dividend

US Treasury NT (2 year) (9128284J6) — Interest — Redeemed

US Treasury NT (5 year) (9128284L1) — Interest

Cohen & Steers Preferred & Income (CPXIX) — Dividend — Buy

Account #3 (H)

iShares Trust iShares Edge MSCI Min Vol USA ETF (USMV) — Dividend

Vanguard Total Stock Market ETF (VTI) — Dividend

Account #4 (H)

Vanguard Interm-Term Tx-Ex Adm (VWIUX) — Dividend — Sold

iShares Trust iShares Edge MSCI Min Vol USA ETF (USMV) — Dividend — Sold

Schwab US Trsy Money Inv (SNSXX) — Dividend — Buy

Account #5 (H)

Wilmington Govt MMkt (cash) (X) — Interest

Wells Fargo Bank (cash) — Interest — Redeemed

Account #6 (H)

New York's 529 College Savings Program (cash) — Interest

Account #7 (H)

New York's 529 College Savings Program (cash) — Interest

Account #8 (H)

Optum Bank HSA (cash) (X) — None — Closed

Vanguard Wellington Fund Investor Shares (VWELX) — Dividend — Sold

Account #9 (H)

Fidelity Asset Manager 50% (FASMX) — Dividend — Buy

New York County Lawyers Association, Director

Agreement — 2017 — Payments under Articles of Partnership of Arnold & Porter Kaye Scholer LLP for a five-year term starting in 2019

Income — 2020 — Arnold & Porter Kaye Scholer LLP (nonemployee compensation agreement) — $168,723.00

Spouse's income — 2020 — Self-Employed (artist)

Parenthetical numbers in Part VII are CUSIP numbers.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.