Lewis Jeffrey Liman

Retirement Account 1 Fidelity Investments (H)

Fidelity Investments, Investment Contracts Fund — Dividend

Vanguard Target 2025 — None

Investment Account 1 Charles Schwab managed by KF Advisors (H)

John Hancock Global Absolute Return Fund JHAIX (Y)

Loomis Sayles Bond Fund LSBDX — None — Sold

Templeton Global Bond Fund TGBAX — None — Sold

Vanguard Total Bond Market Fund VBTLX — None — Sold

Ishares Russell 2000 IWM — Dividend — Buy (add'l)

Ishares Russell 2000 IWM — Sold (part)

Ishares Russell 2000 IWM — Sold (part)

JH Intl Growth Fund GOGIX — Dividend — Buy (add'l)

JH Intl Growth Fund GOGIX — Sold (part)

JH Intl Growth Fund GOGIX — Sold (part)

Schwab Value Advantage Money Fund SWVXX (Y)

Edgewood Growth Fund EGFIX — Dividend — Buy (add'l)

Edgewood Growth Fund EGFIX — Sold (part)

Touchstone Sands Emerging Markets Growth TSEGX — None — Buy (add'l)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Aristotle Value Equity Fund ARSQX — Dividend — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — None — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold

Ishares Core S&P 500 Index ETF IVV (X) — Dividend — Buy (add'l)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

GQG Partners Global Quality Eqty Inst GQRIX — Dividend — Buy

Grandeur Peak Intl GISYX — Dividend — Buy

Grandeur Peak Intl GISYX — Sold (part)

Grandeur Peak Intl GISYX — Sold (part)

PIMCO Short Term PTSHX (X) — Dividend — Buy (add'l)

River Canyon Total Return Bond Inst RCTIX — Dividend — Buy

River Canyon Total Return Bond Inst RCTIX — Sold (part)

River Canyon Total Return Bond Inst RCTIX — Sold (part)

Vanguard Short Term Bond Fund VFSUX — Dividend — Buy

Schwab Value Advantage Money Fd SNAXX (X) — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Atara Biotherapeutic ATRA — None — Buy

Atara Biotherapeutic ATRA — Sold

Atara Biotherapeutic ATRA — Buy

Atara Biotherapeutic ATRA — Sold

Investment Account 2 Pershing Brave Warrior Advisors (H)

Airbus Group SE common stock EADSF (Y)

Alliance Data Systems Corp. common stock ADS (Y)

Alphabet Inc. Cap. Stock Cl A common stock GOOGL (Y)

Antero Resources Corp. common stock AR (Y)

Brookfield Asset Mgmt Inc. Cl A common stock BAM (Y)

HCA Holdings Inc. common stock HCA (Y)

JP Morgan Chase & Co. common stock JPM (Y)

Liberty Global PLC Cl A common stock LBTYA (Y)

Liberty Global PLC Cl C common stock LBTYK (Y)

Metro Bank PLC common stock MBNKF (Y)

Primerica Inc. common stock PRI (Y)

Charles Schwab Corp. common stock SCHW (Y)

Nielsen Holdings PLC common stock NLSN (Y)

Investment Account 3 Pershing Chieftain Capital Management (H)

CBS Corp Cl B common stock CBS (Y)

CommScope Holding Co Inc common stock COMM (Y)

Discovery Communications common stock DISCK (Y)

Express Scripts Holding Co common stock ESRX (Y)

GCI Liberty Inc common stock GLIBA (Y)

Hanesbrand Inc common stock HBI (Y)

HCA Holdings Inc common stock HCA (Y)

Liberty Media Corp Delaware A Siriusxm common stock LSXMA (Y)

Liberty Media Corp Delaware C Siriusxm common stock LSXMK (Y)

Investment Account 4 Schwab Charitable managed by KF Advisors (H)

Schwab Donor Advised - Janus Balanced Pool JABAX — None

Schwab Donor Advised - Manning & Napier Conservative Pool EXDAX — None

Armistice LP — Dividend

DAG Ventures V-QP, L.P. — Dividend

Hawk Ridge Partners II LP — Dividend

LionHedge Platform Fund, L.P. (Y)

Sculptor (OZ) Domestic Partners II LP — Dividend

PIMCO BRAVO Fund III Onshore Feeder, L.P. — Dividend

Riverstone RCP Apex II, L.P. — Dividend

Riverstone Credit Partners, L.P. — Dividend

Solaris Ara Fund LP — Dividend

Solaris Constellation Fund LP (Y)

Summit Strategies COI Fund I, L.P. — Dividend

Dreyfus Treasury Prime Admin Pershing - Chieftain DTPAX (Y)

CGSH Partners Investments, LLC — None

CGSH Partners Investments LLC Series D (H)

Apollo VII (Y)

Carlyle V (Y)

TPG VI (Y)

TPG Asia V (Y)

CGSH Partners Investors LLC Series D cash (Y)

CGSH Partners Investments LLC Series E (H)

Apollo EPF II (Y)

Carlyle VI (Y)

Apollo VIII (Y)

Carlyle Asia IV (Y)

CGSH Partners Investments LLC Series E cash (Y)

Dreyfus Treasury & Agency Inst Pershing - Brave Warrior DTRXX (Y)

Retirement Account 2 Cash Balance Plan (H)

Fidelity Government Cash Reserves FDRXX — None

Vanguard Bd Index Fund BND (Y)

Schwab Strategic US Small Cap ETF SCHA (Y)

Vanguard Star Fund ETF ShS VXUS (Y)

Vanguard Whitehall FDS High Dividend ETF VYM (Y)

AQR Managed Futures Fund Class I AQMIX (Y)

Blackrock High Yield Bon Institutional BHYIX (Y)

CS Floating Rate High Income Institutional Shares CSHIX (Y)

Glenmede Secured Options Portfolio (Y)

Loomis Sayles Strategic Alpha LASYX (Y)

Primecap Odyssey Growth Fund POGRX (Y)

PIMCO Short Term Institutional PTSHX (Y)

AQR Long Short Equity Fund Class I QLEIX (Y)

TCW Emerging Markets Income Class I TGEIX (Y)

Vanguard Bd Index Fund Short Term Bond ETF BSV (Y)

PIMCO Total Return Instl PTTRX — None

Vanguard Market Neutral Fund Inv SHS VMNFX (Y)

Vanguard International Value Port Inv Cl VTRIX — None

Vanguard International Growth Admiral VWILX — None

Vanguard Hi Yield Corporate Admiral VWEAX — None

Fidelity Extended Market Index FSMAX (X) — None

Fidelity 500 Index FXAIX (X) — None

Fidelity Growth Company FDGRX (X) — None

Fidelity Total Intl Index FTIHX (X) — None

DFA Global Real Estate DFGEX (X) — None

JPMorgan Small Cap Growth JGSVX (X) — None

Vanguard Equity Income Admiral VEIRX (X) — None

Victory Sycamore Sm Co VSOIX (X) — None

Fidelity U.S. Bond Index FXNAX (X) — None

Fidelity Inflat-Prot Bd FIPDX (X) — None

Fidelity Int'l Bond Index FBIIX (X) — None

Fidelity Short Term Bond Index FNSOX (X) — None

JPMorgan Chase cash accounts — None

Pacific Life whole life insurance policy (Y)

Investment Account 5 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strategy Income BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging Fund ABEMX (Y)

Artisan International Value Fund APDKX — Dividend

Edgewood Growth Institutional EGFIX — Dividend

J Hancock Disciplined Value Cl 1 JVLIX — Dividend

Oppenheimer International Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fund VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

Nielsen Holdings PLC common stock NSLN (Y)

J Hancock Intl Growth Fund GOGIX (X) — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 6 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strat Incm BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging ABEMX (Y)

Artisan Intl Value Fund APDKX — Dividend

Edgewood Growth Instl EGFIX — Dividend

J Hancock Disciplined JVLIX — Dividend

Oppenheimer Intl Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fd VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

J Hancock Intl Growth Fund GOGIX — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 7 Neuberger Berman (H)

Dreyfus Treasury Sec Cash Mgmt Admin DARXX — Dividend

Air Products & Chem APD — Dividend — Sold (part)

Alphabet Inc Cap Stk Cl A GOOGL — None

Amazon.com Inc AMZN — None

Analog Devices Inc Com ADI (Y)

Ansys Inc ANSS — None — Sold (part)

Apple Inc AAPL — Dividend

At Home Group Inc. Com. HOME (Y)

BHP Billiton PLC Spons ADR Each Rep 2 BBL (Y)

Borgwarner Inc BWA (Y)

Bristol Mhyers Squibb BMY — Dividend — Sold

Cabot Oil & Gas CP COM COG (Y)

Celgene Corp CELG (Y)

Coca Cola Co KO — Dividend

Comcast Corp New Cl A CMCSA — Dividend

Deere & Company DE (Y)

Eaton Corp OLC Com ETN — Dividend — Sold (part)

EOG Resources EOG — Dividend — Sold

Facebook Inc Com USD0.000006 Cl A FB — None — Sold (part)

Goldman Sachs Group Inc GS — None — Sold

Home Depot Inc Com HD — None

IHS Markit Ltd Com INFO — Dividend — Sold (part)

IHS Markit Ltd Com INFO — Buy (add'l)

Johnson & Johnson JNJ — Dividend

JPMorgan Chase & Co JPM — Dividend — Sold

Lions Gate Entertainment Corp CL B Non LGFB (Y)

Lions Gate Entertainment Corp. Voting Cl A LGFA — None — Sold

Microsoft Corp MSFT — Dividend

Motorola Solutions Inc. Com. New MSI — Dividend — Sold (part)

Motorola Solutions Inc. Com. New MSI — Sold

Mueller Inds Inc MLI — Dividend — Buy (add'l)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold

Pfizer Inc PFE — Dividend

Regeneron Pharmaceuticals REGN — None — Buy (add'l)

Union Pacific Corp. UNP — Dividend — Buy (add'l)

Universal Display Corp OLED — Dividend

Visa Inc Com Cl A V — Dividend

Zoetis Inc Com UDS0.01 Cl A ZTS — Dividend

Adaptive Biotechnologies Corp ADPT — None — Buy

Adaptive Biotechnologies Corp ADPT — Buy (add'l)

Blackrock Inc BLK (X) — None — Sold

Blackstone Group BX (X) — None — Sold

Booz Allen Hamilton BAH — None — Buy

Booz Allen Hamilton BAH — Buy (add'l)

Booz Allen Hamilton BAH — Sold

Cintas Corp STAS — None — Buy

COSTCO Wholesale COST (X) — Dividend

Draftkings DKNG — None — Buy

Nike Inc NKE (X) — Dividend

Peloton Interactive PTON — None — Buy

Peloton Interactive PTON — Sold

Qualcomm QCOM — Dividend — Buy

T-Mobile TMUS (X) — None — Buy (add'l)

T-Mobile TMUS (X) — Buy (add'l)

Tesla TSLA — None — Buy

Vertex Pharmaceuticals VRTX — None — Buy

YETI Hldgs YETI — None — Buy

Investment Account 8 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Investments Account 9 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Retirement Account 3 TIAA (H)

Annuity Contracts (Y)

TIAA Traditional — None

CREF Stock R2 — None

TIAA Real Estate — None

CREF Inf-Linked Bond R2 — None

Retirement Account 4 Charles Schwab IRA (H)

Alphabet Inc GOOGL — None

Bank of America Corp. common stock BAC — Dividend

Ishares MSCI ACWI ETC ACWI — Dividend

Ishares S&P 500 Growth ETF IVW — Dividend — Sold

Schwab Emerging Markets Equity ETF SCHE (Y)

SPDR Dow Jones Industrial Avrg ETF DIA — Dividend

Wisdomtree International Egy ETF DWM (Y)

Invesco Equity and Income Fund ACEKX (Y)

Charles Schwab cash account (X) — Interest

Investment Account 10 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Investment Account 11 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Legg Mason SCH Bal 50/50 0 SCBYX — Sold (part)

Retirement Account 5 John Hancock managed by Wilmer Hale (H)

Target Retirement 2025 Fund (X) — None — Sold

Vanguard Target Ret 2025 Inst — Dividend — Buy

Retirement Account 6 Richemont North America (H)

Prudential Principal Preservation Fund — None

Investment Account 12 Charles Schwab managed by KF Advisors (H)

PIMCO Inflation Response Multi Asset Fund PIRMX — Dividend — Sold (part)

PIMCO Inflation Response Multi Asset Fund PIRMX — Sold (part)

Schwab Value Advantage Money Fund SWVXX — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Schwab Government Money Fund SNVXX — Sold (part)

Charles Schwab cash account — None

Fortress TSX Broadway — None

Davidson Kempner Distressed Opportunities, LP — Dividend

Hudson Bay Fund LP — Dividend

Oak Hill Capital Partners V (Onshore Feeder), L.P. (X) — Dividend

TCW Talf Opportunities Fund LP — None — Buy

TCW Talf Opportunities Fund LP — Sold

Rental Property, Rye, NY (X) — Rent

Retirement Account 7 Merrill (Bank of America Co) (H)

Merrill cash account — None

Retirement Account 1 Fidelity Investments (H)

Fidelity Investments, Investment Contracts Fund — Dividend

Vanguard Target 2025 — None

Investment Account 1 Charles Schwab managed by KF Advisors (H)

John Hancock Global Absolute Return Fund JHAIX (Y)

Loomis Sayles Bond Fund LSBDX — None — Sold

Templeton Global Bond Fund TGBAX — None — Sold

Vanguard Total Bond Market Fund VBTLX — None — Sold

Ishares Russell 2000 IWM — Dividend — Buy (add'l)

Ishares Russell 2000 IWM — Sold (part)

Ishares Russell 2000 IWM — Sold (part)

JH Intl Growth Fund GOGIX — Dividend — Buy (add'l)

JH Intl Growth Fund GOGIX — Sold (part)

JH Intl Growth Fund GOGIX — Sold (part)

Schwab Value Advantage Money Fund SWVXX (Y)

Edgewood Growth Fund EGFIX — Dividend — Buy (add'l)

Edgewood Growth Fund EGFIX — Sold (part)

Solaris Ara Fund LP — Dividend

Touchstone Sands Emerging Markets Growth TSEGX — None — Buy (add'l)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Aristotle Value Equity Fund ARSQX — Dividend — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — None — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold

Ishares Core S&P 500 Index ETF IVV (X) — Dividend — Buy (add'l)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

GQG Partners Global Quality Eqty Inst GQRIX — Dividend — Buy

Grandeur Peak Intl GISYX — Dividend — Buy

Grandeur Peak Intl GISYX — Sold (part)

Grandeur Peak Intl GISYX — Sold (part)

PIMCO Short Term PTSHX (X) — Dividend — Buy (add'l)

River Canyon Total Return Bond Inst RCTIX — Dividend — Buy

River Canyon Total Return Bond Inst RCTIX — Sold (part)

River Canyon Total Return Bond Inst RCTIX — Sold (part)

Vanguard Short Term Bond Fund VFSUX — Dividend — Buy

Schwab Value Advantage Money Fd SNAXX (X) — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Atara Biotherapeutic ATRA — None — Buy

Atara Biotherapeutic ATRA — Sold

Atara Biotherapeutic ATRA — Buy

Atara Biotherapeutic ATRA — Sold

Investment Account 2 Pershing Brave Warrior Advisors (H)

Airbus Group SE common stock EADSF (Y)

Alliance Data Systems Corp. common stock ADS (Y)

Alphabet Inc. Cap. Stock Cl A common stock GOOGL (Y)

Antero Resources Corp. common stock AR (Y)

Brookfield Asset Mgmt Inc. Cl A common stock BAM (Y)

HCA Holdings Inc. common stock HCA (Y)

JP Morgan Chase & Co. common stock JPM (Y)

Liberty Global PLC Cl A common stock LBTYA (Y)

Liberty Global PLC Cl C common stock LBTYK (Y)

Metro Bank PLC common stock MBNKF (Y)

Primerica Inc. common stock PRI (Y)

Charles Schwab Corp. common stock SCHW (Y)

Nielsen Holdings PLC common stock NLSN (Y)

Investment Account 3 Pershing Chieftain Capital Management (H)

CBS Corp Cl B common stock CBS (Y)

CommScope Holding Co Inc common stock COMM (Y)

Discovery Communications common stock DISCK (Y)

Express Scripts Holding Co common stock ESRX (Y)

GCI Liberty Inc common stock GLIBA (Y)

Hanesbrand Inc common stock HBI (Y)

HCA Holdings Inc common stock HCA (Y)

Liberty Media Corp Delaware A Siriusxm common stock LSXMA (Y)

Liberty Media Corp Delaware C Siriusxm common stock LSXMK (Y)

Investment Account 4 Schwab Charitable managed by KF Advisors (H)

Schwab Donor Advised - Janus Balanced Pool JABAX — None

Schwab Donor Advised - Manning & Napier Conservative Pool EXDAX — None

Armistice LP — Dividend

DAG Ventures V-QP, L.P. — Dividend

Hawk Ridge Partners II LP — Dividend

LionHedge Platform Fund, L.P. (Y)

Sculptor (OZ) Domestic Partners II LP — Dividend

PIMCO BRAVO Fund III Onshore Feeder, L.P. — Dividend

Riverstone RCP Apex II, L.P. — Dividend

Riverstone Credit Partners, L.P. — Dividend

Solaris Constellation Fund LP (Y)

Summit Strategies COI Fund I, L.P. — Dividend

Dreyfus Treasury Prime Admin Pershing - Chieftain DTPAX (Y)

CGSH Partners Investments, LLC — None

CGSH Partners Investments LLC Series D (H)

Apollo VII (Y)

Carlyle V (Y)

TPG VI (Y)

TPG Asia V (Y)

CGSH Partners Investors LLC Series D cash (Y)

CGSH Partners Investments LLC Series E (H)

Apollo EPF II (Y)

Carlyle VI (Y)

Apollo VIII (Y)

Carlyle Asia IV (Y)

CGSH Partners Investments LLC Series E cash (Y)

Dreyfus Treasury & Agency Inst Pershing - Brave Warrior DTRXX (Y)

Retirement Account 2 Cash Balance Plan (H)

Fidelity Government Cash Reserves FDRXX — None

Vanguard Bd Index Fund BND (Y)

Schwab Strategic US Small Cap ETF SCHA (Y)

Vanguard Star Fund ETF ShS VXUS (Y)

Vanguard Whitehall FDS High Dividend ETF VYM (Y)

AQR Managed Futures Fund Class I AQMIX (Y)

Blackrock High Yield Bon Institutional BHYIX (Y)

CS Floating Rate High Income Institutional Shares CSHIX (Y)

Glenmede Secured Options Portfolio (Y)

Loomis Sayles Strategic Alpha LASYX (Y)

Primecap Odyssey Growth Fund POGRX (Y)

PIMCO Short Term Institutional PTSHX (Y)

AQR Long Short Equity Fund Class I QLEIX (Y)

TCW Emerging Markets Income Class I TGEIX (Y)

Vanguard Bd Index Fund Short Term Bond ETF BSV (Y)

PIMCO Total Return Instl PTTRX — None

Vanguard Market Neutral Fund Inv SHS VMNFX (Y)

Vanguard International Value Port Inv Cl VTRIX — None

Vanguard International Growth Admiral VWILX — None

Vanguard Hi Yield Corporate Admiral VWEAX — None

Fidelity Extended Market Index FSMAX (X) — None

Fidelity 500 Index FXAIX (X) — None

Fidelity Growth Company FDGRX (X) — None

Fidelity Total Intl Index FTIHX (X) — None

DFA Global Real Estate DFGEX (X) — None

JPMorgan Small Cap Growth JGSVX (X) — None

Vanguard Equity Income Admiral VEIRX (X) — None

Victory Sycamore Sm Co VSOIX (X) — None

Fidelity U.S. Bond Index FXNAX (X) — None

Fidelity Inflat-Prot Bd FIPDX (X) — None

Fidelity Int'l Bond Index FBIIX (X) — None

Fidelity Short Term Bond Index FNSOX (X) — None

JPMorgan Chase cash accounts — None

Pacific Life whole life insurance policy (Y)

Investment Account 5 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strategy Income BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging Fund ABEMX (Y)

Artisan International Value Fund APDKX — Dividend

Edgewood Growth Institutional EGFIX — Dividend

J Hancock Disciplined Value Cl 1 JVLIX — Dividend

Oppenheimer International Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fund VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

Nielsen Holdings PLC common stock NSLN (Y)

J Hancock Intl Growth Fund GOGIX (X) — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 6 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strat Incm BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging ABEMX (Y)

Artisan Intl Value Fund APDKX — Dividend

Edgewood Growth Instl EGFIX — Dividend

J Hancock Disciplined JVLIX — Dividend

Oppenheimer Intl Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fd VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

J Hancock Intl Growth Fund GOGIX — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 7 Neuberger Berman (H)

Dreyfus Treasury Sec Cash Mgmt Admin DARXX — Dividend

Air Products & Chem APD — Dividend — Sold (part)

Alphabet Inc Cap Stk Cl A GOOGL — None

Amazon.com Inc AMZN — None

Analog Devices Inc Com ADI (Y)

Ansys Inc ANSS — None — Sold (part)

Apple Inc AAPL — Dividend

At Home Group Inc. Com. HOME (Y)

BHP Billiton PLC Spons ADR Each Rep 2 BBL (Y)

Borgwarner Inc BWA (Y)

Bristol Mhyers Squibb BMY — Dividend — Sold

Cabot Oil & Gas CP COM COG (Y)

Celgene Corp CELG (Y)

Coca Cola Co KO — Dividend

Comcast Corp New Cl A CMCSA — Dividend

Deere & Company DE (Y)

Eaton Corp OLC Com ETN — Dividend — Sold (part)

EOG Resources EOG — Dividend — Sold

Facebook Inc Com USD0.000006 Cl A FB — None — Sold (part)

Goldman Sachs Group Inc GS — None — Sold

Home Depot Inc Com HD — None

IHS Markit Ltd Com INFO — Dividend — Sold (part)

IHS Markit Ltd Com INFO — Buy (add'l)

Johnson & Johnson JNJ — Dividend

JPMorgan Chase & Co JPM — Dividend — Sold

Lions Gate Entertainment Corp CL B Non LGFB (Y)

Lions Gate Entertainment Corp. Voting Cl A LGFA — None — Sold

Microsoft Corp MSFT — Dividend

Motorola Solutions Inc. Com. New MSI — Dividend — Sold (part)

Motorola Solutions Inc. Com. New MSI — Sold

Mueller Inds Inc MLI — Dividend — Buy (add'l)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold

Pfizer Inc PFE — Dividend

Regeneron Pharmaceuticals REGN — None — Buy (add'l)

Union Pacific Corp. UNP — Dividend — Buy (add'l)

Universal Display Corp OLED — Dividend

Visa Inc Com Cl A V — Dividend

Zoetis Inc Com UDS0.01 Cl A ZTS — Dividend

Adaptive Biotechnologies Corp ADPT — None — Buy

Adaptive Biotechnologies Corp ADPT — Buy (add'l)

Blackrock Inc BLK (X) — None — Sold

Blackstone Group BX (X) — None — Sold

Booz Allen Hamilton BAH — None — Buy

Booz Allen Hamilton BAH — Buy (add'l)

Booz Allen Hamilton BAH — Sold

Cintas Corp STAS — None — Buy

COSTCO Wholesale COST (X) — Dividend

Draftkings DKNG — None — Buy

Nike Inc NKE (X) — Dividend

Peloton Interactive PTON — None — Buy

Peloton Interactive PTON — Sold

Qualcomm QCOM — Dividend — Buy

T-Mobile TMUS (X) — None — Buy (add'l)

T-Mobile TMUS (X) — Buy (add'l)

Tesla TSLA — None — Buy

Vertex Pharmaceuticals VRTX — None — Buy

YETI Hldgs YETI — None — Buy

Investment Account 8 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Investments Account 9 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Retirement Account 3 TIAA (H)

Annuity Contracts (Y)

TIAA Traditional — None

CREF Stock R2 — None

TIAA Real Estate — None

CREF Inf-Linked Bond R2 — None

Retirement Account 4 Charles Schwab IRA (H)

Alphabet Inc GOOGL — None

Bank of America Corp. common stock BAC — Dividend

Ishares MSCI ACWI ETC ACWI — Dividend

Ishares S&P 500 Growth ETF IVW — Dividend — Sold

Schwab Emerging Markets Equity ETF SCHE (Y)

SPDR Dow Jones Industrial Avrg ETF DIA — Dividend

Wisdomtree International Egy ETF DWM (Y)

Invesco Equity and Income Fund ACEKX (Y)

Charles Schwab cash account (X) — Interest

Investment Account 10 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Investment Account 11 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Legg Mason SCH Bal 50/50 0 SCBYX — Sold (part)

Retirement Account 5 John Hancock managed by Wilmer Hale (H)

Target Retirement 2025 Fund (X) — None — Sold

Vanguard Target Ret 2025 Inst — Dividend — Buy

Retirement Account 6 Richemont North America (H)

Prudential Principal Preservation Fund — None

Investment Account 12 Charles Schwab managed by KF Advisors (H)

PIMCO Inflation Response Multi Asset Fund PIRMX — Dividend — Sold (part)

PIMCO Inflation Response Multi Asset Fund PIRMX — Sold (part)

Schwab Value Advantage Money Fund SWVXX — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Schwab Government Money Fund SNVXX — Sold (part)

Charles Schwab cash account — None

Fortress TSX Broadway — None

Davidson Kempner Distressed Opportunities, LP — Dividend

Hudson Bay Fund LP — Dividend

Oak Hill Capital Partners V (Onshore Feeder), L.P. (X) — Dividend

TCW Talf Opportunities Fund LP — None — Buy

TCW Talf Opportunities Fund LP — Sold

Rental Property, Rye, NY (X) — Rent

Retirement Account 7 Merrill (Bank of America Co) (H)

Merrill cash account — None

Retirement Account 1 Fidelity Investments (H)

Fidelity Investments, Investment Contracts Fund — Dividend

Vanguard Target 2025 — None

Investment Account 1 Charles Schwab managed by KF Advisors (H)

John Hancock Global Absolute Return Fund JHAIX (Y)

Loomis Sayles Bond Fund LSBDX — None — Sold

Templeton Global Bond Fund TGBAX — None — Sold

Vanguard Total Bond Market Fund VBTLX — None — Sold

Ishares Russell 2000 IWM — Dividend — Buy (add'l)

Ishares Russell 2000 IWM — Sold (part)

Ishares Russell 2000 IWM — Sold (part)

JH Intl Growth Fund GOGIX — Dividend — Buy (add'l)

JH Intl Growth Fund GOGIX — Sold (part)

JH Intl Growth Fund GOGIX — Sold (part)

Schwab Value Advantage Money Fund SWVXX (Y)

Edgewood Growth Fund EGFIX — Dividend — Buy (add'l)

Edgewood Growth Fund EGFIX — Sold (part)

Touchstone Sands Emerging Markets Growth TSEGX — None — Buy (add'l)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Aristotle Value Equity Fund ARSQX — Dividend — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — None — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold

Ishares Core S&P 500 Index ETF IVV (X) — Dividend — Buy (add'l)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

GQG Partners Global Quality Eqty Inst GQRIX — Dividend — Buy

Grandeur Peak Intl GISYX — Dividend — Buy

Grandeur Peak Intl GISYX — Sold (part)

Grandeur Peak Intl GISYX — Sold (part)

PIMCO Short Term PTSHX (X) — Dividend — Buy (add'l)

River Canyon Total Return Bond Inst RCTIX — Dividend — Buy

River Canyon Total Return Bond Inst RCTIX — Sold (part)

River Canyon Total Return Bond Inst RCTIX — Sold (part)

Vanguard Short Term Bond Fund VFSUX — Dividend — Buy

Schwab Value Advantage Money Fd SNAXX (X) — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Atara Biotherapeutic ATRA — None — Buy

Atara Biotherapeutic ATRA — Sold

Atara Biotherapeutic ATRA — Buy

Atara Biotherapeutic ATRA — Sold

Investment Account 2 Pershing Brave Warrior Advisors (H)

Airbus Group SE common stock EADSF (Y)

Alliance Data Systems Corp. common stock ADS (Y)

Alphabet Inc. Cap. Stock Cl A common stock GOOGL (Y)

Antero Resources Corp. common stock AR (Y)

Brookfield Asset Mgmt Inc. Cl A common stock BAM (Y)

HCA Holdings Inc. common stock HCA (Y)

JP Morgan Chase & Co. common stock JPM (Y)

Liberty Global PLC Cl A common stock LBTYA (Y)

Liberty Global PLC Cl C common stock LBTYK (Y)

Metro Bank PLC common stock MBNKF (Y)

Primerica Inc. common stock PRI (Y)

Charles Schwab Corp. common stock SCHW (Y)

Nielsen Holdings PLC common stock NLSN (Y)

Investment Account 3 Pershing Chieftain Capital Management (H)

CBS Corp Cl B common stock CBS (Y)

CommScope Holding Co Inc common stock COMM (Y)

Discovery Communications common stock DISCK (Y)

Express Scripts Holding Co common stock ESRX (Y)

GCI Liberty Inc common stock GLIBA (Y)

Hanesbrand Inc common stock HBI (Y)

HCA Holdings Inc common stock HCA (Y)

Liberty Media Corp Delaware A Siriusxm common stock LSXMA (Y)

Liberty Media Corp Delaware C Siriusxm common stock LSXMK (Y)

Investment Account 4 Schwab Charitable managed by KF Advisors (H)

Schwab Donor Advised - Janus Balanced Pool JABAX — None

Schwab Donor Advised - Manning & Napier Conservative Pool EXDAX — None

Armistice LP — Dividend

DAG Ventures V-QP, L.P. — Dividend

Hawk Ridge Partners II LP — Dividend

LionHedge Platform Fund, L.P. (Y)

Sculptor (OZ) Domestic Partners II LP — Dividend

PIMCO BRAVO Fund III Onshore Feeder, L.P. — Dividend

Riverstone RCP Apex II, L.P. — Dividend

Riverstone Credit Partners, L.P. — Dividend

Solaris Ara Fund LP — Dividend

Solaris Constellation Fund LP (Y)

Summit Strategies COI Fund I, L.P. — Dividend

Dreyfus Treasury Prime Admin Pershing - Chieftain DTPAX (Y)

CGSH Partners Investments, LLC — None

CGSH Partners Investments LLC Series D (H)

Apollo VII (Y)

Carlyle V (Y)

TPG VI (Y)

TPG Asia V (Y)

CGSH Partners Investors LLC Series D cash (Y)

CGSH Partners Investments LLC Series E (H)

Apollo EPF II (Y)

Carlyle VI (Y)

Apollo VIII (Y)

Carlyle Asia IV (Y)

CGSH Partners Investments LLC Series E cash (Y)

Dreyfus Treasury & Agency Inst Pershing - Brave Warrior DTRXX (Y)

Retirement Account 2 Cash Balance Plan (H)

Fidelity Government Cash Reserves FDRXX — None

Vanguard Bd Index Fund BND (Y)

Schwab Strategic US Small Cap ETF SCHA (Y)

Vanguard Star Fund ETF ShS VXUS (Y)

Vanguard Whitehall FDS High Dividend ETF VYM (Y)

AQR Managed Futures Fund Class I AQMIX (Y)

Blackrock High Yield Bon Institutional BHYIX (Y)

CS Floating Rate High Income Institutional Shares CSHIX (Y)

Glenmede Secured Options Portfolio (Y)

Loomis Sayles Strategic Alpha LASYX (Y)

Primecap Odyssey Growth Fund POGRX (Y)

PIMCO Short Term Institutional PTSHX (Y)

AQR Long Short Equity Fund Class I QLEIX (Y)

TCW Emerging Markets Income Class I TGEIX (Y)

Vanguard Bd Index Fund Short Term Bond ETF BSV (Y)

PIMCO Total Return Instl PTTRX — None

Vanguard Market Neutral Fund Inv SHS VMNFX (Y)

Vanguard International Value Port Inv Cl VTRIX — None

Vanguard International Growth Admiral VWILX — None

Vanguard Hi Yield Corporate Admiral VWEAX — None

Fidelity Extended Market Index FSMAX (X) — None

Fidelity 500 Index FXAIX (X) — None

Fidelity Growth Company FDGRX (X) — None

Fidelity Total Intl Index FTIHX (X) — None

DFA Global Real Estate DFGEX (X) — None

JPMorgan Small Cap Growth JGSVX (X) — None

Vanguard Equity Income Admiral VEIRX (X) — None

Victory Sycamore Sm Co VSOIX (X) — None

Fidelity U.S. Bond Index FXNAX (X) — None

Fidelity Inflat-Prot Bd FIPDX (X) — None

Fidelity Int'l Bond Index FBIIX (X) — None

Fidelity Short Term Bond Index FNSOX (X) — None

JPMorgan Chase cash accounts — None

Pacific Life whole life insurance policy (Y)

Investment Account 5 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strategy Income BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging Fund ABEMX (Y)

Artisan International Value Fund APDKX — Dividend

Edgewood Growth Institutional EGFIX — Dividend

J Hancock Disciplined Value Cl 1 JVLIX — Dividend

Oppenheimer International Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fund VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

Nielsen Holdings PLC common stock NSLN (Y)

J Hancock Intl Growth Fund GOGIX (X) — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 6 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strat Incm BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging ABEMX (Y)

Artisan Intl Value Fund APDKX — Dividend

Edgewood Growth Instl EGFIX — Dividend

J Hancock Disciplined JVLIX — Dividend

Oppenheimer Intl Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fd VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

J Hancock Intl Growth Fund GOGIX — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 7 Neuberger Berman (H)

Dreyfus Treasury Sec Cash Mgmt Admin DARXX — Dividend

Air Products & Chem APD — Dividend — Sold (part)

Alphabet Inc Cap Stk Cl A GOOGL — None

Amazon.com Inc AMZN — None

Analog Devices Inc Com ADI (Y)

Ansys Inc ANSS — None — Sold (part)

Apple Inc AAPL — Dividend

At Home Group Inc. Com. HOME (Y)

BHP Billiton PLC Spons ADR Each Rep 2 BBL (Y)

Borgwarner Inc BWA (Y)

Bristol Mhyers Squibb BMY — Dividend — Sold

Cabot Oil & Gas CP COM COG (Y)

Celgene Corp CELG (Y)

Coca Cola Co KO — Dividend

Comcast Corp New Cl A CMCSA — Dividend

Deere & Company DE (Y)

Eaton Corp OLC Com ETN — Dividend — Sold (part)

EOG Resources EOG — Dividend — Sold

Facebook Inc Com USD0.000006 Cl A FB — None — Sold (part)

Goldman Sachs Group Inc GS — None — Sold

Home Depot Inc Com HD — None

IHS Markit Ltd Com INFO — Dividend — Sold (part)

IHS Markit Ltd Com INFO — Buy (add'l)

Johnson & Johnson JNJ — Dividend

JPMorgan Chase & Co JPM — Dividend — Sold

Lions Gate Entertainment Corp CL B Non LGFB (Y)

Lions Gate Entertainment Corp. Voting Cl A LGFA — None — Sold

Microsoft Corp MSFT — Dividend

Motorola Solutions Inc. Com. New MSI — Dividend — Sold (part)

Motorola Solutions Inc. Com. New MSI — Sold

Mueller Inds Inc MLI — Dividend — Buy (add'l)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold

Pfizer Inc PFE — Dividend

Regeneron Pharmaceuticals REGN — None — Buy (add'l)

Union Pacific Corp. UNP — Dividend — Buy (add'l)

Universal Display Corp OLED — Dividend

Visa Inc Com Cl A V — Dividend

Zoetis Inc Com UDS0.01 Cl A ZTS — Dividend

Adaptive Biotechnologies Corp ADPT — None — Buy

Adaptive Biotechnologies Corp ADPT — Buy (add'l)

Blackrock Inc BLK (X) — None — Sold

Blackstone Group BX (X) — None — Sold

Booz Allen Hamilton BAH — None — Buy

Booz Allen Hamilton BAH — Buy (add'l)

Booz Allen Hamilton BAH — Sold

Cintas Corp STAS — None — Buy

COSTCO Wholesale COST (X) — Dividend

Draftkings DKNG — None — Buy

Nike Inc NKE (X) — Dividend

Peloton Interactive PTON — None — Buy

Peloton Interactive PTON — Sold

Qualcomm QCOM — Dividend — Buy

T-Mobile TMUS (X) — None — Buy (add'l)

T-Mobile TMUS (X) — Buy (add'l)

Tesla TSLA — None — Buy

Vertex Pharmaceuticals VRTX — None — Buy

YETI Hldgs YETI — None — Buy

Investment Account 8 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Investments Account 9 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Retirement Account 3 TIAA (H)

Annuity Contracts (Y)

TIAA Traditional — None

CREF Stock R2 — None

TIAA Real Estate — None

CREF Inf-Linked Bond R2 — None

Retirement Account 4 Charles Schwab IRA (H)

Alphabet Inc GOOGL — None

Bank of America Corp. common stock BAC — Dividend

Ishares MSCI ACWI ETC ACWI — Dividend

Ishares S&P 500 Growth ETF IVW — Dividend — Sold

Schwab Emerging Markets Equity ETF SCHE (Y)

SPDR Dow Jones Industrial Avrg ETF DIA — Dividend

Wisdomtree International Egy ETF DWM (Y)

Invesco Equity and Income Fund ACEKX (Y)

Charles Schwab cash account (X) — Interest

Investment Account 10 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Investment Account 11 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Legg Mason SCH Bal 50/50 0 SCBYX — Sold (part)

Retirement Account 5 John Hancock managed by Wilmer Hale (H)

Target Retirement 2025 Fund (X) — None — Sold

Vanguard Target Ret 2025 Inst — Dividend — Buy

Retirement Account 6 Richemont North America (H)

Prudential Principal Preservation Fund — None

Investment Account 12 Charles Schwab managed by KF Advisors (H)

PIMCO Inflation Response Multi Asset Fund PIRMX — Dividend — Sold (part)

PIMCO Inflation Response Multi Asset Fund PIRMX — Sold (part)

Schwab Value Advantage Money Fund SWVXX — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Schwab Government Money Fund SNVXX — Sold (part)

Charles Schwab cash account — None

Fortress TSX Broadway — None

Davidson Kempner Distressed Opportunities, LP — Dividend

Hudson Bay Fund LP — Dividend

Oak Hill Capital Partners V (Onshore Feeder), L.P. (X) — Dividend

TCW Talf Opportunities Fund LP — None — Buy

TCW Talf Opportunities Fund LP — Sold

Rental Property, Rye, NY (X) — Rent

Retirement Account 7 Merrill (Bank of America Co) (H)

Merrill cash account — None

Retirement Account 1 Fidelity Investments (H)

Fidelity Investments, Investment Contracts Fund — Dividend

Vanguard Target 2025 — None

Investment Account 1 Charles Schwab managed by KF Advisors (H)

John Hancock Global Absolute Return Fund JHAIX (Y)

Loomis Sayles Bond Fund LSBDX — None — Sold

Templeton Global Bond Fund TGBAX — None — Sold

Vanguard Total Bond Market Fund VBTLX — None — Sold

Ishares Russell 2000 IWM — Dividend — Buy (add'l)

Ishares Russell 2000 IWM — Sold (part)

Ishares Russell 2000 IWM — Sold (part)

JH Intl Growth Fund GOGIX — Dividend — Buy (add'l)

JH Intl Growth Fund GOGIX — Sold (part)

JH Intl Growth Fund GOGIX — Sold (part)

Schwab Value Advantage Money Fund SWVXX (Y)

Edgewood Growth Fund EGFIX — Dividend — Buy (add'l)

Edgewood Growth Fund EGFIX — Sold (part)

Touchstone Sands Emerging Markets Growth TSEGX — None — Buy (add'l)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Touchstone Sands Emerging Markets Growth TSEGX — Sold (part)

Aristotle Value Equity Fund ARSQX — Dividend — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — None — Buy (add'l)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold (part)

Artisan Intl Value Fund ADV APDKX — Sold

Ishares Core S&P 500 Index ETF IVV (X) — Dividend — Buy (add'l)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

Ishares Core S&P 500 Index ETF IVV (X) — Sold (part)

GQG Partners Global Quality Eqty Inst GQRIX — Dividend — Buy

Grandeur Peak Intl GISYX — Dividend — Buy

Grandeur Peak Intl GISYX — Sold (part)

Grandeur Peak Intl GISYX — Sold (part)

PIMCO Short Term PTSHX (X) — Dividend — Buy (add'l)

River Canyon Total Return Bond Inst RCTIX — Dividend — Buy

River Canyon Total Return Bond Inst RCTIX — Sold (part)

River Canyon Total Return Bond Inst RCTIX — Sold (part)

Vanguard Short Term Bond Fund VFSUX — Dividend — Buy

Schwab Value Advantage Money Fd SNAXX (X) — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Atara Biotherapeutic ATRA — None — Buy

Atara Biotherapeutic ATRA — Sold

Atara Biotherapeutic ATRA — Buy

Atara Biotherapeutic ATRA — Sold

Investment Account 2 Pershing Brave Warrior Advisors (H)

Airbus Group SE common stock EADSF (Y)

Alliance Data Systems Corp. common stock ADS (Y)

Alphabet Inc. Cap. Stock Cl A common stock GOOGL (Y)

Antero Resources Corp. common stock AR (Y)

Brookfield Asset Mgmt Inc. Cl A common stock BAM (Y)

HCA Holdings Inc. common stock HCA (Y)

JP Morgan Chase & Co. common stock JPM (Y)

Liberty Global PLC Cl A common stock LBTYA (Y)

Liberty Global PLC Cl C common stock LBTYK (Y)

Metro Bank PLC common stock MBNKF (Y)

Primerica Inc. common stock PRI (Y)

Charles Schwab Corp. common stock SCHW (Y)

Nielsen Holdings PLC common stock NLSN (Y)

Investment Account 3 Pershing Chieftain Capital Management (H)

CBS Corp Cl B common stock CBS (Y)

CommScope Holding Co Inc common stock COMM (Y)

Discovery Communications common stock DISCK (Y)

Express Scripts Holding Co common stock ESRX (Y)

GCI Liberty Inc common stock GLIBA (Y)

Hanesbrand Inc common stock HBI (Y)

HCA Holdings Inc common stock HCA (Y)

Liberty Media Corp Delaware A Siriusxm common stock LSXMA (Y)

Liberty Media Corp Delaware C Siriusxm common stock LSXMK (Y)

Investment Account 4 Schwab Charitable managed by KF Advisors (H)

Schwab Donor Advised - Janus Balanced Pool JABAX — None

Schwab Donor Advised - Manning & Napier Conservative Pool EXDAX — None

Armistice LP — Dividend

DAG Ventures V-QP, L.P. — Dividend

Hawk Ridge Partners II LP — Dividend

LionHedge Platform Fund, L.P. (Y)

Sculptor (OZ) Domestic Partners II LP — Dividend

PIMCO BRAVO Fund III Onshore Feeder, L.P. — Dividend

Riverstone RCP Apex II, L.P. — Dividend

Riverstone Credit Partners, L.P. — Dividend

Solaris Ara Fund LP — Dividend

Solaris Constellation Fund LP (Y)

Summit Strategies COI Fund I, L.P. — Dividend

Dreyfus Treasury Prime Admin Pershing - Chieftain DTPAX (Y)

CGSH Partners Investments, LLC — None

CGSH Partners Investments LLC Series D (H)

Apollo VII (Y)

Carlyle V (Y)

TPG VI (Y)

TPG Asia V (Y)

CGSH Partners Investors LLC Series D cash (Y)

CGSH Partners Investments LLC Series E (H)

Apollo EPF II (Y)

Carlyle VI (Y)

Apollo VIII (Y)

Carlyle Asia IV (Y)

CGSH Partners Investments LLC Series E cash (Y)

Dreyfus Treasury & Agency Inst Pershing - Brave Warrior DTRXX (Y)

Retirement Account 2 Cash Balance Plan (H)

Fidelity Government Cash Reserves FDRXX — None

Vanguard Bd Index Fund BND (Y)

Schwab Strategic US Small Cap ETF SCHA (Y)

Vanguard Star Fund ETF ShS VXUS (Y)

Vanguard Whitehall FDS High Dividend ETF VYM (Y)

AQR Managed Futures Fund Class I AQMIX (Y)

Blackrock High Yield Bon Institutional BHYIX (Y)

CS Floating Rate High Income Institutional Shares CSHIX (Y)

Glenmede Secured Options Portfolio (Y)

Loomis Sayles Strategic Alpha LASYX (Y)

Primecap Odyssey Growth Fund POGRX (Y)

PIMCO Short Term Institutional PTSHX (Y)

AQR Long Short Equity Fund Class I QLEIX (Y)

TCW Emerging Markets Income Class I TGEIX (Y)

Vanguard Bd Index Fund Short Term Bond ETF BSV (Y)

PIMCO Total Return Instl PTTRX — None

Vanguard Market Neutral Fund Inv SHS VMNFX (Y)

Vanguard International Value Port Inv Cl VTRIX — None

Vanguard International Growth Admiral VWILX — None

Vanguard Hi Yield Corporate Admiral VWEAX — None

Fidelity Extended Market Index FSMAX (X) — None

Fidelity 500 Index FXAIX (X) — None

Fidelity Growth Company FDGRX (X) — None

Fidelity Total Intl Index FTIHX (X) — None

DFA Global Real Estate DFGEX (X) — None

JPMorgan Small Cap Growth JGSVX (X) — None

Vanguard Equity Income Admiral VEIRX (X) — None

Victory Sycamore Sm Co VSOIX (X) — None

Fidelity U.S. Bond Index FXNAX (X) — None

Fidelity Inflat-Prot Bd FIPDX (X) — None

Fidelity Int'l Bond Index FBIIX (X) — None

Fidelity Short Term Bond Index FNSOX (X) — None

JPMorgan Chase cash accounts — None

Pacific Life whole life insurance policy (Y)

Investment Account 5 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strategy Income BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging Fund ABEMX (Y)

Artisan International Value Fund APDKX — Dividend

Edgewood Growth Institutional EGFIX — Dividend

J Hancock Disciplined Value Cl 1 JVLIX — Dividend

Oppenheimer International Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fund VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

Nielsen Holdings PLC common stock NSLN (Y)

J Hancock Intl Growth Fund GOGIX (X) — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 6 Charles Schwab managed by KF Advisors (H)

Ark Innovation ETF ARKK — Dividend — Sold (part)

Blackrock Strat Incm BSIIX — Dividend

PIMCO Flexible Credit PFLEX — Dividend

Aberdeen Emerging ABEMX (Y)

Artisan Intl Value Fund APDKX — Dividend

Edgewood Growth Instl EGFIX — Dividend

J Hancock Disciplined JVLIX — Dividend

Oppenheimer Intl Growth OIGIX (Y)

Touchstone Sands Capital TSEGX — None

Vanguard 500 Index Fd VFIAX — Dividend

Vulcan Value Partners VVPSX — Dividend — Buy (add'l)

J Hancock Intl Growth Fund GOGIX — Dividend

Vanguard Short Term Bond Fund VFSUX (X) — Dividend

Charles Schwab cash account — None

Investment Account 7 Neuberger Berman (H)

Dreyfus Treasury Sec Cash Mgmt Admin DARXX — Dividend

Air Products & Chem APD — Dividend — Sold (part)

Alphabet Inc Cap Stk Cl A GOOGL — None

Amazon.com Inc AMZN — None

Analog Devices Inc Com ADI (Y)

Ansys Inc ANSS — None — Sold (part)

Apple Inc AAPL — Dividend

At Home Group Inc. Com. HOME (Y)

BHP Billiton PLC Spons ADR Each Rep 2 BBL (Y)

Borgwarner Inc BWA (Y)

Bristol Mhyers Squibb BMY — Dividend — Sold

Cabot Oil & Gas CP COM COG (Y)

Celgene Corp CELG (Y)

Coca Cola Co KO — Dividend

Comcast Corp New Cl A CMCSA — Dividend

Deere & Company DE (Y)

Eaton Corp OLC Com ETN — Dividend — Sold (part)

EOG Resources EOG — Dividend — Sold

Facebook Inc Com USD0.000006 Cl A FB — None — Sold (part)

Goldman Sachs Group Inc GS — None — Sold

Home Depot Inc Com HD — None

IHS Markit Ltd Com INFO — Dividend — Sold (part)

IHS Markit Ltd Com INFO — Buy (add'l)

Johnson & Johnson JNJ — Dividend

JPMorgan Chase & Co JPM — Dividend — Sold

Lions Gate Entertainment Corp CL B Non LGFB (Y)

Lions Gate Entertainment Corp. Voting Cl A LGFA — None — Sold

Microsoft Corp MSFT — Dividend

Motorola Solutions Inc. Com. New MSI — Dividend — Sold (part)

Motorola Solutions Inc. Com. New MSI — Sold

Mueller Inds Inc MLI — Dividend — Buy (add'l)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold (part)

Mueller Inds Inc MLI — Sold

Pfizer Inc PFE — Dividend

Regeneron Pharmaceuticals REGN — None — Buy (add'l)

Union Pacific Corp. UNP — Dividend — Buy (add'l)

Universal Display Corp OLED — Dividend

Visa Inc Com Cl A V — Dividend

Zoetis Inc Com UDS0.01 Cl A ZTS — Dividend

Adaptive Biotechnologies Corp ADPT — None — Buy

Adaptive Biotechnologies Corp ADPT — Buy (add'l)

Blackrock Inc BLK (X) — None — Sold

Blackstone Group BX (X) — None — Sold

Booz Allen Hamilton BAH — None — Buy

Booz Allen Hamilton BAH — Buy (add'l)

Booz Allen Hamilton BAH — Sold

Cintas Corp STAS — None — Buy

COSTCO Wholesale COST (X) — Dividend

Draftkings DKNG — None — Buy

Nike Inc NKE (X) — Dividend

Peloton Interactive PTON — None — Buy

Peloton Interactive PTON — Sold

Qualcomm QCOM — Dividend — Buy

T-Mobile TMUS (X) — None — Buy (add'l)

T-Mobile TMUS (X) — Buy (add'l)

Tesla TSLA — None — Buy

Vertex Pharmaceuticals VRTX — None — Buy

YETI Hldgs YETI — None — Buy

Investment Account 8 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Investments Account 9 UBS (H)

Salient MLP & Energy Infrastructure Fund Class C SMFPX (Y)

Retirement Account 3 TIAA (H)

Annuity Contracts (Y)

TIAA Traditional — None

CREF Stock R2 — None

TIAA Real Estate — None

CREF Inf-Linked Bond R2 — None

Retirement Account 4 Charles Schwab IRA (H)

Alphabet Inc GOOGL — None

Bank of America Corp. common stock BAC — Dividend

Ishares MSCI ACWI ETC ACWI — Dividend

Ishares S&P 500 Growth ETF IVW — Dividend — Sold

Schwab Emerging Markets Equity ETF SCHE (Y)

SPDR Dow Jones Industrial Avrg ETF DIA — Dividend

Wisdomtree International Egy ETF DWM (Y)

Invesco Equity and Income Fund ACEKX (Y)

Charles Schwab cash account (X) — Interest

Investment Account 10 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Investment Account 11 Morgan Stanley (H)

Legg Mason SCH Bal 50/50 0 SCBYX — None — Sold (part)

Legg Mason SCH Bal 50/50 0 SCBYX — Sold (part)

Retirement Account 5 John Hancock managed by Wilmer Hale (H)

Target Retirement 2025 Fund (X) — None — Sold

Vanguard Target Ret 2025 Inst — Dividend — Buy

Retirement Account 6 Richemont North America (H)

Prudential Principal Preservation Fund — None

Investment Account 12 Charles Schwab managed by KF Advisors (H)

PIMCO Inflation Response Multi Asset Fund PIRMX — Dividend — Sold (part)

PIMCO Inflation Response Multi Asset Fund PIRMX — Sold (part)

Schwab Value Advantage Money Fund SWVXX — None — Sold

Schwab Government Money Fund SNVXX — Dividend — Buy

Schwab Government Money Fund SNVXX — Sold (part)

Charles Schwab cash account — None

Fortress TSX Broadway — None

Davidson Kempner Distressed Opportunities, LP — Dividend

Hudson Bay Fund LP — Dividend

Oak Hill Capital Partners V (Onshore Feeder), L.P. (X) — Dividend

TCW Talf Opportunities Fund LP — None — Buy

TCW Talf Opportunities Fund LP — Sold

Rental Property, Rye, NY (X) — Rent

Retirement Account 7 Merrill (Bank of America Co) (H)

Merrill cash account — None

Trustee, Liman Foundation

Trustee, Supreme Court Historical Society

Trustee, Liman Foundation

Trustee, Supreme Court Historical Society

Trustee, Liman Foundation

Trustee, Supreme Court Historical Society

Trustee, Liman Foundation

Trustee, Supreme Court Historical Society

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamiltion LLP - payments from former law firm for work performed prior to 2020 and return of capital

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamilton LLP - retirement plan with former law firm; firm-managed asset selection

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamiltion LLP - payments from former law firm for work performed prior to 2020 and return of capital

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamilton LLP - retirement plan with former law firm; firm-managed asset selection

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamiltion LLP - payments from former law firm for work performed prior to 2020 and return of capital

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamilton LLP - retirement plan with former law firm; firm-managed asset selection

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamiltion LLP - payments from former law firm for work performed prior to 2020 and return of capital

Agreement — 2003-2019 — Cleary Gottlieb Steen & Hamilton LLP - retirement plan with former law firm; firm-managed asset selection

Income — 2020 — Cleary Gottlieb Steen & Hamilton LLP law firm income — $4,166,298.00

Income — 2020 — Columbia University teaching income — $3,000.00

Income — 2020 — Cleary Gottlieb Steen & Hamilton LLP law firm income — $4,166,298.00

Income — 2020 — Columbia University teaching income — $3,000.00

Income — 2020 — Columbia University teaching income — $3,000.00

Income — 2020 — Cleary Gottlieb Steen & Hamilton LLP law firm income — $4,166,298.00

Income — 2020 — Columbia University teaching income — $3,000.00

Income — 2020 — Cleary Gottlieb Steen & Hamilton LLP law firm income — $4,166,298.00

Investment Account 1 Charles Schwab managed by KF Advisors: Line 5 and 15 Investment sold in 2019 after Nomination Filing

Investment Account 1 Charles Schwab managed by KF Advisors: Line 26 Investment purchased in 2018; Inadvertently excluded from Nomination Filing

Investment Account 1 Charles Schwab managed by KF Advisors: Line 33 and 38 Purchased in 2019 after Nomination Filing

Investment Account 2 Pershing Brave Warrior Advisors: Line 45-57 Investments sold in 2019 after Nomination Filing

Investment Account 3 Pershing Chieftain Capital Management: Line 59-67 Investments sold in 2019 after Nomination Filing

LionHedge Platform Fund: Line 74 Investment sold in 2019 after Nomination Filing

Solaris Constellation Fund LP: Line 80 Investment sold in 2018; Inadvertently reported on Nomination Filing

Dreyfus Treasury Prime Admin Pershing - Chieftain DTPAX: Line 82 Investment sold in 2019 after Nomination Filing

CGSH Partners Investments, LLC: Line 84-95 Filer does not own these underlying assets nor has control of the selection of assets; therefore, no reporting

requirement

Dreyfus Treasury & Agency Inst Pershing - Brave Warrior DTRXX: Line 96 Investment sold in 2019 after Nomination Filing

Retirement Account 2 Cash Balance Plan: Line 98-129 Retirement plan did not provide income information nor purchase/sales information

Pacific Life whole life insurance policy: Line 131 Policy has no cash value; therefore, no reporting requirement

Investment Account 5 Charles Schwab managed by KF Advisors: Line 136, 140 and 144 Investment sold in 2019 after Nomination Filing

Investment Account 5 Charles Schwab managed by KF Advisors: Line 145 and 146 Investment purchased in 2019 after Nomination Filing

Investment Account 6 Charles Schwab managed by KF Advisors: Line 152 and 156 Investment sold in 2019 after Nomination Filing

Investment Account 6 Charles Schwab managed by KF Advisors: Line 161 Investment purchased in 2019 after Nomination Filing

Investment Account 7 Neuberger Berman: Line 168, 171-173, 175-176, 179 and 189 Investment sold in 2019 after Nomination Filing

Investment Account 7 Neuberger Berman: Line 210-211, 216, 2018 and 222 Investment purchased in 2019 after Nomination Filing

Investment Account 8 UBS: Line 228 Investment sold in 2019 after Nomination Filing

Investment Account 9 UBS: Line 230 Investment sold in 2019 after Nomination Filing

Retirement Account 3 TIAA: Line 232 Duplicate entry of Line 233-236

Reitrement Account 4 Charles Schwab IRA: Line 242 and 244-245 Investment sold in 2019 after Nomination Filing

Retirement Account 4 Charles Schwab IRA: Line 246 Investment purchased prior to 2019; Inadvertently excluded from Nomination Filing

Retirement Account 5 John Hancock managed by Wilmer Hale: Line 253 Investment purchased prior to 2019; Inadvertently excluded from Nomination Filing

Oak Hill Capital Partners V (Onshore Feeder), L.P.: Line 267 Investment purchased in 2019; Inadvertently excluded from Nomination Filing

Rental Property, Rye, NY: Line 270 Investment purchased prior to 2019; Inadvertently excluded from Nomination Filing

Retirement Account 7 Merrill (Bank of America Co): Line 272 Investment purchased prior to 2019; Inadvertently excluded from Nomination Filing