Frank W. Volk
2019
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Pull out the substance of this filing.
What was filed
185
investments
10
positions
0
gifts
5
agreements
0
debts
5
reimbursements
10
income
5
spouse income
Named parties
- West Virginia University College of Law
- National Conference of Bankruptcy Judges
- American Bankruptcy Institute
- West Virginia University College of Law (teaching)
- American Bankruptcy Law Journal
- West Virginia State Bar (employment income)
As filed
Fifth Third Bank Accounts — Interest
Charleston Federal Credit Union — Interest
Hartford Funds (Smart 529) Age-Based Portfolios
Hartford Funds (Smart 529) Age-Based Portfolio
TRANSCANADA USA (46840) (Y) — Dividend
FID Growth Co Pool (Y) — Dividend
VANG INST TR 2035 (Y) — Dividend
FID 500 INDEX INST (Y) — Dividend
VANG VMMR-FED MMKT (Y) — Int./Div.
Dominion Res. Inc. Va. New (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
AEP (Brokerage #2) — Dividend
AT&T (Brokerage #2) — Dividend
BP PLC SPONSORED ADR (Brokerage #2) — Dividend
Dominion Resources Inc. New (Brokerage #2) — Dividend
Emerson Electric Co. (Brokerage #2) — Dividend
Exelon Corp. (Brokerage #2) — Dividend
Exxon Mobil Corp. (Brokerage #2) — Dividend
Southern Co. (Brokerage #2) — Dividend
Franklin Income Fund CL A (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
IRA (Brokerage #2) — Dividend
JPM EMERGING MARKETS EQUITY A
JPM INTERNATIONAL EQUITY A
JPM INVESTOR GROWTH & INCOME A — Dividend
JPM MORTGAGE-BACKED SECS A — Dividend
JPMORGAN CORE BOND A — Dividend
JPMORGAN CORE PLUS BOND A — Dividend
JPMORGAN EQUITY INCOME A — Dividend
JPMORGAN GROWTH ADVANTAGE A
JPMORGAN LARGE CAP GROWTH A
JPMORGAN MID CAP GROWTH A
JPMORGAN SMALL CAP GROWTH A
TransCanada Retirement Plan (Defined Bft. Cash Balance Pension) (X) — Interest
Fifth Third Bank Accounts — Interest
Charleston Federal Credit Union — Interest
Hartford Funds (Smart 529) Age-Based Portfolios
Hartford Funds (Smart 529) Age-Based Portfolio
TRANSCANADA USA (46840) (Y) — Dividend
FID Growth Co Pool (Y) — Dividend
VANG INST TR 2035 (Y) — Dividend
FID 500 INDEX INST (Y) — Dividend
VANG VMMR-FED MMKT (Y) — Int./Div.
Dominion Res. Inc. Va. New (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
AEP (Brokerage #2) — Dividend
AT&T (Brokerage #2) — Dividend
BP PLC SPONSORED ADR (Brokerage #2) — Dividend
Dominion Resources Inc. New (Brokerage #2) — Dividend
Emerson Electric Co. (Brokerage #2) — Dividend
Exelon Corp. (Brokerage #2) — Dividend
Exxon Mobil Corp. (Brokerage #2) — Dividend
Southern Co. (Brokerage #2) — Dividend
Franklin Income Fund CL A (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
IRA (Brokerage #2) — Dividend
JPM EMERGING MARKETS EQUITY A
JPM INTERNATIONAL EQUITY A
JPM INVESTOR GROWTH & INCOME A — Dividend
JPM MORTGAGE-BACKED SECS A — Dividend
JPMORGAN CORE BOND A — Dividend
JPMORGAN CORE PLUS BOND A — Dividend
JPMORGAN EQUITY INCOME A — Dividend
JPMORGAN GROWTH ADVANTAGE A
JPMORGAN LARGE CAP GROWTH A
JPMORGAN MID CAP GROWTH A
JPMORGAN SMALL CAP GROWTH A
TransCanada Retirement Plan (Defined Bft. Cash Balance Pension) (X) — Interest
Fifth Third Bank Accounts — Interest
Charleston Federal Credit Union — Interest
Hartford Funds (Smart 529) Age-Based Portfolios
Hartford Funds (Smart 529) Age-Based Portfolio
TRANSCANADA USA (46840) (Y) — Dividend
FID Growth Co Pool (Y) — Dividend
VANG INST TR 2035 (Y) — Dividend
FID 500 INDEX INST (Y) — Dividend
VANG VMMR-FED MMKT (Y) — Int./Div.
Dominion Res. Inc. Va. New (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
AEP (Brokerage #2) — Dividend
AT&T (Brokerage #2) — Dividend
BP PLC SPONSORED ADR (Brokerage #2) — Dividend
Dominion Resources Inc. New (Brokerage #2) — Dividend
Emerson Electric Co. (Brokerage #2) — Dividend
Exelon Corp. (Brokerage #2) — Dividend
Exxon Mobil Corp. (Brokerage #2) — Dividend
Southern Co. (Brokerage #2) — Dividend
Franklin Income Fund CL A (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
IRA (Brokerage #2) — Dividend
JPM EMERGING MARKETS EQUITY A
JPM INTERNATIONAL EQUITY A
JPM INVESTOR GROWTH & INCOME A — Dividend
JPM MORTGAGE-BACKED SECS A — Dividend
JPMORGAN CORE BOND A — Dividend
JPMORGAN CORE PLUS BOND A — Dividend
JPMORGAN EQUITY INCOME A — Dividend
JPMORGAN GROWTH ADVANTAGE A
JPMORGAN LARGE CAP GROWTH A
JPMORGAN MID CAP GROWTH A
JPMORGAN SMALL CAP GROWTH A
TransCanada Retirement Plan (Defined Bft. Cash Balance Pension) (X) — Interest
Fifth Third Bank Accounts — Interest
Charleston Federal Credit Union — Interest
Hartford Funds (Smart 529) Age-Based Portfolios
Hartford Funds (Smart 529) Age-Based Portfolio
TRANSCANADA USA (46840) (Y) — Dividend
FID Growth Co Pool (Y) — Dividend
VANG INST TR 2035 (Y) — Dividend
FID 500 INDEX INST (Y) — Dividend
VANG VMMR-FED MMKT (Y) — Int./Div.
Dominion Res. Inc. Va. New (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
AEP (Brokerage #2) — Dividend
AT&T (Brokerage #2) — Dividend
BP PLC SPONSORED ADR (Brokerage #2) — Dividend
Dominion Resources Inc. New (Brokerage #2) — Dividend
Emerson Electric Co. (Brokerage #2) — Dividend
Exelon Corp. (Brokerage #2) — Dividend
Exxon Mobil Corp. (Brokerage #2) — Dividend
Southern Co. (Brokerage #2) — Dividend
Franklin Income Fund CL A (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
IRA (Brokerage #2) — Dividend
JPM EMERGING MARKETS EQUITY A
JPM INTERNATIONAL EQUITY A
JPM INVESTOR GROWTH & INCOME A — Dividend
JPM MORTGAGE-BACKED SECS A — Dividend
JPMORGAN CORE BOND A — Dividend
JPMORGAN CORE PLUS BOND A — Dividend
JPMORGAN EQUITY INCOME A — Dividend
JPMORGAN GROWTH ADVANTAGE A
JPMORGAN LARGE CAP GROWTH A
JPMORGAN MID CAP GROWTH A
JPMORGAN SMALL CAP GROWTH A
TransCanada Retirement Plan (Defined Bft. Cash Balance Pension) (X) — Interest
Fifth Third Bank Accounts — Interest
Charleston Federal Credit Union — Interest
Hartford Funds (Smart 529) Age-Based Portfolios
Hartford Funds (Smart 529) Age-Based Portfolio
TRANSCANADA USA (46840) (Y) — Dividend
FID Growth Co Pool (Y) — Dividend
VANG INST TR 2035 (Y) — Dividend
FID 500 INDEX INST (Y) — Dividend
VANG VMMR-FED MMKT (Y) — Int./Div.
Dominion Res. Inc. Va. New (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #1) (Y) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
AEP (Brokerage #2) — Dividend
AT&T (Brokerage #2) — Dividend
BP PLC SPONSORED ADR (Brokerage #2) — Dividend
Dominion Resources Inc. New (Brokerage #2) — Dividend
Emerson Electric Co. (Brokerage #2) — Dividend
Exelon Corp. (Brokerage #2) — Dividend
Exxon Mobil Corp. (Brokerage #2) — Dividend
Southern Co. (Brokerage #2) — Dividend
Franklin Income Fund CL A (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
Travelers Companies Inc. (Brokerage #2) — Dividend
IRA (Brokerage #2) — Dividend
JPM EMERGING MARKETS EQUITY A
JPM INTERNATIONAL EQUITY A
JPM INVESTOR GROWTH & INCOME A — Dividend
JPM MORTGAGE-BACKED SECS A — Dividend
JPMORGAN CORE BOND A — Dividend
JPMORGAN CORE PLUS BOND A — Dividend
JPMORGAN EQUITY INCOME A — Dividend
JPMORGAN GROWTH ADVANTAGE A
JPMORGAN LARGE CAP GROWTH A
JPMORGAN MID CAP GROWTH A
JPMORGAN SMALL CAP GROWTH A
TransCanada Retirement Plan (Defined Bft. Cash Balance Pension) (X) — Interest
Adjunct Lecturer of Law, West Virginia University College of Law
American Bankruptcy Law Journal, National Conference of Bankruptcy Judges
Adjunct Lecturer of Law, West Virginia University College of Law
American Bankruptcy Law Journal, National Conference of Bankruptcy Judges
Adjunct Lecturer of Law, West Virginia University College of Law
American Bankruptcy Law Journal, National Conference of Bankruptcy Judges
Adjunct Lecturer of Law, West Virginia University College of Law
American Bankruptcy Law Journal, National Conference of Bankruptcy Judges
Adjunct Lecturer of Law, West Virginia University College of Law
American Bankruptcy Law Journal, National Conference of Bankruptcy Judges
Agreement — 2019 — I was teaching courses at the West Virginia University College of law.
Agreement — 2019 — I was teaching courses at the West Virginia University College of law.
Agreement — 2019 — I was teaching courses at the West Virginia University College of law.
Agreement — 2019 — I was teaching courses at the West Virginia University College of law.
Agreement — 2019 — I was teaching courses at the West Virginia University College of law.
Reimbursement — American Bankruptcy Institute — 08/01/2019 to 08/02/2019 — Hershey, PA — Panelist — Travel MI&E
Reimbursement — American Bankruptcy Institute — 08/01/2019 to 08/02/2019 — Hershey, PA — Panelist — Travel MI&E
Reimbursement — American Bankruptcy Institute — 08/01/2019 to 08/02/2019 — Hershey, PA — Panelist — Travel MI&E
Reimbursement — American Bankruptcy Institute — 08/01/2019 to 08/02/2019 — Hershey, PA — Panelist — Travel MI&E
Reimbursement — American Bankruptcy Institute — 08/01/2019 to 08/02/2019 — Hershey, PA — Panelist — Travel MI&E
Income — 2019 — West Virginia University College of Law (teaching) — $6,500.00
Income — 2019 — American Bankruptcy Law Journal — $6,000.00
Income — 2019 — West Virginia University College of Law (teaching) — $6,500.00
Income — 2019 — American Bankruptcy Law Journal — $6,000.00
Income — 2019 — West Virginia University College of Law (teaching) — $6,500.00
Income — 2019 — American Bankruptcy Law Journal — $6,000.00
Income — 2019 — West Virginia University College of Law (teaching) — $6,500.00
Income — 2019 — American Bankruptcy Law Journal — $6,000.00
Income — 2019 — West Virginia University College of Law (teaching) — $6,500.00
Income — 2019 — American Bankruptcy Law Journal — $6,000.00
Spouse's income — 2019 — West Virginia State Bar (employment income)
Spouse's income — 2019 — West Virginia State Bar (employment income)
Spouse's income — 2019 — West Virginia State Bar (employment income)
Spouse's income — 2019 — West Virginia State Bar (employment income)
Spouse's income — 2019 — West Virginia State Bar (employment income)
Part VII. The balance and earnings on the account TransCanada Retirement Plan (Defined Bft. Cash Balance Pension), , are something to
which does not have access and those figures would need to be prepared by hand and sent to us in a letter. Extrapolating beyond the balance from a few years
ago, and the low earnings rate, I have estimated the value and earnings of the account.
Part VII. The Smart 529 Plans were commenced over a decade ago, one for each . The Hartford only provides income information for the life of
the investment. The Hartford will not break it down for me by year, although I lodged a special request that it do so. I am thus left with little option to leave the
income column blank. Please advise if the Committee desires the statements of account.
Part VII. The assets listed in 5 through 9 were during 2019 rolled over into an IRA at Brokerage #2 and resulted in the mutual funds now appearing in the listings
found at 13 through 23. UPDATE 10/5/2021: In the Letter of Inquiry dated August 19, 2021, the Committee wrote as follows: "In Part VII, lines 5-11, you left
Column C(1) blank and listed value method code 'T' in Column C(2). Please amend your report to provide the appropriate value codes (J-P4) for these assets.'" I
have now made the requested change. Unfortunately, I am unable to get the information for line 5. If memory serves, this was employee stock. As noted, however,
following the rollover Fidelity will no longer allow us to login and get the historical information I would need to update the information in Line 5. I was able to
find an old statement to update the other referenced lines, but I could not get the information as to this item. Fidelity will not cooperate, despite two phone calls
and repeated attempts to access the online statements. My apologies.
Part VII. The assets listed in numbers 10 and 11 for "Brokerage #1," were primarily held by and, to the best of my recollection, were transferred to
"Brokerage #2." The difficulty is that statement access for Brokerage #1 is online and it is not permitting me access to historical transactions for some reason so
that I might see the income resulting. I feel extremely confident, however, that the amount reflected is accurate based upon information and belief.
Part VII. UPDATE 10/5/2021: In the Letter of Inquiry dated August 19, 2021, the Committee wrote as follows: "In Part VII, line 36, you listed 'IRA (Brokerage
#2).' However, you are required to disclose the individual assets, stocks, and bonds that are part of an IRA. If an IRA contains mutual funds or widely held funds,
e.g., Fidelity Global Balanced Fund, only the names of the funds and not the underlying stocks, bonds, or other assets, must be listed. If an IRA contains individual
stocks, bonds, or assets, then each stock, bond, or asset needs to be listed individually." I apologize for the confusion. The referenced IRA contains mutual funds,
all of which are now listed at lines 27-36.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.