Leslie Emi Kobayashi

IRA ROLLOVER

Morgan Stanley Bank cash account — Interest

Amer Beacon AHL Mngd Fut Str Y — Dividend — Buy

Amer Beacon AHL Mngd Fut Str Y — Sold (part)

Amer Beacon AHL Mngd Fut Str Y — Sold (part)

Amer Beacon AHL Mngd Fut Str Y — Sold (part)

Amer Beacon AHL Mngd Fut Str Y — Buy (add'l)

AQR Managed Futures Strategy — None — Sold

Blackrock Global L/S Credit I — Dividend — Sold (part)

Blackrock Global L/S Credit I — Sold (part)

Blackrock Global L/S Credit I — Sold (part)

Blackrock Low Dur BD Inv Inst — Dividend — Sold (part)

Blackrock Low Dur BD Inv Inst — Buy (add'l)

Blackrock Low Dur BD Inv Inst — Sold (part)

Blackrock Low Dur BD Inv Inst — Buy (add'l)

Blackrock Alt Multi-Strat Inst — Dividend — Sold (part)

Causeway Emerging Mkts Inst — Dividend — Sold (part)

Causeway Emerging Mkts Inst — Sold (part)

Causeway Emerging Mkts Inst — Sold (part)

Center Coast MLP Focus — Dividend — Sold (part)

Center Coast MLP Focus — Sold (part)

Center Coast MLP Focus — Sold (part)

Center Coast MLP Focus — Buy (add'l)

Delaware Value Instl — Dividend — Sold (part)

Delaware Value Instl — Sold (part)

Delaware Value Instl — Sold (part)

Edgewood Growth Instl — None — Sold

Harding Loevner Intl Eqty Inst — Dividend — Sold (part)

Harding Loevner Intl Eqty Inst — Sold (part)

Harding Loevner Intl Eqty Inst — Sold (part)

Harding Loevner Emerg Mkts Adv — None — Buy

Harding Loevner Emerg Mkts Adv — Sold (part)

Hartford Midcap I — None — Sold (part)

Hartford Midcap I — Buy (add'l)

Hartford Midcap I — Sold (part)

Hartford Intl Value I — None — Buy

Hartford Intl Value I — Sold (part)

IShares 20+ Treasury Bond ETF — Dividend — Buy

IShares 20+ Treasury Bond ETF — Sold (part)

IShares 20+ Treasury Bond ETF — Buy (add'l)

IShares Inc MSCI Japan ETF — Dividend — Sold (part)

IShares Inc MSCI Japan ETF — Sold (part)

IShares Inc MSCI Japan ETF — Sold (part)

IShares Russell 1000 GRW ETF — Dividend — Sold (part)

IShares Russell 1000 GRW ETF — Sold (part)

IShares Russell 1000 GRW ETF — Sold (part)

IShares Russell 1000 Value ETF — Dividend — Sold (part)

IShares Russell 1000 Value ETF — Buy

Ishares Russell 2000 Value ETF — Dividend — Sold (part)

Ishares Russell 2000 Value ETF — Sold (part)

IShares Russell 2000 Grwth ETF — None — Sold

IShares TIPS Bond ETF — Dividend — Sold (part)

IShares TIPS Bond ETF — Sold (part)

John Hancock Intl Growth I — Dividend — Sold (part)

John Hancock Intl Growth I — Sold (part)

John Hancock Intl Growth I — Sold (part)

JPMorgan Value Advantage I — Distribution — Sold (part)

JPMorgan Value Advantage I — Sold (part)

Loomis Growth Y — Dividend — Sold (part)

Loomis Growth Y — Buy

Loomis Growth Y — Sold (part)

Metropolitan West Tot Ret BD — Dividend — Sold (part)

Metropolitan West Tot Ret BD — Buy (add'l)

Metropolitan West Tot Ret BD — Sold (part)

Neuberger Instrinsic Value Inst — None — Sold

Oakmark International Advisor — Dividend — Sold (part)

Oakmark International Advisor — Sold (part)

Oakmark International Advisor — Sold (part)

PIMCO Short Term I2 — Dividend — Sold (part)

PIMCO Short Term I2 — Buy (add'l)

PIMCO Short Term I2 — Sold (part)

PIMCO Short Term I2 — Buy (add'l)

T Rowe Price QM US SM CP GR EQ — Distribution — Buy (add'l)

T Rowe Price QM US SM CP GR EQ — Sold (part)

Wells Fargo Special MDCP VL I — Distribution — Sold (part)

Wells Fargo Special MDCP VL I — Sold (part)

Wells Fargo Special MDCP VL I — Sold (part)

Western Asset Core Plus BD I — Dividend — Sold (part)

Western Asset Core Plus BD I — Buy (add'l)

Western Asset Core Plus BD I — Sold (part)

Wisdom Tree Trust Japan Hedge EQ — None — Sold

COVERDELL ESA

MSIF Growth A — Dividend — Buy (add'l)

Morgan Stanley Bank — Interest

MORGAN STANLEY UTMA ACCOUNT

IShares Inc MSCI Japan ETF — Dividend

Vanguard Dividend Appreciation — Dividend

Wisdomtree TR Emerg Mkt High FD — Dividend

Walt Disney Co Hldg Co — Dividend

Morgan Stanley Bank cash account — Interest

MORGAN STANLEY UTMA ACCOUNT 2

Morgan Stanley Bank — Interest

IRA ACCOUNT

Morgan Stanley Bank cash account — Interest

ANNUITIES AND INSURANCE

VOYA Financial

VENERABLE Insurance and Annuity Company — Interest — Spinoff (from line 108)

Voya Intermediate Bond Portfolio

VY Columbia Contrarian Core Portfolio - Service

VY Columbia Contrarian Core Portfolio - Service — Sold

VY Invesco Comstock Portfolio-Service Class — Int./Div.

VY Invesco Comstock Portfolio-Service Class — Sold

Voya Russell Large Cap Value Index — Buy

VY Morgan Stanley Global Franchise Portfolio

Voya Retirement Moderate Growth

Voya U.S. Stock Index Portfolio — Int./Div. — Buy

COLLEGEBOUND 529 ACCOUNT

Invesco CollegeBound 2021-2022 Portfolio C — Sold

Invesco CollegeBound 2021-2022 Porfolio A — Int./Div. — Buy

CASH ACCOUNTS

United States Savings Bonds Series EE — None

Honolulu FCU savings and checking accounts — Interest

BASIC SECURITIES ACCOUNT

Morgan Stanley Bank — Interest

MS Multi Cap Growth TR A — Dividend

MS Insight A — Dividend

McDonald's Corp. (Common Stock) — Dividend

Chair, Pu`uwai Kila (non-profit)

Liability — City Bank — Line of Credit

Liability — First Hawaiian Bank — Line of Credit

Liability — Honolulu Federal Credit Union — Line of Credit

Spouse's income — 2019 — State of Hawaii, Judiciary - Salary

CollegeBound 529 is not self-directed.