Paul G. Gardephe

Dreyfus Basic Money Market Mutual Fund — Dividend — Buy (add'l)

Dreyfus Basic Money Market Mutual Fund — Buy (add'l)

Dreyfus Basic Money Market Mutual Fund — Buy (add'l)

Dreyfus Basic Money Market Mutual Fund — Buy (add'l)

Dreyfus Basic Money Market Mutual Fund — Buy (add'l)

Dreyfus Basic Money Market Mutual Fund — Buy (add'l)

Apple Bank cert of deposit — Interest

Neuberger Berman Int'l Equity Fund — Dividend

Janus Growth and Income Fund — Dividend

Fidelity Magellan Fund — Dividend

Neuberger Berman Large Cap Value Fund (f/k/a NB Partners Fund) — Dividend

AT&T Inc. Common Stock (f/k/a Time Warner Stock Fund) — None

New York College Savings Plan (no control other than risk)

Moderate Age-Based Option: Income Portfolio — Dividend

Aggressive Growth Portfolio — Dividend

Patterson Belknap Money Purchase Plan

Vanguard Institutional Index Fund — Dividend

DFA US LG CAP VALUE FUND — None

Patterson Belknap Webb & Tyler 401k

Vanguard Institutional Index Fund — Dividend

DFA US LG CAP VALUE FUND — Dividend

Vanguard Tax Managed Capital Appreciation Fund — Dividend — Sold (part)

Vanguard 500 Index Fund — Dividend

Vanguard Tax Managed Small Cap Fund — Dividend — Sold (part)

Vanguard Prime Money Market Fund — Dividend

Northwestern Mutual Life ins. policy (cash value,no control) — Dividend

Northwestern Mutual Life ins. policy (cash value,no control) — Dividend

Northwestern Mutual Life ins. policy (cash value,no control) — Dividend

Savings Bank Life ins. (cash value, no control) — Dividend

Savings Bank Life ins. (cash value, no control) — Dividend

Estate #1

Accounts at Barre Savings Bank — Interest — Closed

Fidelity Small Cap Growth Fund — Dividend

Fidelity Total Market Index Fund — Dividend

Fidelity 500 Index Fund — Dividend

Vanguard 500 Index Fund — Dividend

Advisory Board Member, Sunsglow

Executor, Estate #1

Adjunct Professor of Law, New York Law School

Adjunct Professor of Law, Fordham Law School

Agreement — 2003 — with Time Warner Inc., regarding deferred compensation plan, Time Warner Savings Plan

Agreement — 2008 — with Patterson Belknap Webb & Tyler, LLP, regarding capital account and fees earned while a firm partner, and 401k, money purchase, and cash balance plans

Reimbursement — Federal Bar Council — 2/23/2020 to 3/1/2020 — Nassau, Bahamas — CLE — CLE, air and ground transport, hotel, food for myself

Income — 2020 — New York Law School, wages — $5,000.00

Income — 2020 — Fordham Law School, wages — $2,500.00

Spouse's income — 2020 — City of New Rochelle, wages

Part I, line 2, and Part VII, lines 31, 32 These bank accounts were the sole remaining assets of Estate #1, of which I was the co-executor.