Jeffrey T. Gilbert

INDIVIDUAL ASSETS (H)

JP MORGAN CHASE BANK (cash) — Interest

ACCOUNT #1 (H)

NORTHWESTERN MUTUAL FDIC INSURED DEPOSIT PROGRAM (cash) — Interest

INVESCO DEVELOPING MARKETS FUND CLASS Y (ODVYX) — Dividend — Sold (part)

AB GLOBAL BOND FUND ADVISOR CLASS (ANAYX) — Dividend

BARON ASSET FUND INSTITUTIONAL CLASS (BARIX) — Dividend — Buy

BARON ASSET FUND INSTITUTIONAL CLASS (BARIX) — Buy (add'l)

BARON ASSET FUND INSTITUTIONAL CLASS (BARIX) — Buy (add'l)

BROWN CAPITAL MANAGEMENT SMALL COMPANY FUND INSTITUTIONAL CLASS(BCSSX) — Dividend — Sold (part)

DODGE & COX INCOME FUND F-2 (DODIX) — Dividend

EUROPACIFIC GROWTH FUND CLASS F-2 (AEPFX) — Dividend

GOLDMAN SACHS INTERNATIONAL SMALL CAP INSIGHTS FUND (GICIX) — Dividend

HARBOR BONO FUND INSTITUTIONAL CLASS (HABDX) — Dividend

OAKMARK INTERNATIONAL FUND (OAKIX) — None — Sold (part)

OAKMARK INTERNATIONAL FUND (OAKIX) — Sold

OAKMARK INTERNATIONAL FUND ADVISOR CLASS (OAYIX) — Dividend — Buy

INTERNATIONAL GROWTH AND INCOME FUND CLASS F-2 (IGFFX) — Dividend

JOHN HANCOCK DISOPLINED VALUE MID CAP FUND CLASS I (JVMIX) — Dividend

PIMCO INCOME FUND CLASS I-2 (PONPX) (formerly Class P) — Dividend — Buy (add'l)

PIMCO COMMODITY REAL RETURN STRATEGY FUND CLASS I-2 (PCRPX) — Dividend

PIMCO COMMODITIES PLUS STRATEGY FUND CLASS I-2 (PCLPX) — Dividend — Buy (add'l)

TEMPLETON GLOBAL BONO FUND ADVISOR CLASS (TGBAX) — Dividend

ISHARES TR S&P MIDCAP 400 GROWTH ETF (IJK) — Dividend

VANGUARD INDEX FDS REAL ESTATE INDEX FD ETF (VNQ) — Dividend — Buy (add'l)

VANGUARD INDEX FDS REAL ESTATE INDEX FD ETF (VNQ) — Sold (part)

ACCOUNT #2 (H)

FIDELITY ADVISOR TOTAL BOND FUND CLASS I (FEPIX) — Dividend

JOHN HANCOCK DISCIPLINED VALUE MID CAP FUND CLASS I (JVMIX) — Dividend

MFS INTERNATIONAL GROWTH FUND CLASS I (MQGIX) — Dividend

MFS INTERNATIONAL NEW DISCOVERY FUND (MWNIX) — Dividend

PIMCO INCOME FUND CLASS P (PONPX) — Dividend

PIMCO COMMODITIES PLUS STRATEGY (PCLPX) — Dividend

TEMPLETON GLOBAL BOND FUND ADVISOR (TGBAX) — Dividend

ACCOUNT #3 (H)

NORTHWESTERN MUTUAL FDIC INSURED DEPOSIT PROGRAM (cash) — Interest

SAN PATRICIO TX MUN WTR DIST (799204KQ4) — Interest — Redeemed

SOUTHMOST REGL WTR AUTH 4% (84455LEU7) — Interest — Redeemed

EVEREST RE GROUP LTD (RE) — None — Sold

AIR PRODS & CHEMS INC COM (APD) — Dividend

AMGEN INC (AMGN) — Dividend

APPLE INC (AAPL) — Dividend

CVS HEALTH CORPORATION (CVS) — Dividend

CISCO SYSTEMS INC (CSCO) — Dividend

CORTEVA INC COM (CTVA) — Dividend — Sold

DISNEY WALT COMPANY (DIS) — Dividend

DOW INC COM (DOW) — Dividend — Sold

DUPONT DE NEMOURS INC COM (DD) — Dividend — Sold

EXPEDITORS INTL WASH INC (EXPD) — None — Sold

HOME DEPOT INC (HD) — Dividend — Sold

HONEYWELL INTERNATIONAL (HON) — Dividend

HUNT J B TRANS SVCS INC COM (JBHT) — Dividend — Sold

INGREDION INCORPORATED (INGR) — Dividend

INTERCONTINENTAL EXCHANGE (ICE) — Dividend

MASTERCARD INC CL A (MA) — Dividend

MCDONALDS CORP (MCD) — Dividend

MICROSOFT CORP (MSFT) — Dividend

NIKE INC CLASS B (NKE) — Dividend

T ROWE PRICE GROUP INC (TROW) — Dividend

STANLEY BLACK & DECKER (SWK) — Dividend — Sold

STRYKER CORP (SYK) — Dividend

TJX COS INC (TJX) — Dividend

US BANCORP (USB) — Dividend — Sold

ISHARES TR NORTH AMERN TECH- SOFTWARE (IGV) — Dividend

ISHARES TR RUSSELL 1000 ETF (IWB) — Dividend

ISHARES TR US HEALTH CARE PROVIDERS ETF (IHF) — Dividend

SPDR SER TR S&P BK ETF (KBE) — Dividend — Sold

ACCOUNT #4 (H)

AMCAP FUND CLASS F-2 (AMCFX) — Dividend — Sold

AMERICAN HIGH INCOME MINICIPAL BOND FUND CLASS F-2 (AHMFX) — Distribution — Buy

AMERICAN HIGH INCOME MINICIPAL BOND FUND CLASS F-2 (AHMFX) — Buy (add'l)

BARON ASSET FUND INSTITUTIONAL CLASS (BARIX) — Dividend — Buy

BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORT (BSIIX) — Dividend

EUROPEAN GROWTH FUND (AEPFX) — None — Sold

THE GROWTH FUND OF AMERICA CLASS F-2 (GFFFX) — Dividend — Buy

THE GROWTH FUND OF AMERICA CLASS F-2 (GFFFX) — Buy (add'l)

THE GROWTH FUND OF AMERICA CLASS F-2 (GFFFX) — Sold (part)

SILVERPEPPER COMMODITY STRATEGY GLOBAL MACRO FD INST CLASS (SPCIX) — None — Sold

NEW PERSPECTIVE FUND CLASS F-2 (ANWFX) — Dividend — Buy

NEW WORLD FUND CLASS F-2 (NFFFX) — Dividend — Buy

PIMCO COMMODITIES PLUS STRATEGY FUND CLASS I-2 (PCLPX) — Dividend — Buy

NUVEEN HIGH YEILD MUNICIPAL BOND FUND (NHMRX) — Dividend — Sold

T ROWE PRICE HIGH YIELD (PRFHX) — Dividend — Sold

T ROWE PRICE EMERGING MARKETS (PRMSX) — Dividend

AMERICAN FUNDS THE TAX EXEMPT FUND OF AMERICA (TEAFX) — Distribution — Buy (add'l)

VANGUARD INTERMEDIATE TERM TAX EXEMPT ADMIRAL (VWIUX) — Distribution

ISHARES TR S&P MIDCAP 400 GROWTH (IJK) — Dividend

SPDR S&P 500 ETF TR TR UNIT (SPY) — Dividend

VANGUARD INDEX FDS VANGUARD GROWTH ETF (VUG) — Dividend

Board of Directors, Federal Magistrate Judges Association

Editorial Board, Federal Courts Law Review

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.