Sean H. Lane

Individual Assets (H)

Chase Bank (cash) — Interest

U.S. Savings Bonds — Int./Div.

Northwestern Mutual Life Insurance Policy #1 — Dividend

Northwestern Mutual Life Insurance Policy #2 — Dividend

Account #1 (H)

TRP Div. Growth I (PRDGX) — Dividend

Fid Growth Co K6 (FGKFX) — Dividend

Fidelity 500 Index (FXAIX) — Dividend

Account #2 (H)

Vanguard Instl Index Plus — Dividend

TRP Retirement 2030 — None — Sold

TRP Retirement 2035 (TR) — None — Buy

TRP Retirement 2035 (TR) — Buy (add'l)

TRP Retirement 2035 (TR) — Buy (add'l)

TRP Retirement 2040 (TRRDX) — None — Sold

Account #3 (H)

Blackrock Index Fds Inc (BTMKX) — None — Sold (part)

Blackrock Index Fds Inc (BTMKX) — Sold

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Dividend — Buy (add'l)

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Sold

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Buy

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Sold

Fidelity Salem STR TR Fidelity 500 Index Fund (FXAIX) — Buy

IShares Core MSCI Emerging Markets (IEMG) — Dividend — Buy

J P Morgan Exchange Traded FD TR BetaBuilders CDA (BBCA) — Dividend

J P Morgan Exchange Traded FD TR BetaBuilders Europe (BBEU) — Dividend — Buy

J P Morgan Exchange Traded FD TR BetaBuilders Japan (BBJP) — Dividend — Sold (part)

J P Morgan Exchange Traded FD TR BetaBuilders Japan (BBJP) — Sold

J P Morgan Exchange Traded FD TR BetaBuilders Japan (BBJP) — Buy

JPMorgan TR I Tax Aware Equity Fd Cl R6 (JPELX) (X) — None — Sold

Six Circles TR Intl Unconstrained Equity (CIUEX) — Dividend — Buy (add'l)

Six Circles TR US Unconstrained Equity (CUSUX) — Dividend — Sold (part)

Vanguard Index TR Vanguard 500 Index Fd Adm (VFIAX) — Dividend — Sold (part)

Vanguard Index TR Vanguard Intl Equity Index Fd. FTSE Europe ETF (VGK) — None — Sold

Aberdeen Fds Ultr Shrt Mun Incm Fd Instl Cl (ATOIX) — Dividend — Sold (part)

Aberdeen Fds Ultr Shrt Mun Incm Fd Instl Cl (ATOIX) — Sold

Blackrock Mun BD FD Inc National Muni (BNMLX) — Dividend

Dodge & Cox Income Fund (DODIX) — Dividend — Sold (part)

Dodge & Cox Income Fund (DODIX) — Sold (part)

Dodge & Cox Income Fund (DODIX) — Sold

Federated Hrms Instl High Yield Bd Fd Cl R6 (FIHLX) — Dividend — Buy

Fidelity Sch Str Tr Advisor Inter Mun (FIQZX) — Dividend — Buy (add'l)

Fidelity Sch Str Tr Advisor Inter Mun (FIQZX) — Buy (add'l)

IShares Tips Bond ETF (TIP) — Dividend — Sold

IShares Trust IShares 3 to 7 Year Treasury Bond ETF (IEI) — Dividend — Buy (add'l)

IShares Trust IShares 3 to 7 Year Treasury Bond ETF (IEI) — Sold (part)

IShares Trust Ishares 7-10 Year Treasury Bond ETF (IEF) — Dividend — Sold

JPMorgan TR I Intermediate Tax Free B (JITZX) — Dividend — Sold (part)

Mainstays Fds Mackay High Yield Corp Bd Fd (MHYSX) — Dividend — Buy

Mainstays Fds Mackay High Yield Corp Bd Fd (MHYSX) — Buy (add'l)

Pimco Income FD Instl CL (PIMIX) — Dividend — Buy (add'l)

Schwab Strategic Tr Short-Term US Treasury (SCHO) — Dividend — Buy

Six Circles TR Tax Aware Bd Fd Solicited (CBTAX) — Dividend — Buy

Six Circles TR Tax Aware Bd Fd Solicited (CBTAX) — Buy (add'l)

Six Circles TR Tax Aware Ultra Short (CUTAX) — Dividend — Sold (part)

Tax Exempt BD FD Amer CL F3 (TFEBX) — Dividend — Buy (add'l)

Tax Exempt BD FD Amer CL F3 (TFEBX) — Sold (part)

Tax Exempt BD FD Amer CL F3 (TFEBX) — Sold (part)

Wells Fargo Fds TR Short Term Mun Bd Fd Cl R6 (WSSRX) (X) — Dividend

JPMorgan TR 1 Large Cap Value Fd CL R6 (JLVMX) (Y)

JPMorgan TR 1 Tax Aware Equity Fund (JPDEX) (Y)

Wells Fargo FDS TR Short Term Municip (WSBIX) (Y)

Account #4 (H)

NYS529 Mid-Cap Stock Index Portfolio — None — Buy (add'l)

NYS529 Growth Stock Index Portfolio — None — Buy (add'l)

NYS529 Growth Portfolio — None — Buy (add'l)

Account #5 (H)

NYS529 Conservative Age-Based Option: Interest Accumulation Portfolio — None

Co-Trustee, Trust #1 (no reportable assets)

Trustee, Trust #2 (no reportable assets)

Trustee, Trust #3 (reportable assets are listed in Part VII)

Agreement — 1996 — Participation in Baker Hostetler 401k plan (no control)

Liability — Federal subsidized student loans (Stafford and Perkins loans) — College loans

Spouse's income — 2020 — Group Hospitalization and Medical Services, Inc. (salary)

Northwestern Mutual Life Insurance Policy #1 is a whole life policy (Adjustable Complife); no underlying investments.

Northwestern Mutual Life Insurance Policy #2 is a non-term policy with cash value (65 Life); no underlying investments.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.