Richard Mark Gergel

Investment Property, Edisto Beach, SC — Rent — Sold — John and Brianna Gallagher

Lincoln National Universal Life Insurance — Int./Div.

Am Balanced Class A — Interest

Am. High Income Trust Class A — Int./Div.

VistaBank South Carolina — None

Bank of America Checking — Int./Div.

TIAA-CREF Fixed Annuity — Int./Div.

Wachovia Certificates of Deposit — Int./Div.

Am. Short Term Bond/Class A — Int./Div.

Blackrock Global Allocation Fund — Int./Div.

American Fund Global Balanced Fund — Interest

FIA Card SErvices Money Market — Interest

Merill Lynch Bank Deposit Fund — Interest

BOA Cash Reserve Money Market Fund — Interest

IShares US Preferred Stock ETF (PFF) — Int./Div.

SPDR Gold Trust — Int./Div.

SPDR US Financial Sector Fund (XLF) — Dividend — Buy

SPDR US Financial Sector Fund (XLF) — Sold (part)

Healthcare Select SPDR Fund (XLV) — Dividend — Buy

Healthcare Select SPDR Fund (XLV) — Sold (part)

Healthcare Select SPDR Fund (XLV) — Sold (part)

Sector SPDR Energy Fund (XLE) — Dividend — Buy

Sector SPDR Energy Fund (XLE) — Buy (add'l)

Sector SPDR Energy Fund (XLE) — Buy (add'l)

Sector SPDR Energy Fund (XLE) — Buy (add'l)

Consumer Discretionary SPDR Fund (XLY) — Dividend — Buy

Consumer Discretionary SPDR Fund (XLY) — Buy (add'l)

Consumer Discretionary SPDR Fund (XLY) — Sold (part)

Consumer Discretionary SPDR Fund (XLY) — Buy (add'l)

Comm. Services Select Sector Fund (XLC) — Dividend — Buy

Comm. Services Select Sector Fund (XLC) — Buy (add'l)

Comm. Services Select Sector Fund (XLC) — Sold (part)

Vanguard MSCI Pacific Fund (VPL) — Dividend — Buy

Vanguard MSCI Pacific Fund (VPL) — Buy (add'l)

Vanguard MSCI Pacific Fund (VPL) — Buy (add'l)

Vanguard FTSE All World Fund (VEU) — Dividend — Buy

Vanguard FTSE All World Fund (VEU) — Sold (part)

Select Sector SPDR Fund ((XLK) — Dividend — Buy

Select Sector SPDR Fund ((XLK) — Buy (add'l)

Select Sector SPDR Fund ((XLK) — Sold (part)

Select SPDR Industrial Fund (XLI) — Dividend — Buy

Select SPDR Industrial Fund (XLI) — Buy (add'l)

Vanguard MSCI European Fund (VGK) — Dividend — Buy

Vanguard MSCI European Fund (VGK) — Buy (add'l)

Graniteshares Gold Shares (BAR) — Dividend — Buy

Graniteshares Gold Shares (BAR) — Buy (add'l)

Graniteshares Gold Shares (BAR) — Sold (part)

IShares Intermiediate Term Corporate Bond Fund (IGIB) — Dividend — Buy

IShares Intermiediate Term Corporate Bond Fund (IGIB) — Buy (add'l)

IShares Intermiediate Term Corporate Bond Fund (IGIB) — Buy (add'l)

IShares Edge MSCI International Quality Factor Fund (IQLT) — Dividend — Buy

IShares Edge MSCI International Quality Factor Fund (IQLT) — Buy (add'l)

Kraneshares CSI China Internet Fund (KWEB) — Dividend — Buy

Kraneshares CSI China Internet Fund (KWEB) — Buy (add'l)

First Trust Low Duration Opportunities Fund (LMBS) — Dividend — Buy

First Trust Low Duration Opportunities Fund (LMBS) — Buy (add'l)

First Trust Low Duration Opportunities Fund (LMBS) — Sold (part)

First Trust China Fund (MCHI) — Dividend — Buy

IShares TR S & P Global Materials Fund (MXI) — Dividend — Buy

IShares TR S & P Global Materials Fund (MXI) — Buy (add'l)

IShares Edge MSCI USA Quality Fund (QUAL) — Dividend — Buy

IShares Edge MSCI USA Quality Fund (QUAL) — Buy (add'l)

Vanguard Intermediate Term Corporate Bond Fund (VCIT) — Dividend — Buy

Vanguard Intermediate Term Corporate Bond Fund (VCIT) — Buy (add'l)

Vanguard Intermediate Term Corporate Bond Fund (VCIT) — Buy (add'l)

Vanguard Intermediate Term Corporate Bond Fund (VCIT) — Buy (add'l)

IShares IBOXX Investment Grade Corporate Bond Fund (LQD) — Distribution — Buy

IShares IBOXX Investment Grade Corporate Bond Fund (LQD) — Buy (add'l)

IShares IBOXX Investment Grade Corporate Bond Fund (LQD) — Buy (add'l)

IShares IBOXX Investment Grade Corporate Bond Fund (LQD) — Buy (add'l)

IShares 0-5 Year TIPS Bond Fund (STIP) — Dividend — Buy

IShares 0-5 Year TIPS Bond Fund (STIP) — Buy (add'l)

IShares 0-5 Year TIPS Bond Fund (STIP) — Buy (add'l)

IShares 0-5 Year TIPS Bond Fund (STIP) — Sold

IShares 3-7 Year Treasury Bond Fund (IEI) — Dividend — Buy

IShares 3-7 Year Treasury Bond Fund (IEI) — Buy (add'l)

IShares 3-7 Year Treasury Bond Fund (IEI) — Buy (add'l)

SPSD Portfolio Short Term Corp Bond Fund (SPSB) — Dividend — Buy

IShares Transportation Fund (IYT) — Dividend — Buy

SPDR Short Term Corporate Bond Fund ((SPSB) — Dividend — Buy

SPDR Short Term Corporate Bond Fund ((SPSB) — Buy (add'l)

IShares S & P Global Health Care Section Fund (IXJ) — Dividend — Buy

IShares S & P Global Health Care Section Fund (IXJ) — Buy (add'l)

IShares Transportation Fund (IYT) — Dividend — Buy

IShares MSCI EAFE Small Cap Fund (SCZ) — Dividend — Buy

IShares MSCI EAFE Small Cap Fund (SCZ) — Buy (add'l)

Sector SPDR Utilities Fund (XLU) — Dividend — Buy

Sector SPDR Utilities Fund (XLU) — Buy (add'l)

Sector SPDR Consumer STPL Fund (\XLP) — Dividend — Buy

Sector SPDR Consumer STPL Fund (\XLP) — Buy (add'l)

Sector SPDR Consumer STPL Fund (\XLP) — Sold (part)

Sector SPDR Consumer STPL Fund (\XLP) — Sold

IShares 1-3 Year Treasuiry Bond Fund (SHY) — Dividend — Buy

IShares 1-3 Year Treasuiry Bond Fund (SHY) — Buy (add'l)

IShares 1-3 Year Treasuiry Bond Fund (SHY) — Sold

IShares MSCI All Country Asia Ex Japan Fund ((AAXJ) — Dividend — Buy

IShares MSCI All Country Asia Ex Japan Fund ((AAXJ) — Buy (add'l)

IShares MSCI All Country Asia Ex Japan Fund ((AAXJ) — Buy (add'l)

IShares TR Russell 2000 Product Fund (IWM) — Dividend — Buy

IShares TR Russell 2000 Product Fund (IWM) — Buy (add'l)

IShares TR Russell 2000 Product Fund (IWM) — Sold (part)

Invesco National Amt-Free Municipal Bond Fund (PZA) — Dividend — Buy

Invesco National Amt-Free Municipal Bond Fund (PZA) — Buy (add'l)

Invesco National Amt-Free Municipal Bond Fund (PZA) — Sold (part)

IShare Interest Rate Hedged Corp Bond Fund (LQDH) — Dividend — Buy

Pimcco 0-5 Corp Bond Index Fund (HYS) — Dividend — Buy

IShares 10-20 year Treasury Bond Fund (TLH) — Dividend — Buy

IShares Interest Rate Long Term Corp Bond Fund (IGBH) — Dividend — Buy

IShare 7-10 year Treasury Bond Fund (IEF) — Dividend — Buy

IShares RS 2000 Fund (IWN) — Dividend — Buy

Reimbursement — Lawyer's Club of Atlanta — 1/22-23/2020 — Atlanta, Georgia — Speech — Hotel, Air

Reimbursement — Federation of Defense and Cirrporate Counsel — 3/5-8/2020 — Scottsdale, Arizona — Kenote speech, led book discussion — Hotel, Air, transport to and from airport