Ronald A. Guzman

(FKTIX) Franklin Federal Tax Free Inc. Fund (jt) — Interest

(WBA) Walgreen Co. Common Stock (jt) — Dividend

(CAIBX) Capital Income Builder Fund (jt) — Dividend

(MTIPX) Morgan Stanley Instl FD Portfol A — Dividend

(ACSTX) Invesco Comstock Class A (sp) Exchange/merger — Dividend

(ACCBX) Invesco Corp Bond Fund Class A (sp) Merger/Exchange — Dividend

(VGRAX) Invesco Mid Cap Grth Fnd Class A (sp) — Dividend — Merged (with line 8)

(OEGAX) Invesco Disc Md Cap Gwth Cl A (sp) — Dividend

(ACEIX) Invesco Equity and Inc Class A (sp) — Dividend

(AIIEX) Invesco International Growth Fund Class A (sp) — Dividend

(MSAVX) Invesco Amer Value Class A sp — Dividend

(FSCDX) Fidelity Advisor Small Cap A — Dividend

(FIIAX) Fidelity Advisor Mid Cap II A — Dividend

(FAHDX) Fidelity Advisor High Inc Advt Class A — Dividend

( (FAIDX) Fidelity Advisor Intl Discovery A — Dividend

(FGVMX) Fidelity New Mkt Inc. — Int./Div.

(FNIAX) Fidelity Advisor New Insights A — Dividend

(QDERQ) JP Morgan Liquid Asset Fund — Int./Div.

JPMorgan Chase Bank, N.A. Account — Interest

JP Morgan Chase Bank Checking Checking X — Interest

JP Morgan Chase Bank Probate Estate Checking Acct X — Interest

(SCHH) CHARLES SCHWAB US REIT — Int./Div. — Sold (part)

(SCHH) CHARLES SCHWAB US REIT — Buy (add'l)

(SCHH) CHARLES SCHWAB US REIT — Sold (part)

(SCHH) CHARLES SCHWAB US REIT — Buy (add'l)

(IAU) ISHARES GOLD ETF — Int./Div. — Sold (part)

(IAU) ISHARES GOLD ETF — Sold (part)

(IAU) ISHARES GOLD ETF — Sold (part)

(SHYG) ISHARES * HIGH YIELD CORP BOND ETF : — Sold (part)

(SHYG) ISHARES * HIGH YIELD CORP BOND ETF : — Sold

(SCHE) SCHWAB EMERG MAKTS EQUITY ETF: — Int./Div. — Buy (add'l)

(SCHE) SCHWAB EMERG MAKTS EQUITY ETF: — Sold

( FNDE) SCHWAB FUNDA EMG MKTS LARGE COM ETF SYMBOL: — Int./Div. — Buy (add'l)

( FNDE) SCHWAB FUNDA EMG MKTS LARGE COM ETF SYMBOL: — Sold (part)

( FNDE) SCHWAB FUNDA EMG MKTS LARGE COM ETF SYMBOL: — Buy (add'l)

( SCHC) SCHWAB INT SMALL CAP EQY — Int./Div. — Buy (add'l)

( SCHC) SCHWAB INT SMALL CAP EQY — Sold

(SCHX ) SCHWAB US LARGE CAP ETF — Int./Div. — Buy (add'l)

(SCHX ) SCHWAB US LARGE CAP ETF — Buy (add'l)

(SCHX ) SCHWAB US LARGE CAP ETF — Sold (part)

(SCHX ) SCHWAB US LARGE CAP ETF — Buy (add'l)

(SCHA ) SCHWAB US SMALL CAP ETF — Int./Div. — Buy (add'l)

(SCHA ) SCHWAB US SMALL CAP ETF — Sold (part)

(SCHA ) SCHWAB US SMALL CAP ETF — Buy (add'l)

(VNQI) VANGUARD GLBAL EX US REAL ESTATE ETF — Int./Div. — Buy (add'l)

(VNQI) VANGUARD GLBAL EX US REAL ESTATE ETF — Buy (add'l)

(VNQI) VANGUARD GLBAL EX US REAL ESTATE ETF — Sold (part)

(VNQI) VANGUARD GLBAL EX US REAL ESTATE ETF — Sold (part)

(VNQI) VANGUARD GLBAL EX US REAL ESTATE ETF — Sold (part)

(VTEB) VANGUARD MUNI BND TAXEXEMPT ETF — Int./Div. — Buy (add'l)

(VTEB) VANGUARD MUNI BND TAXEXEMPT ETF — Sold (part)

(VTEB) VANGUARD MUNI BND TAXEXEMPT ETF — Sold (part)

(VTEB) VANGUARD MUNI BND TAXEXEMPT ETF — Sold (part)

(VTEB) VANGUARD MUNI BND TAXEXEMPT ETF — Sold (part)

(VTEB) VANGUARD MUNI BND TAXEXEMPT ETF — Buy (add'l)

(VTEB) VANGUARD MUNI BND TAXEXEMPT ETF — Buy (add'l)

SCHWAB BANK SWEEPS ACCOUNT — Interest

(EBND) SPDR BLM BARCLY EMG. — Int./Div. — Buy (add'l)

(EBND) SPDR BLM BARCLY EMG. — Sold

(HYLB) XTRACKERS USD HIGH YLD CORP BOND ETF — Int./Div. — Buy (add'l)

(HYLB) XTRACKERS USD HIGH YLD CORP BOND ETF — Sold

(IPE) SPDR BLOOM BARC * — Int./Div. — Merged (with line 63)

(SPIP) SPDR PORTFOLIO TIPS — Int./Div. — Buy (add'l)

(SPIP) SPDR PORTFOLIO TIPS — Sold (part)

(PDN) INVESCO FTSE RAFI DEV. MKTS — Int./Div. — Buy (add'l)

(PRF) INVESCO FTSE RAFI US 1000 ETF — Int./Div. — Buy (add'l)

(PRF) INVESCO FTSE RAFI US 1000 ETF — Buy (add'l)

(PRF) INVESCO FTSE RAFI US 1000 ETF — Buy (add'l)

(PRF) INVESCO FTSE RAFI US 1000 ETF — Sold (part)

(PRF) INVESCO FTSE RAFI US 1000 ETF — Sold (part)

(PRF) INVESCO FTSE RAFI US 1000 ETF — Sold (part)

(PRFZ) INVESCO FTSE RAFI 500 SMALL-MID ETF — Int./Div. — Buy (add'l)

(PRFZ) INVESCO FTSE RAFI 500 SMALL-MID ETF — Buy (add'l)

(PRFZ) INVESCO FTSE RAFI 500 SMALL-MID ETF — Buy (add'l)

(PRFZ) INVESCO FTSE RAFI 500 SMALL-MID ETF — Buy (add'l)

(PRFZ) INVESCO FTSE RAFI 500 SMALL-MID ETF — Sold (part)

(PRFZ) INVESCO FTSE RAFI 500 SMALL-MID ETF — Sold (part)

(PRFZ) INVESCO FTSE RAFI 500 SMALL-MID ETF — Sold

(PXF) INVESCO FTSE RAFI DEVELOPED MARKETS — Int./Div. — Buy (add'l)

(PXF) INVESCO FTSE RAFI DEVELOPED MARKETS — Buy (add'l)

(PXF) INVESCO FTSE RAFI DEVELOPED MARKETS — Buy (add'l)

(PXF) INVESCO FTSE RAFI DEVELOPED MARKETS — Buy (add'l)

(PXF) INVESCO FTSE RAFI DEVELOPED MARKETS — Sold (part)

(PXF) INVESCO FTSE RAFI DEVELOPED MARKETS — Sold

(PXH) INVESCO FTSE RAFI EMERGING MKTS ETF — Int./Div. — Buy (add'l)

(PXH) INVESCO FTSE RAFI EMERGING MKTS ETF — Buy (add'l)

(PXH) INVESCO FTSE RAFI EMERGING MKTS ETF — Buy (add'l)

(PXH) INVESCO FTSE RAFI EMERGING MKTS ETF — Sold (part)

(VEA) VANGUARD FTSE DEVELOPED MKTS ETF — Int./Div. — Buy (add'l)

(VEA) VANGUARD FTSE DEVELOPED MKTS ETF — Buy (add'l)

(VEA) VANGUARD FTSE DEVELOPED MKTS ETF — Sold (part)

(USHY) Ishares Broad USD HG YLD CRP BND ETF — Int./Div. — Buy

(USHY) Ishares Broad USD HG YLD CRP BND ETF — Sold (part)

(IEMG) ISHARES CORE MSCI EMERGING ETF — Int./Div. — Buy

(IEMG) ISHARES CORE MSCI EMERGING ETF — Buy (add'l)

(FNDF) SCHWAB FUND INL LARGE COM ETF — Int./Div. — Buy

(FNDF) SCHWAB FUND INL LARGE COM ETF — Sold (part)

(FNDF) SCHWAB FUND INL LARGE COM ETF — Buy (add'l)

(FNDF) SCHWAB FUND INL LARGE COM ETF — Sold (part)

(FNDX) SCHWAB FUND US LARGE CO ETF — Int./Div. — Buy

(FNDX) SCHWAB FUND US LARGE CO ETF — Buy (add'l)

(FNDX) SCHWAB FUND US LARGE CO ETF — Buy (add'l)

(FNDX) SCHWAB FUND US LARGE CO ETF — Sold (part)

(FNDA) SCHWAB FUND US SMALL COM ETF — Int./Div. — Buy

(FNDA) SCHWAB FUND US SMALL COM ETF — Buy (add'l)

(FNDA) SCHWAB FUND US SMALL COM ETF — Buy (add'l)

(FNDA) SCHWAB FUND US SMALL COM ETF — Sold (part)

(FNDA) SCHWAB FUND US SMALL COM ETF — Sold (part)

(FNDA) SCHWAB FUND US SMALL COM ETF — Sold (part)

(SCHP) SCHWAB US TIPS ETF — Int./Div. — Buy

(SCHP) SCHWAB US TIPS ETF — Sold

(SCHP) SCHWAB US TIPS ETF — Buy

(TFI) BARCLAYS MUNICIPAL BOND ETF — Int./Div. — Buy

(TFI) BARCLAYS MUNICIPAL BOND ETF — Buy (add'l)

(EMLC) VANECK VECTORS J.P. — Int./Div. — Buy

(EMLC) VANECK VECTORS J.P. — Sold (part)

(VOO) VANGUARD S&P 500 — Int./Div. — Buy

(VOO) VANGUARD S&P 500 — Buy (add'l)

(VB) VANGUARD SMALL CAP ETF — Int./Div. — Buy

(VB) VANGUARD SMALL CAP ETF — Buy (add'l)

(VB) VANGUARD SMALL CAP ETF — Sold (part)

(VSS) VGRD FTSE ALL WRLD EX US — Int./Div. — Buy

(VSS) VGRD FTSE ALL WRLD EX US — Buy (add'l)

(HAUZ) XTRACKERS INTER REAL EST — Int./Div. — Buy

(HAUZ) XTRACKERS INTER REAL EST — Buy (add'l)

(HAUZ) XTRACKERS INTER REAL EST — Sold (part)

(HAUZ) XTRACKERS INTER REAL EST — Buy (add'l)

(HAUZ) XTRACKERS INTER REAL EST — Sold (part)

(SNSXX) Schwab US Trsy Money Money Mkt Fund X* — Int./Div.

(SWVXX) Schwab Value Advantage Money Mkt Fund X* — Int./Div.

Spouse's income — 2020 — State University Retirement PPD.

PART VII

Part VII, Line 29 (SHYG) ISHARES * HIGH YIELD: As reported in Part VII, this asset was sold ompletely in two stages on 5/29/18 and 6/16/18 but was

inadvertently never reported as such and deleted from the Part VII asset list.

Part VII, Line 62 & 63 (IPE) Spider Bloom Barc & (SPIP) Spider Portfolio Tips. Brokerage Account Statement describes this as a stock split/name change. This

transaction occurred on 9/23/20 and should have been reported in the FDR of 2020 but was overlooked.

Part VII, Lines129 & 130 Schwab US Trsy Money Inv (SNSXX) and Schwab Value Advantage Money Fund (SWVXX): These funds were acquired in April

2018 but were not previously reported because of confusion over money market savings accounts and money market investment funds.