David M. Warren

Purchase Money Mortgage Held by McLash LLC — Dividend

House, Wrightsville Beach, NC (1/2 interest) — None

Northwestern Mutual Life Whole Life Policy — Dividend

National Life Whole Life Policy — Dividend

Mutual Trust Whole Life Policy — Dividend

Anheuser-Busch Inbev (BUD DIRA — Dividend

B&G Foods (BGS) DIRA — Dividend — Sold

Boeing (BA) DIRA — Dividend — Buy

Carrier Global Corp. (CARR) DIRA — Dividend — Spinoff (from line 49)

Caterpillar, Inc. (CAT) DIRA — Dividend

Clorox (CLX) DIRA — Dividend — Sold (part)

Coca Cola (KO) DIRA — Dividend

Cummins (CMI) DIRA — Dividend

Dieago (DEO) DIRA — Dividend

Disney Walt Co (DIS) DIRA — Dividend

Dominion Energy Inc (D) DIRA — Dividend — Sold

Eaton Corp (ETN) DIRA — Dividend

Emerson Electric (EMR) DIRA — Dividend

Exxon Mobil (XOM) DIRA — Dividend

First Citizens Bank (FCNCA) DIRA — Dividend — Buy

General Dynamics (GD) DIRA — Dividend — Buy

General Electric (GE) DIRA — Dividend

General Mills (GIS) DIRA — Dividend — Sold

Greenbrier Companies (GBX) DIRA — Dividend — Buy

Heineken (HEINY) DIRA — Dividend — Sold

Hershey Company DIRA — Dividend

Honeywell (HON) DIRA — Dividend

International Flavors & Fragrances (IFF) DIRA — Dividend — Sold

International Paper (IP) DIRA — Dividend

Johnson & Johnson (JNJ) DIRA — Dividend

Kellogg (K) DIRA — Dividend

Kimberly-Clark (KMB) DIRA — Dividend

Lockheed Martin Corp (LMT) DIRA — Dividend

Marriott International (MAR) DIRA — Dividend

Matson Inc. DIRA — Dividend — Buy

Matson Inc. DIRA — Dividend — Sold

McCormick & Co. (MCK) DIRA — Dividend — Sold (part)

3 M (MMM) DIRA — Dividend

Nestle (NSRGY) DIRA — Dividend

Otis Worldwide (OTIS) DIRA — Dividend — Spinoff (from line 49)

Parker-Hannifin Corp — Dividend

Pepsico (PEP) DIRA — Dividend

Raytheon Technologies Corp (TTX) DIRA — Dividend — Spinoff (from line 49)

Royal Caribbean Group (RCL) DIRA — Dividend — Buy

Royal Dutch Shell (RDSB) DIRA — Dividend

Smucker (SJM) DIRA — Dividend — Sold

Sysco Corp (SYY) DIRA — Dividend — Buy

Unilever PLC (UN) DIRA — Dividend

United Technologies (UTX) DIRA — Dividend — Distributed

Fidelity Cash Reserves DIRA — Dividend

First Citizens Bank B Preferred DAmeri — Dividend

First Citizens Bank A DAmeri — Dividend — Buy

First Citizens Bank A DAmeri — Dividend — Sold

General Mills (GIS) DAmeri — Dividend — Sold

Kellogg (K) DAmeri — Dividend — Sold

Cenovus Energy (CVE) DAmeri — Dividend

3M Company DAmeri — Dividend — Buy

3M Company DAmeri — Dividend — Sold

Amerprise Insured Money Market DAmeri — Interest

Fidelity Equity Income/Cash Reserves (DMW/ ) — Dividend — Donated

American Electic & Power (AEP) IRA — Dividend — Sold

Anheuser Busch Inbev (BUD) IRA — Dividend

Coca Cola (KO) IRA — Dividend

Exelon (EXC) IRA — Dividend

FirstEnergy (FE) IRA — Dividend

General Mills (GIS) IRA — Dividend — Sold

Kellogg (K) IRA — Dividend — Sold

Kinder Morgan (KMI) IRA — Dividend

Smucker (SJM) IRA — Dividend

Fidelity Government Cash Reserves IRA — Dividend

Fidelity Equity Income ( ) — Dividend — Donated

Fidelity Equity Income ( ) — Dividend

Anheuser-Busch Inbev (BUD) IRA — Dividend

Apple (AAPL) IRA — Dividend

Campbell Soup (CPB) IRA — Dividend — Sold

Carrier Global Corp. IRA — Dividend — Spinoff (from line 112)

Clorox (CLX) IRA — Dividend — Sold

Coco Cola (KO) IRA — Dividend

Cummins Inc. (CMI) IRA — Dividend

Dominion Energy (D) IRA — Dividend — Sold

Eaton (ETN) IRA — Dividend

Exxon Mobil (XOM) IRA — Dividend

General Electric (GE) IRA — Dividend

Honeywell (HON) IRA — Dividend

Ingersoll-Rand PLC (IR) IRA — Dividend

Kellogg (K) IRA — Dividend — Sold

Kimberly Clark (KMB) IRA — Dividend

Matson Inc. IRA — Dividend — Buy

Matson Inc. IRA — Dividend — Sold

3M Company (MMM) IRA — Dividend

McCormick & Co. (MKC) IRA — Dividend — Sold

Nestle (NSRGY) IRA — Dividend

Otis Worldwide IRA — Dividend — Spinoff (from line 112)

Otis Worldwide IRA — Dividend — Sold

Pepsico (PEP) IRA — Dividend

Proctor & Gamble (PG) IRA — Dividend

Prudential Financial (PRU) IRA — Dividend — Sold

Raytheon Technologies Corp (TTX) IRA — Dividend — Spinoff (from line 112)

Royal Caribbean Group RCL) IRA — Dividend — Buy

Seimens (SIEGY) IRA — Dividend

Smucker (SJM) IRA — Dividend — Sold

Sonoco (SON) IRA — Dividend

Sysco Corp (SYY) IRA — Dividend — Buy

Trane Technologies — Dividend — Spinoff (from line 91)

Unilever (UL) IRA — Dividend

United Technologies (UTX) IRA — Dividend — Distributed

Fidelity Government Cash Reserves IRA — Dividend

Chairman, FRMT, Ltd.

Chairman, Turner W. Battle Scholarship Trust (Rocky Mount Academy)

Director, Paramount Condominium Homeowners Association, Inc.

President, 9 Shearwater Street Condominium Owners Association, Inc.

Manager, 9 Shearwater LLC

Manager, Roofjumpers LLC

Manager, McLash LLC

Adjunct Professor, Norman A. Wiggins School of Law (Campbell University)

Agreement — 1/1/1991 — Poyner Spruill LLP Retirement Plan, former law firm. This is a qualifed pension plan that was discontinued in approximately 1991.

Liability — Sound Bank — Personal Guaranty on Loan to 9 Shearwater LLC (Wrightsville Beach, NC house)

Reimbursement — FRMT, Ltd. — 01/17/2020 — Chicago, IL — Committee Meeting — transporation, food

Income — 01/20/2020 — Campbell Univerity-Salary — $1,539.00

Income — 02/14/2020 — Campbell Univerity-Salary — $1,539.00

Income — 03/15/2020 — Campbell Univerity-Salary — $1,539.00

Spouse's income — 2020 — David G. Polhenus , DDS, PLLC

Spouse's income — 2020 — J. Christian Sheaffer, DDS, PLLC

Part I

Line 2: The Turner W. Battle Scholarship Trust is an asset of Rocky Mount Acadeny. David M. Warren has no ownership interest in the funds of approximartely

$500,000. The interest from the principal is used to fund educational scholarships for students attending Rocky Mount Academy in Rocky Mount, NC.

Part II:

Line 1: The Poyner Spruill LLP Retirement Plan (pension) is currently underfunded but is insured by the Pension Benefit Guaranty Corp. David M. Warren does

not have information on the performance of the pension plan and has not made contributions or withdrawals. He has no liability for its performance. The entry

regarding this asset was removed from Part VII (listed in 2014 on line 8) as it is correctly reported as a pension interest in Part II.

Part VI:

Line 1: The only asset of 9 Shearwater LLC is the house at Wrightsville Beach, NC. The personal guaranty relates to the mortgage on the real property.

Part VII:

Line 1: The only asset of McLash LLC is the purchase money promissory note.

Lines 9, 40, 43, 82, 99, 100, 104, 110 and 112: Ingersoll-Rand changed its name to Trane. United Technologies spun off Otis and Carrier and then merged with

Raytheon, with the stock trading now as Raytheon.