Haywood Stirling Gilliam jr

Individual Assets (H)

Citibank cash accounts (cash) — Interest

Chase cash accounts (cash) — Interest

Security Benefit Life Total Value Annuity (fixed annuity) — Interest

Account #1 (H)

Cetera (formerly FDIC) Deposit Sweep Account (cash) — Interest

American Balanced Fund Class F-2 (AMBFX) — Dividend — Buy (add'l)

American Balanced Fund Class F-2 (AMBFX) — Buy (add'l)

American Balanced Fund Class F-2 (AMBFX) — Buy (add'l)

The Bond Fund of America Class F-2 (ABNFX) — Dividend — Sold (part)

Capital Income Builder Fund Class F-2 (CAIFX) — Dividend — Sold (part)

Capital Income Builder Fund Class F-2 (CAIFX) — Sold (part)

Capital Income Builder Fund Class F-2 (CAIFX) — Sold (part)

Capital World Growth & Income Fund Class F-2 (WGIFX) — Dividend — Sold (part)

Capital World Growth & Income Fund Class F-2 (WGIFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Dividend — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Growth Fund of America Class F-2 (GFFFX) — Sold (part)

The Investment Company of America Class F-2 (ICAFX) — Dividend — Sold (part)

The Investment Company of America Class F-2 (ICAFX) — Sold (part)

The Investment Company of America Class F-2 (ICAFX) — Sold (part)

Miller Convertible Bond Fund Class I (MCIFX) — Dividend — Sold (part)

Miller Convertible Bond Fund Class I (MCIFX) — Sold (part)

Small-Cap Word Fund Class F-2 (SMCFX) — Dividend — Buy

Small-Cap Word Fund Class F-2 (SMCFX) — Sold (part)

Small-Cap Word Fund Class F-2 (SMCFX) — Buy (add'l)

Small-Cap Word Fund Class F-2 (SMCFX) — Buy (add'l)

Small-Cap Word Fund Class F-2 (SMCFX) — Sold (part)

Account #2 (H)

HCM Income Plus Fund Class A (HCMEX) — Dividend — Buy

HCM Dividend Sector Plus Fund Class A (HCMNX) — None — Buy

HCM Tactical Growth Fund Class A (HCMGX) — None — Buy

Horizon Active Risk Assist Fund Class N (ARANX) — None — Buy (add'l)

Horizon Active Risk Assist Fund Class N (ARANX) — Sold (part)

Horizon Active Risk Assist Fund Class N (ARANX) — Sold

Horizon Multi Asset Income Fd Inv Class (HMANX) — Dividend — Sold

Horizon U.S. Risk Assist Fund Inv Class (USRAX) — None — Buy (add'l)

Horizon U.S. Risk Assist Fund Inv Class (USRAX) — Sold

Horizon Defined Risk Fund Investor Class (HNDRX) — None — Sold

Horizon Dynamic Dividend Fund Investors Class (HNDDX) — Dividend — Sold (part)

Horizon Dynamic Dividend Fund Investors Class (HNDDX) — Sold (part)

Horizon Dynamic Dividend Fund Investors Class (HNDDX) — Sold

Horizon Active Income Fund Class N (AIMNX) — Dividend — Buy (add'l)

Horizon Active Income Fund Class N (AIMNX) — Sold (part)

Horizon Active Income Fund Class N (AIMNX) — Buy (add'l)

Horizon Active Income Fund Class N (AIMNX) — Sold

First Tr ETF III Horizon Managed Vol Dev Intl ETF (HDMV) — Dividend — Sold

First Tr ETF III Horizon Managed Vol Domestic ETF (HUSV) — Dividend — Sold (part)

First Tr ETF III Horizon Managed Vol Domestic ETF (HUSV) — Sold

Ishares TR Barclays 7-10 Yr Teas BD ETF (IEF) — Dividend — Sold

SPDR Ser Tr Bloomberg Barclays US Conv Liquid BD Index (CWB) — Dividend — Buy

Account #3 (H)

Cousins PPTYS Inc Com New (CUZ) — Dividend

Gamco Global Gold, Natural Resources and Income Trust (GGN) — Dividend

Account #4 (H)

American Funds College Enrollment Fund-529A (CENAX) — Dividend

Trustee, Trust #1 (no reportable assets)

Board President, Northern District of California Practice Program

Board of Governors Member, Association of Business Trial Lawyers Northern California Chapter

Income — 12/31/2020 — Bay Area Fantasy Football League (prize winnings) — $700.00

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.