John M. Rogers

USAA Aggressive Growth Fund (IRA) — None — Sold (part)

USAA Aggressive Growth Fund (IRA) — Sold (part)

USAA Aggressive Growth Fund (IRA) — Sold (part)

USAA Aggressive Growth Fund (IRA) — Sold (part)

USAA Aggressive Growth Fund (IRA) — Distnbuted

TIAA retirement account- Traditional Guaranteed — Interest

CREF retirement account-CREF Stock R23 — None

CREF retirement account-CREF Stock R2 — None

CREF retirement account-CREF Equity Index R2 — None

US Savings Bonds Series EE — None

Morgan Stanley Smith Bamey bank deposit account — Interest

USAA Subscriber's Savings Account — Distribution

Central Bank Checking Account — Interest

Neuberger Berman Genesis Fd NBGIX — Int/Div

Blackrock Eg Div Fd cl A MADVX — Int/Div

Touchstone Sands Cap Sel CFSIX — Int/Div

Lazard Emerging Mkts Port Fd LZEMX — Int/Div

TCW Sm Cap Growth Fd ¢l N TGSCX — Int/Div

Cohen & Steers Realty Shs. Fd. CSRSX — Int/Div

Lazard Intl Strat Eq LISIX — Int/Div

Invesco Prem US Govt ILGXX — None

Prudential Jennison Mid Cap PEGZX — Int/Div

PIMCO Sh Term PTSPX — Int/Div

Blackrock Hi Yd BHYAX/BHYIX — Int/Div

Invesco Am Value MSAIX — Int/Div

LUSAA Precious Metals Fund (USAGX) — None

USAA World Growth Fund (USAWX) — Int/Div

USAA International Fund (USIFX) — Int/Div

USAA Sci & Tec Fund (LSSCX) — Int/Div

USAA Growth & Inc Fund USGRX — Int/Div

USAA Inc Stock Fund USISX — Int/Div

USAA Value Fund UVALX — Int/Div

Vanguard Trgt Retire 2050 Fud Inv (Birtley 401k plan) — Int/Div — Sold (part)

Eaton Vance Tax MGD Div Equ FD {EXG) — Int/Div — Buy

First Trst Hlth Care Alpha ETF (FXH) — Int/Div — Buy

First Trust Amex Biotech (FBT) — Int/Div — Buy

First Trust Consmr Staples ETF (FXG) — Int/Div — Buy

First Trust Consumer Discret (FXD) — Int/Div — Buy

First Trust DJ Internet IDX (FDN) — Int/Div — Buy

First Trust DW Focus S INTL (IFV) — Int/Div — Buy

Lazard Intl Strat EQ PTF Inst (LISIX) — Int/Div — Buy

Mamstay Cushing MLP Premier (CSHZX) — Int/Div — Buy

K. Anderson promissory note — Interest

Western Asset Money Mkt Fd. cl. A (Y)

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Reimbursement — Vanderbilt Law School — February 5-7, 2015 — Nashville, TN — Judge moot court — Meals, lodging

Income — 2015 — Wolters Kluwer Publishing, Book Royalties — $530.00

Spouse's income — 2015 — University of Kentucky

Spouse's income — 2015 — Chinese Cultural & Education Center of Lexington

Spouse's income — 2015 — Birtley Industnal Equipment Co.

Spouse's income — 2015 — Belcan Services Group

Part VII, lines 7-9: In response to the Committee's request, | understand that you are asking for income generated by the assets, and | understand the difference

between market fluctuations and income. However, the statements do not provide the level of detail required. Rather than guess, | have listed "none."