Reena Raggi

CITIBANK CHECKING ACCOUNT — Interest

CITI PERSONAL WEALTH MANAGEMENT

BARCLAYS BK DEL RETAIL CTF DEP 3A2 3.050% 12/21/20 — Interest — Redeemed

GOLDMAN SACHS BK USA NEW YORK CTF DEP ACT/365 2.40% 06/19/19 — Interest

CITI PERSONAL WEALTH RETIREMENT PLANS-IRA

COCA COLA ENTERPRISE INC NOTES-ZERO CPN CORPORATE BONDS — Interest — Redeemed

PUTNAM SHORT DURATION BOND FUND CLASS A — Interest

CASH ACCOUNT-CITIBANK BANK DEPOSIT PROGRAM — Interest

CHARLES SCHWAB-CONTRIBUTORY IRA-HIGHTOWER ADVISORS LLC

CASH ACCOUNT — Interest

ISHARES BARCLAYS 1-3 YEARS CRED SHORT TERM BOND FUND — Dividend

VANGUARD BOND INDEX FUND — Dividend

CALVERT SHORT DURATION INC A MUTUAL FUNDS — Dividend

DELAWARE LTD-TERM DIVERS INC A MUTUAL FUNDS — Dividend

PIMCO TOTAL RETURN A MUTUAL FUNDS — Dividend

VIRTUS MULTI-SECTOR S/T BD A MUTUAL FUNDS — Dividend

TEMPLETON GLOBAL BD FD A — Dividend

TEMPLETON GLOBAL TOTAL RET A — Dividend

GUGGENHEIM S&P 500 EQUAL EFT — Dividend

CHARLES SCHWAB-HIGHTOWER SECURITIES, LLC

FIDELITY GOVT MMKT CAPITAL RESERVES — Dividend

FIEDELITY NY MUNI MONEY MARKET — Dividend

GENERAL ELECTRIC CO — Dividend

PFIZER INC — Dividend

METROPOLITAN TRANSN AUTH N Y REV FOR-11/15/2026 — Int./Div.

METROPOLITAN TRANSN AUTH N Y REV FOR-11/15/2023 — Interest

METROPOLITAN TRANSN AUTH NY REV TRANS-11/15/2028 — Interest

NEW YORK ST TWY AUTH GEN REV GEN REV-01/01/2032 — Interest

NEW YORK N Y GO BDS SER B 4.00% 08/01/2022 — Interest

NEW YORK ST TWY AUTH ST PERS INCOME TAX 3.125 03/15/2025 — Interest — Redeemed

NEW YORK ST DORM AUTH REVS NON ST 3.00% 07/01/2028 — Interest

ALBANY CNTY N Y ARPT AUTH ARPT REV REV 3.00% 12/15/2028 — Interest

MONROE CNTY N Y PUB IMPT SERIAL BDS 3.00% 06/01/2029 — Interest

METROPOLITAN TRANSN AUTH N Y DEDICATED 11/15/2030 — Interest

TRIBOROUGH BRDG & TUNL AUTH N Y REVS 11/15/2030 — Interest

NEW YORK N Y CITY TRANSITIONAL FIN 5.00% 05/01/2034 — Interest

METROPOLITAN TRANSN AUTH N Y REV REF 4.00% 11/15/2034 — Interest

HUDSON YDS INFRASTRUCTURE CIRO 5.00% 02/15/2037 — Interest

CALVERT SHORT DURATION INC CL A-MUTUAL FUNDS — Dividend

INVESCO ROCHESTER LMTD TM NY C-MUTUAL FUND — Dividend

MAINSTAY HIGH YIELD CORP CLASS C-MUTUAL FUND — Dividend

PGIM SHORT-TERM CORP BOND CL A-MUTUAL FUND — Dividend

PGIM SHORT-TERM CORP BOND CL C-MUTUAL FUND — Dividend

VIRTUS NEWFLEET LOW DUR CORE PLUS BD A-MUTUAL FUND — Dividend

VIRTUS NEWFLEET LOW DUR CORE PLUS BD C-MUTUAL FUND — Dividend

VIRTUS NEWFLEET MLT SECTOR SH TERM BD A-MUTUAL FUND — Dividend

VIRTUS NEWFLEET MLT SECTOR SH TERM BD C1-MUTUAL FUND — Dividend

WELLS FARGO SHORT TERM MUNI BD A-MUTUAL FUND — Dividend

WELLS FARGO SHORT TERM MUNI BOND FUND C-MUTUAL FUND — Dividend

CHARLES SCHWAB ONE ACCOUNT — Interest

CHARLES SCHWAB-INHERITAD IRA

FIDELITY PURITAN FUND — Dividend

MANUFACTURES AND TRADERS TRUST COMPANY-CERTIFICATE OF DEPOSIT — Interest

UBS FINANCIAL SERVICES INC IRA ROLLOVER

UBS BANK USA DEP ACCT — Interest

ISHARES CORE S&P SMALL-CAP ETF — Interest — Buy (add'l)

ISHARES MSCI EAFE ETF — Interest

ISHARES MSCI EAFE SMALL CAP ETF — Interest — Buy

ISHARES CORE MSCI EAFE ETF — Interest — Buy (add'l)

ISHARES CORE MSCI EMERGING MARKETS ETF — Interest

VANGUARD VALUE ETF — Interest — Buy (add'l)

VANGUARD MID-CAP ETF — Interest — Buy (add'l)

VANGUARD GROWTH ETF — Interest — Redeemed (part)

VANGUARD TOTAL WORLD STK ETF — Interest — Buy

VANGUARD RUSSELL 2000 ETF — Interest — Buy

ISHARES IBOXX INVT GRADE CORPORATE BOND ETF — Interest

ISHARES 20 YEAR TREAS BOND ETF — Interest — Buy (add'l)

ISHARES BROAD USD INVT GRADE CORPORATE BOND ETF — Interest — Buy (add'l)

ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF — Interest — Buy (add'l)

ISHARES BROAD USD HIGH YIELD BOND ETF — Interest — Buy (add'l)

PIMCO ENHANCED SHORT MAT ACTIVE ETF — Interest — Sold

SCHWAB US TIPS ETF — Interest

VANECK VECTORS JP MORGAN EM LOCAL CURRENCY BOND ETF — Interest

UBS FINANCIAL SERVICES INC IRA ROLLOVER

UBS BANK USA DEP ACCT — Interest

ESCROW LB PAR VALUE — Int./Div.

MAN-AHL DIVERSIFIED I CLASS B — Int./Div.

UBS FINANCIAL SERVICES INC TRADITIONAL IRA

UBS BANK USA DEP ACCT — Interest

INVESCO OPPENHEIMER S&P SMALLCAP 600 REV ETF — Int./Div.

ISHARES CORE S&P SMALL-CAP ETF — Int./Div.

ISHARES GLOBAL ENERGY ETF — Int./Div.

ISHARES CORE MSCI EAFE ETF — Int./Div.

ISHARES CORE MSCI EMERGING MARKETS ETF — Int./Div.

SCHWAB FUNDAMENTAL INTL LARGE CO INDEX EFT — Int./Div.

FIRST EAGLE OVERSEAS FUND CLASS I — Int./Div.

THE GABELLI GOLD FUND INC CLASSI — Int./Div.

VAN ECK GLOBAL HARD ASSETS CL Y — Int./Div.

MEDALLION BK UT US RATE 2.00% MAT 04/06/2021 — Interest — Buy

ISHARES SHORT-TERM 1-5 CREDIT CORPORATE BOND ETF — Int./Div.

ISHARES IBONDS DEC 2020 TERM CORPORATE ETF — Int./Div. — Redeemed

ISHARES IBONDS DEC 2021 TERM CORPORATE ETF — Int./Div.

DOUBLE LINE TOTAL RETURN FUND INSTL — Int./Div.

DREYFUS INTERNATIONAL BOND FUND CL 1 BNY MELLON INTERNATIONAL — Int./Div. — Redeemed

JPMORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 1 — Int./Div.

LORD ABBETT BOND DEBENTURE FUND CLASS F — Int./Div.

METROPOLITAN WEST TOTAL RETURN BOND FUND CLASS 1 — Int./Div.

PIMCO TOTAL RETURN FUND CLASS 12 — Int./Div.

VOYA INTERMEDIATE BOND FUND CLASS 1 — Int./Div. — Sold

MERRILL LYNCH-RAMIREZ WEALTH MANAGEMENT

CASH/MONEY ACCOUNTS - BANK OF AMERICA — Interest

GNA P001381M — Interest

GNM P0014893M — Interest

UBS FINANCIAL SERVICES INC ACCOUNT

UBS BANK USA DEP ACCT/MMF YIELD — Interest

ISHARES RUSSELL 2000 ETF — Interest

ISHARES RUSSELL 1000 VALUE ETF — Interest

ISHARES RUSSELL 1000 GROWTH ETF — Interest

ISHARES CORE MSCI EAFE ETF — Interest

ISHARES BONDS DEC 2020 TERM CORPORATE ETF — Interest — Sold

JPMORGAN CHASE BANK NA BAR- MLCD SPX — Interest — Matured

UBS SELECT GOVERNMANT INVESTOR FUND — Interest — Merged (with line 105)

VALLEY NATL BANK CERT OF DEPOSIT MAT 01/02/2020 — Interest — Matured

FLUSHING BANK NY US CERT OF DEPOSIT MAT 01/06/2020 — Interest — Matured

MEDALLION BK UT US CERT OF DEPOSIT MAT 01/10/2020 — Interest — Matured

HOMESTREET BANK WA US CERT OF DEPOSIT MAT 01/16/2020 — Interest — Matured

TCF NATIONAL BANK SD US CERT OF DEPOSIT MAT 01/16/2020 — Interest — Matured

TRISTATE CAP BK PA US CERT OF DEPOSIT MAT 01/22/2020 — Interest — Matured

BMO HARRIS BK US CERT OF DEPOSIT MATURE 03/31/2021 — Interest — Buy

VALLEY NATL BANK US CERT OF DEPOSIT MATURE 04/02/2021 — Interest — Buy

MORGAN STANLEY PRV US CERT OF DEPOSIT MATURE 04/12/2021 — Interest — Buy

TCF NATIONAL BANK SD US CERT OF DEPOSIT MATURE 04/08/2021 — Interest — Buy

PINNACLE BANK TN US CERT OF DEPOSIT MATURE 04/21/2021 — Interest — Buy

COMENITY CAP BK UT US CERT OF DEPOSIT MATURE 04/30/2021 — Interest — Buy

STERNS BANK NA MN US CERT OF DEPOSIT MATURE 05/28/2021 — Interest — Buy

UBS FINANCIAL SERVICES INC TRADITIONAL IRA

UBS BANK USA DEP ACCOUNT — Interest

ACCENTURE PLC IRELAND CL A — Int./Div. — Buy

ADOBE INC — Int./Div. — Buy

ALPHABET INC CL A — Int./Div. — Buy

AMAZON.COM INC — Int./Div. — Buy

AMERICAN TOWER CORP REIT — Int./Div. — Buy

AMERIPRISE FINANCIAL INC — Int./Div. — Buy

APPLE INC — Int./Div. — Buy

COMCAST CORP NEW CL A — Int./Div. — Buy

COSTCO WHOLESALE CORP — Int./Div. — Buy

DANAHER CORP — Int./Div. — Buy

DOLLAR GEN CORP NEW — Int./Div. — Buy

FACEBOOK INC CL A — Int./Div. — Buy

FIEDELITY NATL INFORMATION SVCS — Int./Div. — Buy

HOME DEPOT INC — Int./Div. — Buy

HONEYWELL INTL INC — Int./Div. — Buy

INTERCONTINENTAL EXCHANGE GROUP — Int./Div. — Buy

LAUDER ESTEE COS CL A — Int./Div. — Buy

LOWES COMPANIES INC — Int./Div. — Buy

MEDTRONICS PLC — Int./Div. — Buy

MICROSOFT CORP — Int./Div. — Buy

MONDELEZ INTL INC — Int./Div. — Buy

O REILLY AUTOMOTIVE INC — Int./Div. — Buy

PARKER HANNIFIN CORP — Int./Div. — Buy

ROCKWELL AUTOMATION INC NEW — Int./Div. — Buy

SALESFORCE.COM INC — Int./Div. — Buy

SHERWIN WILLIAMS CO — Int./Div. — Buy

THERMO FISHER SCIENTIFIC INC — Int./Div. — Buy

TJX COS INC NEW — Int./Div. — Buy

UNITEDHEALTH GROUP INC — Int./Div. — Buy

VISA INC CL A — Int./Div. — Buy

TRUSTEE, WILLIAM NELSON CROMWELL FOUNDATION, NEW YORK, NEW YORK

EMPLOYEE-PROFESSOR, NEW YORK UNIVERSITY LAW SCHOOL

Income — 2020 — NEW YORK UNIVERSITY LAW SCHOOL - SALARY — $30,000.00

Spouse's income — 2020 — SEYFARTH SHAW LLP LAW OFFICE W-2

PART VII, LINES 100-103 REPRESENTS A 1/3 OWNERSHIP IN ACCOUNT.