Jerry C. Oldshue jr

Account #1 (H)

MORGAN STANLEY BANK N.A. (cash) (Y)

AMER CENT EMERG MKTS I (AMKIX) — Dividend — Buy (add'l)

AMER CENT EMERG MKTS I (AMKIX) — Buy (add'l)

AMER CENT EMERG MKTS I (AMKIX) — Sold (part)

BLACKROCK HI YIELD BD PTF INST (BHYIX) — Dividend — Buy

BLACKROCK INFLAT PROT BOND I (BPRIX) — Dividend — Sold

BNY MELLON NATURAL RESOURCES I (DLDRX) — Dividend — Buy (add'l)

BNY MELLON NATURAL RESOURCES I (DLDRX) — Sold (part)

COLUMBIA SELECT LG CAP GROWTH I (UMLGX) — Dividend — Buy (add'l)

COLUMBIA SELECT LG CAP VAL I (CSVZX) — Dividend — Buy (add'l)

COLUMBIA SELECT LG CAP VAL I (CSVZX) — Buy (add'l)

COLUMBIA SELECT LG CAP VAL I (CSVZX) — Buy (add'l)

DIAMOND HILL LONG-SHORT I (DHLSX) — Dividend — Buy (add'l)

DIAMOND HILL LONG-SHORT I (DHLSX) — Buy (add'l)

GOLDMAN SACHS GQG INTL OPP I (GSIMX) — Dividend — Buy

GUGGENHEIM TOTAL RETURN BD I (GIBIX) — Dividend — Buy (add'l)

GUGGENHEIM TOTAL RETURN BD I (GIBIX) — Buy (add'l)

GUGGENHEIM TOTAL RETURN BD I (GIBIX) — Sold (part)

HARBOR INTERNATIONAL INST (HAINX) — Dividend

INVESCO DIVERSIFIED DIVIDEND Y (LCEYX) — Dividend

INVESCO SMALL CAP VALUE Y (VSMIX) — None — Sold

JANUS HENDERSON ENTERPRISE I (JMGRX) — Dividend — Buy (add'l)

JANUS HENDERSON ENTERPRISE I (JMGRX) — Buy (add'l)

JANUS HENDERSON ENTERPRISE I (JMGRX) — Buy (add'l)

JANUS HENDERSON INTL MNG VOL I (JMIIX) — None — Buy (add'l)

JANUS HENDERSON INTL MNG VOL I (JMIIX) — Sold

JANUS HENDERSON INTL OPP I (HFOIX) — Dividend — Buy (add'l)

JANUS HENDERSON RESEARCH I (JRAIX) — Dividend — Buy (add'l)

JANUS HENDERSON RESEARCH I (JRAIX) — Buy (add'l)

JPMORGAN MID CAP VALUE I (JMVSX) — Dividend — Buy (add'l)

JPMORGAN SMALL CAP BLEND I (JDSCX) — Dividend

LOCORR MACRO STRATEGIES I (LFMIX) — Dividend — Buy (add'l)

NUVEEN SMALL CAP VALUE FUND I (FSCCX) — Dividend — Buy

PGIM JENNISON GROWTH Z (PJFZX) — Dividend — Buy (add'l)

PIONEER MLTI AST ULT SHT INC Y (MYFRX) — Dividend — Sold

PIMCO COMM REAL RET STRAT I2 (PCRPX) — Dividend — Buy

VICTORY RS VALUE Y (RSVYX) — Dividend — Buy (add'l)

VICTORY SOPHUS EMERG MKTS Y (RSENX) — Dividend — Buy (add'l)

VICTORY SOPHUS EMERG MKTS Y (RSENX) — Buy (add'l)

VICTORY SOPHUS EMERG MKTS Y (RSENX) — Buy (add'l)

VICTORY TRIVLNT INTL SML CAP Y (MYSIX) — Dividend — Buy (add'l)

VICTORY TRIVLNT INTL SML CAP Y (MYSIX) — Buy (add'l)

VIRTUS NWFLT MLTSEC SHTM BD I (PIMSX) — Dividend

Account #2 (H)

ISHARES INC MSCI JAPAN ETF (EWJ) — Dividend

ISHARES JP MORGAN EM BOND ETF (EMB) — Dividend

BLACKROCK EQUITY DIVIDEND I (MADVX) — Dividend

BLACKSTONE ALT MULT-STRAT INST (BXMIX) — Dividend

COLUMBIA SELECT LG CAP GW I (UMLGX) — Dividend

COLUMBIA SELECT LG CAP VAL I (CSVZX) — Dividend

CONGRESS MID CAP GROWTH INSTL (IMIDX) — Dividend

DIAMOND HILL LONG-SHORT I (DHLSX) — Dividend

HARDING LOEVNER EMERG MKTS ADV (HLEMX) — Dividend

INVESCO GLB REAL ESTATE Y (ARGYX) — Dividend — Buy (add'l)

INVESCO OPP STLPTH MLP SEL40 Y (MLPTX) — Dividend

JANUS HENDERSON FLEXIBLE BD I (JFLEX) — Dividend

JANUS HENDERSON INTL MNG VOL I (JMIIX) — Dividend

JANUS HENDERSON INTL OPP I (HFOIX) — Dividend

LOCORR MACRO STRATEGIES I (LFMIX) — Dividend

PGIM HIGH YIELD Z (PHYZX) — Dividend

PGIM JENNISON GROWTH Z (PJFZX) — Dividend

PIMCO LOW DURATION INC I2 (PFTPX) — Dividend

PIMCO SHORT TERM I2 (PTSPX) — Dividend

VICTORY RS PARTNERS Y (RSPYX) — Dividend

VICTORY RS SMALL CAP GROWTH Y (RSYEX) — Dividend

VICTORY RS VALUE Y (RSVYX) — Dividend

VICTORY SOPHUS EMERG MKTS Y (RSENX) — Dividend

WILLIAM BLAIR INTL GROWTH I (BIGIX) — Dividend

Account #3 (H)

VANGUARD EM MKT SEL STK C (VESCZ) (Y)

CC 529 DFA US LARGE CAP VAL C (DFALZ) (Y)

AL AMER CENT EQ GW C (NAAMC) — None — Merged (with line 76)

AL NEUBRGR INTL LGCP C (NUBRR) (Y)

NORTHERN FUNDS INTERNATIONAL EQUITY INDEX (NRIEE) (Y)

UBT 529 AL NRTHRN STK INDEX C (NRISE) — None — Sold

Account #4 (H)

CC 529 DFA US LARGE CAP VAL C (DFALZ) — None

CC TROW QM US SMCP GW EQ C (CTQGZ)(X) — None

NORTHERN BOND INDEX C 529 (NRBOO) — None

NORTHERN FUNDS INTERNATIONAL EQUITY INDEX (NRIEE) — None

NORTHERN MID CAP INDEX C 529 (NRMMM) — None

T ROWE PRICE BALANCED C (NTROO) — None

T ROWE PRICE LARGE CAP GROWTH (NRTWW) — None

Account #5 (H)

DFA REAL EST SEC C (DRSCZ) (Y)

VANGUARD EMERGING MARKETS SEL STK C (VESCZ) — None

CC 529 DFA US LARGE CAP VAL C (DFALZ) — None

T ROWE PRICE US SM CAP GROWTH (CTQGZ) — None

NORTHERN BOND INDEX C 529 (NRBOO) — None

NORTHERN FUNDS INTERNATIONAL EQUITY INDEX (NRIEE) — None

NORTHERN MID CAP INDEX C 529 (NRMMM) — None

PIMCO SHORT TERM C (NRPPM) — None

T ROWE PRICE BALANCED C (NTROO) — None

T ROWE PRICE LARGE CAP GROWTH (NRTWW) — None

Account #6 (H)

ALPHABET INC CL C (GOOG) — None

AMAZON COM INC (AMZN) — None

Account #7 (H)

MS PATHWAY ALTERN STRATEGIES (TALTX) — Dividend

MS PATHWAY INTERNATIONAL EQ (TIEUX) — Dividend

MS PATHWAY LARGE CAP EQUITY (TLGUX) (X) — Dividend

Account #8 (H)

APPLE INC (AAPL) — Dividend

CONSTELLATION BRANDS INC CL A (STZ) (X) — Dividend

MICROSOFT CORP (MSFT) — Dividend

Account #9 (H)

MSPBNA PREFERRED SAVINGS - QC (cash) (Y)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.