Diane Pamela Wood

TIAA Traditional Fund (Note 1) — None

CREF Stock R3 Traditional Mutual Fund (Note 1) — None

BMO Harris Bank - Cash Account — Interest

Chase Bank - Cash Account — Interest

Ameriprise 403(b) (H) (Note 1)

RiverSource Flexible Annuity — None

Amerprise Brokerage Acct. (H)

Dreyfus — Dividend

Columbia Disc. Core Cl. Mutual Fund — Dividend

Columbia Select Int'l Equity — Dividend

Columbia High Yield Bond — Dividend

Baird Insured Deposit — Interest

BMY (Bristol-Myers Squibb) Common Stock — Dividend

Fastenal — Dividend

Fidelity Rollover IRA #1 (H) (Note 1)

FDRXX — None

CLSPX — None

FAST — None

FDVLX — None

GE — None

TFFYX — None

Fidelity SEP IRA (H) (Note 1)

FDRXX — None

FLPSX — None

Fidelity Northwestern (H) (Note 1)

JDVWX — None

MVCKX — None

VPMAX — None

Northwestern Mem 401(k) (H) (Note 1)

FGCKX — None

Vanguard Target — None

BPLIX — None

Northwestern 457(b) (H) (Note 1)

VTTVX — None

VTXVX — None

Fidelity Puritan Fund — Dividend

General Electric Common Stock — Dividend

Walmart de Mexico — Dividend

Wells Fargo (H)

WMFAX (Municipal Bond-A) — Dividend

SADAX (Ultra Short Term Income-A) — Dividend

NWMXX (Municipal Money Market) — Dividend

Zimmer Biomet Holdings — Dividend

JPMorgan Managed Brokerage — Interest

Vanguard Inst. Index (Note 1) — None

E*Trade Cash (Y)

Kraft Heinz (X) — Dividend — Buy — Self-cash

Fidelity Rollover IRA #2 (X) (managed) (Note 1) — None — Buy — Self-cash

Senior Lecturer in Law, The University of Chicago Law School

Trust, Council, and Board, American Academy of Arts & Sciences

Council, American Law Institute

Reimbursement — American Law Institute — January 16-18, 2020 — Philadelphia, PA — Council Meeting — T, F. L

Reimbursement — University of California Berkeley Law School — January 29-30, 2020 — Berkeley, CA — Conference — T, F, L

Reimbursement — Arizona State University — February 15-16, 2020 — Scottsdale, AZ — Dinner - Justice O'Connor — T, F, L

Reimbursement — Salzburg Global Seminar — February 21-22, 2020 — Washington, DC — Talk to Cutler Fellows — T, F, L

Reimbursement — American Law Institute — February 27-28, 2020 — Malibu, CA — Conference — T, F, L

Income — 2020 — University of Chicago (Teaching) — $28,595.00

Income — 2020 — LEG, Inc. (West) (Book Royalties) — $1,349.00

Spouse's income — 2020 — Northwestern University Feinberg School of Medicine - Professor of Neurology - salary

Spouse's income — 2020 — Self-employed Health Care Consultant - Expert Neurologist

Notes:

1. All holdings with a "Note 1" designation are ordinary mutual funds or annuities for which neither I nor my spouse has any say in the investment mix, and are

not income-producing. The value of accumulations increases or decreases depending on the market and premiums paid.