John Arnold Kronstadt

Horizons Large Cap Equity Fund — Int./Div.

Horizons Stable [Formerly Income] Value Fund — Int./Div.

Los Angeles County Stable Balanced Fund — Int./Div.

Los Angeles County Stable Value Fund — Int./Div.

CGM Focus Fund CGMFX — Int./Div.

CGM Focus Fund CGMFX — Int./Div.

CGM Realty CGMRX — Int./Div.

Los Angeles County Horizons Small Cap Equity — Int./Div.

Los Angeles County Horizons Midcap Equity — Int./Div.

Los Angeles CountyHorizons Non US Equity — Int./Div.

Los Angeles County Savings Large Cap Equity — Int./Div.

Los Angeles County Horizons Stable [Formerly Income] Value Fund — Int./Div.

Cal. Judges Retirement System Pension Plan — None

University of California Savings Fund — Int./Div.

University of Calfornia Equity Fund — Int./Div.

TIAA CREF Stock — Int./Div.

TIAA CREF Global Equities — Int./Div.

TIAA CREF Growth — Int./Div.

TIAA CREF Equity Index — Int./Div.

Oppenheimer Advantage Bank Deposit Sweep Account — Int./Div.

State of California SMBIA Bonds — Int./Div.

State of Calfironia Public Works Board Bond — Int./Div.

Franklin California High Yield Municipal Fund — Int./Div.

Oppenheimer International Bond Fund OIBCX — Int./Div. — Sold

Vanguard Windsor II VWNFX Fund Investor Share — Int./Div.

INVESCO QQQ ETF [Formerly PWRSH - PowerShares QQQ Trust] — Int./Div.

ABT - Abbott Lab — Int./Div.

AXP - American Express — Int./Div. — Donated (part)

CVX - Chevron — Int./Div.

Cigna Corp, Formerly Express Scripts — Int./Div.

MSFT - Microsoft — Int./Div.

PG - Proctor Gamble — Int./Div.

SJM - JM Smucker — Int./Div.

UPS — Int./Div.

WMT - Wal Mart — Int./Div. — Donated (part)

Vanguard 529 College Savings Plan Agressive Age-Based Option — Int./Div. — Distributed

QCOM - Qualcomm — Int./Div.

Vanguard Health Care VGHCX — Int./Div.

Vanguard [Formerly Windsor II VWNFX] Wellington VWELX — Int./Div.

Vanguard Money Market VMMXX — Int./Div.

Union Bank Investment Services Sweep Account — Int./Div.

American Funds Money Market Fund 529-B — Int./Div. — Distributed

American Funds Balanced Fund 529-E — Int./Div. — Distributed

San Francisco City and County Redevelopment Bonds — Int./Div. — Redeemed

Bruce Fund Mutual Fund — Int./Div.

Northwest Mutual Whole Life Insurance — Int./Div.

Lincoln Financial Group American Legacy II Variable Annuity — None

Putnam Hartford Capital Manager Variable Annuity — None

Round Hill Partnership (Real Property) — Distribution

Union Bank of California Cash Account — Int./Div.

Wellsley Income Fund VWINX — Int./Div.

Vanguard 500 Index Fund VFIAX — Int./Div.

Round Hill Partnership (Real Estate) Appraisal 12/30/2009 — Distribution

Country Club Offices Part. (Reat Est.) Appraisal 12/30/09 — Distribution — Sold

Penn Center Limited Part. (Real Est.) Appraisal 12/30/09 — Distribution

Potomac Place Assoc. Part. (Real Est.) Appraisal 12/30/09 — Distribution

MetLife Insurance (H) — None

_ Brighthouse/Aberdeen Emerging Markets Equity Portfolio — None

_MetLife Russell 2000 — None

_Deutsche CROCI Int'l VIP — None

_Deutsche Gov't Money Market VIP — None

_Fidelity Contrafund Portfolio — None

_Fidelity Equity-Income Portfolio — None

_Fidelity Freedom 2010 Portfolio — None

_Fidelity Freedom 2020 Portfolio — None

_Fidelity Freedom 2030 Portfolio — None

_Fidelity Freedom 2040 Portfolio — None

_Fidelity Freedom 2050 Portfolio — None

_Fidelity Growth Portfolio — None

_Fidelity Index 500 Portfolio — None

_Fidelity Mid Cap Portfolio — None

_MFS Global Equity Series — None

_MFS Growth Series — None

_Putnam VT Equity Income Fund — None

_Putnam VT Growth Opportunities Fund — None

_Putnam VT High Yield Fund — None

_Putnam VT Income Fund — None

_Putnam VT Sustainable Leaders Fund — None

_T. Rowe Price New America Growth Portfolio — None

_T. Rowe Price [Personal Strategy Balanced] Moderate Allocate Portf. — None

_ T. Rowe Price Limited-Term Bond Portfolio — None

Brighthouse[Formerly Met Life] Variable Annuity Balance Plus Portfolio — None

One America Asset Care Long Term Care — Distribution — Distributed (part)

Trust #2 (H) * — Closed

_Davenport & Co. Prime Cash Trust — Int./Div. — Closed

ASPCX - Alger Spectra — Dividend — Sold (part)

TEGBX - Templeton Global Bond — Dividend

ODVCX - INVESCO [Formerly Oppenheimer] Developing Markets — Dividend

AFJCX - Allianz GI NFL — Dividend

MCLVX - Black Rock Large Cap — Dividend

HFOCX - Henderson Int'l Opportunity — Dividend — Sold (part)

FCAHX - Franklin CA High Yield — Dividend — Buy (add'l)

RDSA - Royal Dutch Shell — Int./Div.

Pacific Life Annuity * American Funds Asset Allocation — None

FKINX Franklin Income Fund — Int./Div.

Intel — Int./Div. — Donated (part)

Abbvie — Int./Div.

Kopernik GLB Allcap Institutional — Int./Div.

Pimco Income P — Int./Div.

AQR Managed Futures Strategy 1 — Int./Div. — Sold

Los Angeles County Bank Depository Fund — Dividend

VCTXX CA Muni Money Market Fund — Int./Div.

LAC Bank Depository Fund — Int./Div.

American Cent Emerg Mkts — Int./Div. — Buy (add'l)

John Hancock Intl Growth — Int./Div. — Buy (add'l)

AIP Alt Lending Placement — Int./Div.

Loomis Sayles Bond Inst — Int./Div.

Blackstone Reit — Int./Div. — Buy

LAC Savings Balanced Fund — Int./Div. — Buy

Ameren Corporation (X) — Int./Div.

AT&T Inc. (X) — Int./Div.

Adams Diversified Equity FD (X) — Int./Div.

Adams Natural Resources FD (X) — Int./Div.

American Electric Power (X) — Int./Div.

Chevron Corporation (X) — Int./Div.

Exxon Mobil Corporation (X) — Int./Div.

Glaxosmithkline PLC ADR (X) — Int./Div.

IBM (X) — Int./Div.

Nextera Energy Inc. (X) — Int./Div.

National Fuel Gas Company (X) — Int./Div.

Pepsico Inc Common Stock (X) — Int./Div.

*** Schlumberger Ltd (X) — Int./Div.

3M Company (X) — Int./Div.

Texas Instruments (X) — Int./Div.

Union Pacific Corporation (X) — Int./Div.

Verizon Communications (X) — Int./Div.

Pfizer (X) — Int./Div.

Vodofone (X) — Int./Div.

Proctor and Gamble (X) — Int./Div.

Dupont (X) — Int./Div.

Dow (X) — Int./Div.

Cortiva (X) — Int./Div.

Chemours (X) — Int./Div.

Blackrock Debt Strategies Fund (X) — Int./Div.

T. Rowe Price (X) — Int./Div.

Director and Member of Executive Committee, Constitutional Rights Foundation

Spouse's income — 2020 — Los Angeles County Superior Court Salary and Benefits

Line 54: This property was sold in 2018 and should have been reported as sold in that report. Hence, it should not have appeared on the 2019 report.

Lines 57-81: MetLife is not able to provide individual values for these assets; the value is listed as a percentage of the total.

Line 84 and 85 and Positions: The Trust #2 previously referred to in Positions and Investments and Trusts was a reference to a trust that was established for the

benefit of others and of which I was the trustee. The trust has been dissolved due to death.

Line 88: Oppenheimer Developing Markets is now INVESCO Developing Markets ODVYX.

Line 91: Henderson Int'l Opportunity is now JANUS Henderson Int'l Opportunity.

Lines 110-135 were acquired through an EXEMPT transaction.