Eric L. Clay

Bank of America — Interest

Franklin Small-Mid Caps Growth — Dividend — Distributed (part)

Franklin Mutual Global Discovery — Dividend — Distributed (part)

Putnam Equity Income FD New CLA — Dividend — Distributed (part)

Putnam Trust Multi Cap Case A — Dividend — Distributed (part)

Templeton Foreign Fund — Dividend

Eaton Vance Floating Rate FD — Dividend — Distributed (part)

Eaton Vance Floating Rate FD — Sold (part)

Eaton Vance Floating Rate FD — Buy

Eaton Vance Floating Rate FD — Buy

IShares MSCI Emerging MKTS ETF — Dividend — Buy

IShares MSCI Emerging MKTS ETF — Buy

IShares MSCI Emerging MKTS ETF — Sold

IShares MSCI Emerging MKTS ETF — Buy

IShares MSCI EAFE ETF — Dividend — Buy

IShares S&P Mid-Cap 400 Value ETF — Dividend — Sold

IShares S&P Mid-Cap 400 Growth ETF — Dividend — Sold

IShares S&P Mid-Cap 400 Growth ETF — Buy

IShares S&P Small-Cap 600 Growth — Dividend — Sold

IShares S&P Small-Cap 600 Growth — Buy

IShares S&P Small-Cap 600 Growth — Sold

IShares S&P Small-Cap 600 Growth — Buy

IShares S&P Small-Cap 600 Value ETF — Dividend — Sold

IShares S&P Small-Cap 600 Value ETF — Buy

IShares S&P Small-Cap 600 Value ETF — Sold

IShares Micro-Cap ETF — Dividend — Sold

IShares S&P 500 Value ETF — Dividend — Buy

IShares S&P 500 Growth ETF — Dividend — Buy

SPDR S&P 500 ETF — Dividend — Sold (part)

SPDR S&P 500 ETF — Sold

FHLMC CMO 5049 YU — Dividend — Buy

FHLMC CMO 4860 CU — Interest — Redeemed (part)

FHLMC CMO 4942 AZ — Interest — Redeemed (part)

FHLMC CMO 4942 AZ — Buy

FHLMC CMO 4993 UQ — Interest — Redeemed (part)

FHLMC CMO 4993 UQ — Buy

FHLMC CMO 5009 TQ — Interest — Redeemed (part)

FHLMC CMO 5009 TQ — Buy

FHLMC CMO 5019 JT — Interest — Redeemed (part)

FHLMC CMO 5019 JT — Buy

FNMA CMO 2012-138 YE — Interest — Redeemed (part)

FNMA CMO 2016-54 MA — Interest — Redeemed (part)

FNMA CMO 2016-54 MA — Buy

FNMA CMO 2018-49 KA — Interest — Redeemed (part)

FNMA CMO 2020-59 KA — Interest — Buy

GNMA CMO 2019-140 GT — Interest — Redeemed (part)

GNMA CMO 2019-140 GT — Buy

GNMA CMO 2020-015 NA — Interest — Buy

GNMA CMO 2020-102 N — Interest — Redeemed (part)

GNMA CMO 2020-102 N — Buy

GNMA CMO 2020-122 MA — Interest — Buy

GNMA CMO 2020-134 XB — Interest — Buy

GNMA CMO 202-160 KU — Interest — Buy

FNMA CMO 20-7 LA — Interest — Redeemed

FNMA CMO 20-7 LA — Buy

GNMA CMO 2020-015 YA — Interest — Redeemed

GNMA CMO 2020-015 YA — Buy

GNMA CMO 2020-015 YA — Buy

Fed National MTG Assn CMO 2017-21 GA — Interest — Redeemed

Fed National MTG CMO 2017-57 CA — Interest — Redeemed

FHLMC PC prepay PRM 30 CMO 4116 KC — Interest — Redeemed

FHLMC PC prepay PRM 30 CMO 4602 ZM — Interest — Redeemed

Fed Home Loan MTG CORP CMO 4706 LQ — Interest — Redeemed

Freddie MAC CMO 4919 YA — Interest — Redeemed

Ginnie MAE CMO 2017-170 QU — Interest — Redeemed

Ginnie MAE CMO 2016-170 A — Interest — Redeemed

Government National MTG ASSN CMO 2018-077 — Interest — Redeemed

Government National MTG ASSN CMO 2018-160 AH — Interest — Redeemed

Government National MTG ASSN 2019-005 KV — Interest — Redeemed

Government National MTG ASSN CMO 2019-035 JE — Interest — Redeemed

Government National MTG ASSN 2019-071 UG — Interest — Redeemed

Government National MTG ASSN CMO 2019-092 GA — Interest — Redeemed

U.S. Treasury Bills 01/30/20 — Interest — Sold (part)

U.S. Treasury Bills 01/30/20 — Redeemed

U.S. Treasury Bills 02/27/20 — Interest — Buy

U.S. Treasury Bills 02/27/20 — Redeemed

U.S. Treasury Bills 03/26/20 — Interest — Buy

U.S. Treasury Bills 03/26/20 — Redeemed

U.S. Treasury Bills 05/28/20 — Interest — Buy

U.S. Treasury Bills 05/28/20 — Redeemed

U.S. Treasury Bills 06/25/20 — Interest — Buy

U.S. Treasury Bills 06/25/20 — Redeemed

U.S. Treasury Bills 07/30/20 — Interest — Buy

U.S. Treasury Bills 07/30/20 — Redeemed

U.S. Treasury Bills 08/27/20 — Interest — Buy

U.S. Treasury Bills 08/27/20 — Redeemed

U.S. Treasury Bills 09/24/20 — Interest — Buy

U.S. Treasury Bills 09/24/20 — Redeemed

U.S. Treasury Bills 10/29/20 — Interest — Buy

U.S. Treasury Bills 10/29/20 — Redeemed

U.S. Treasury Bills 11/27/20 — Interest — Buy

U.S. Treasury Bills 11/27/20 — Redeemed

U.S. Treasury Bills 12/24/20 — Interest — Buy

U.S. Treasury Bills 12/24/20 — Sold (part)

U.S. Treasury Bills 12/24/20 — Redeemed

U.S. Treasury Bills 01/28/21 — Interest — Buy

TD Ameritrade Money Market — Interest

Part VII. Investments and Trusts

With respect to the assets set forth on line 17 and line 19, this report accurately indicates that the assets were owned on the last day of the reporting period; further,

the transactions reported on line 17 and line 19 were not partial dispositions.