Gerard E. Lynch

Citibank Accounts — Interest

Bank of America Money Market Account — Interest

Amex Centurion Bank Money Market Account — Interest

Bremer Bank NA Money Market Account — Interest — Sold

Bank of China Money Market Account — Interest — Buy

Blackrock NY Muni Inc. Tr. — Dividend

Gabelli Utility Trust PFD — Dividend

Capital One Savings Account — Interest

Allianz Gl Con. Fd. — Dividend

Voya Global Equity Fund — Dividend

PIMCO NY Muni Inc. Fd. — Dividend

Blackrock Global Allocation B — Dividend

Eaton Vance Enhanced Equity Fd. — Dividend

Eaton Vance Tax Managed Global Fund — Dividend

Nuveen Municipal Value Fund — Dividend

PIMCO Income Strategy Fd. — Dividend

Putnam Int'l. Gr. Fund — Dividend

Alpine Total Dynamic Div. Fd. — Dividend

Invesco Tax Free Int. Shares — Dividend

Eaton Vance Floating Rate Inc. Tr. — Dividend

Invesco Rochester Muni Cl A (formerly Rochester Muni Fund) — Dividend

Rydex Inverse Govt. Long Bond Strategy — Dividend

Franklin Utilities — Dividend

SunAmerica Focused Small Cap — Dividend

TIAA Traditional RA — Dividend

CREF Stock R3 — Dividend

Franklin Income Fd. C — Dividend

Voya Risk Managed Nat. Res. Fd. — Dividend

Nuveen Global Fd. — Dividend

NYC Bonds — Interest

Hartford Cap. Apprec. Fd. — Dividend

Fidelity Adv. Div. Int'l. — Dividend

Lord Abbett NY T/F — Interest

Putnam Amer-govt. Income FD — Interest

Columbia NY Tax Exempt Cl. A — Interest

Fidelity Adv. Govt. Income FD — Interest

Lord Abbett Short Duration Income FD — Dividend

Hartford Inflation Plus FD — Dividend

Rental Property, Manhattan, New York, NY (2002, $272,500) — Rent

Franklin NY Tax Free — Interest

Fidelity Adv. Strategic — Dividend

Vanguard Consumer Staples — Dividend

Vanguard Info Tech — Dividend

Vanguard Emerg. Mkts. — Dividend

Vanguard High Dvd. Yield — Dividend

Vanguard Total Stock Market ETF — Dividend

Vanguard Total Bond Market ETF — Dividend

Wisdom Tree Continuous Commodity Index Fund — Dividend — Sold

Nuveen Int-Dur. Mun. Term Fund — Dividend

Blackrock Mun. Target Term Trust — Dividend

Western Asset Municipal Income — Dividend

Vanguard FTSE All World ETF — Dividend — Sold (part)

Vanguard REIT Index ETF — Dividend

Goldman Sachs Technology Fd. — Dividend

Nuveen Santa Barbara Div. G. Fund — Dividend

NY Convention Ctr. Bond — Interest — Redeemed

Metrop. Trans. Auth. Bond — Interest

Wisdomtree Int'l. ETF — Dividend

Erie County NY Sewer Dist. — Interest

Franklin Rising Dir. Fd. — Dividend

Synovus Bank CD — Interest — Redeemed

Blackrock NY Muni Opportunities Fd. — Dividend

Bank of the West CD — Interest — Redeemed

Suffolk County Bond — Interest

Putnam Mortgage Sec. Fd. — Dividend

Pacific Western Bank CD — Interest — Buy

Pacific Western Bank CD — Interest — Redeemed

JP Morgan Chase CD — Interest — Redeemed

Vanguard FTSE Emerging Markets ETF — Dividend

Goldman Sachs Bank CD — Interest — Redeemed

MetaBank CD — Interest — Redeemed

Goldman Sachs National Muni — Dividend — Buy

Goldman Sachs National Muni — Dividend — Sold (part)

JP Morgan Global Bond — Dividend — Buy

MFS Emerg. Market Debt — Dividend — Buy

MFS Emerg. Market Debt — Dividend — Sold (part)

MFS Emerg. Market Debt — Dividend — Sold (part)

MFS Muni High Income — Dividend — Buy

Mainstay Epoch Gl. Equity — Dividend — Buy

Mainstay Epoch Gl. Equity — Dividend — Sold (part)

Mainstay Epoch Gl. Equity — Dividend — Sold (part)

Neuberger Berman Equity — Dividend — Buy

Nuveen High Yield Muni — Dividend — Buy

Ishares Global Infrastructure — Dividend — Buy

Ishares Intl. Select — Dividend — Buy

Vaneck Vectors High Yield — Dividend — Buy

Vanguard High Div. Yield — Dividend — Buy

Vanguard High Div. Yield — Dividend — Sold (part)

Principal Spectrum PFD Cap Secs Income — Dividend — Buy

Mesa AZ Bond — Interest — Buy

Alabama St. Hwy. Bond — Interest — Buy

South Bend Ind. Bond — Interest — Buy

Tucson AZ Bonds — Interest — Buy

Jamesville WI Bond — Interest — Buy

Washington State Bond — Interest — Buy

NYS Urban Dev. Corp. Bond — Interest — Buy

Cook Cty. Ill. H.S. Dist. Bond — Interest — Buy

Woodbridge NJ Bond — Interest — Buy

Virginia Coll. Bldg. Auth. Bond — Interest — Buy

Wyomissing Pa. School Bond — Interest — Buy

Dallas Tx. School Bond — Interest — Buy

Northside Tx. School Bond — Interest — Buy

Humble Tx. School Bond — Interest — Buy

Professor of Law, Columbia University

Reimbursement — American Law Institute — Jan. 15-17, 2020 — Philadelphia, PA — Meeting of bar organization. — Travel, Lodging, Meals

Reimbursement — University of West Virginia — March 6-8, 2020 — Morgantown, WV — Moot Court — Travel, Lodging, Meals

Income — 01/01/2020 — Columbia University; teaching income — $90,000.00

Spouse's income — 01/01/2020 — Flushing Hospital

Spouse's income — 01/01/2020 — Private Practice of Psychotherapy