Alison Julie Nathan

Individual Assets (H)

Emigrant Direct (cash) — Interest

Bank of America (cash) — None

Chase (cash) — Interest

Account #1 (H)

Vanguard Total Bond Market Index Adm Cl (VBTLX) — Dividend — Sold (part)

Vanguard Total Bond Market Index Adm Cl (VBTLX) — Buy (add'l)

Vanguard Total Intl Stock Index Fund ETF (VXUS) — Dividend — Buy (add'l)

Vanguard Total Intl Stock Index Fund ETF (VXUS) — Sold (part)

Vanguard Total Intl Bond Index ETF (BNDX) — Dividend — Sold (part)

Vanguard Total Intl Bond Index ETF (BNDX) — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Dividend — Sold (part)

Vanguard Total Stock Market ETF (VTI) — Sold (part)

Account #2 (H)

Vanguard FTSE Social Index (VFTSX) — Dividend

Vanguard Target Retirement 2020 (VTWNX) — Dividend

Vanguard Target Retirement 2040 (VFORX) — Dividend — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Vanguard Target Retirement 2040 (VFORX) — Buy (add'l)

Account #3 (H)

Vanguard Federal Money Market Fund (cash) — Dividend

Congress Midcap Growth Fund INSTL Class (IMIDX) — None — Sold

Primecap Odyssey Growth Fund CL (POGRX) — Dividend

Vanguard Total Intl Stock Index Fund ETF (VXUS) — Dividend — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Dividend — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Buy (add'l)

Invesco Aerospace & Defense ETF (PPA) — Dividend — Sold

Vanguard Value ETF (VTV) (X) — Dividend

Invesco S&P 500 Equal Weight Tech ETF (RYT) — Dividend

Ishares S&P MId-Cap 400 Value (IJJ) — Dividend — Sold

Victoryshares US 500 Vol WTD ETF (CFA) — Dividend — Sold

Account #4 (H)

Primecap Odyssey Growth Fund (POGRX) — Dividend

Vanguard Growth ETF (VUG) — Dividend

Vanguard S&P 500 Index ETF (VOO) — Dividend

Vanguard Total Stock Market ETF (VTI) — Dividend

Account #5 (H)

TD Ameritrade Cash Account (cash) (Y)

Apple Inc Stock (AAPL) — Dividend

Account #6 (H)

NY 529 Aggressive Age-Based Option: Blended Growth — None — Buy

NY 529 Aggressive Age-Based Option: Growth Portfolio (X) — None — Sold

Account #7 (H)

Vanguard Target Enrollment 2026/27 Portfolio — None — Buy

Vanguard Aggressive Age-Based Option (70STK30BND) — None — Sold

Vanguard Aggressive Age-Based Option (60STK40BND) — None — Buy

Vanguard Aggressive Age-Based Option (60STK40BND) — Sold

Account #8 (H)

NY 529 Aggressive Age-Based Option: Blended Growth — None — Buy

NY 529 Aggressive Age-Based Option: Growth Portfolio (X) — None — Sold

Account #9 (H)

Vanguard Target Enrollment 2026/27 — None — Buy

Vanguard Aggressive Age-Based Option (70STK30BND) — None — Sold

Vanguard Aggressive Age Based Option (60STK40BND) — None — Buy

Vanguard Aggressive Age Based Option (60STK40BND) — Sold

Advisor on the Restatement of the Law, Copyright Project, American Law Institute

Professor (part time), NYU School of Law

Liability — Navient — Student Loans

Reimbursement — Second Circuit Federal Bar Council — 02/24/2020 - 02/28/2020 — Nassau, The Bahamas — Continuing legal education bench & bar conference — Trasnporation, lodging, food

Income — 2020 — NYU School of Law (teaching income) — $23,000.00

Spouse's income — 2020 — NYU School of Law (salary)

Spouse's income — 2020 — Melbourne Law School (salary)

Spouse's income — 2020 — University of Oslo (advisory board stipend)

Parenthetical numbers in Part VII are CUSIP numbers.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.