Dean D. Pregerson

Community Property A/C (H)

Microsoft — Int/Div

Metlife Ins Co of Connecticut Annuity — None — Sold (part)

A B(H)

Wendys International Inc — Int/Div

Israel Due 2014 7th Dev B — Int/Div

Angel Oak Multi Strategy — Int/Div — Buy (add'l)

Black Rock Equity Dividend Fund — Int/Div — Sold

FMI Large Cap — Int/Div

Fidelity Contrafund — Int/Div

JP Morgan Mid-Cap Value Fund — Int/Div — Sold (part)

Loomis Sayles Small Cap Growth — Int/Div

Touchstone Small Cap Core — Int/Div

Artisan International Fund — Int/Div — Sold (part)

Artisan International Fund — Sold (part)

Dodge & Cox International Stock Fund — Int/Div — Sold (part)

Oakmark Intemational Small Cap Fund — Int/Div

Aberdeen Emerging Markets — Int/Div — Sold

Aston/River Road Independent Value — Int/Div

Center Coast MLP Focus Inst! — Int/Div

RiverNorth Core Opportunity Fund — Int/Div — Sold

Riverpark Short Term Hi Yield — Int/Div — Buy

Stoneridge Reinsurance Risk — Int/Div — Buy

DoubleLine Total Return Bond — Int/Div

Vanguard Interim-Te04/29rm Tax-Exempt Bond Fund — Int/Div — Sold (part)

Schwab AMT Tax-Free Money Fund — Int/Div

PIMCO Total Return Fund — Int/Div — Sold

ING Midcap Oppty Fund — Int/Div

Mamstay Marketfield Fund — Int/Div

Wasatch Emrg Mkt Small Cap — Int/Div — Sold (part)

Wasatch Frontier Emerging Sm Cap — Int/Div — Buy

Yacktman Fund — Int/Div — Buy

mmmD(H)

Black Rock Equity Dividend Fund — Int/Div — Sold (part)

Black Rock Equity Dividend Fund — Sold (part)

Black Rock Equity Dividend Fund — Sold

FMI Large Cap — Int/Div — Sold (part)

FMI Large Cap — Sold (part)

FMI Large Cap — Sold (part)

FMI Large Cap — Sold

Fidelity Contrafund — Int/Div — Sold (part)

Fidelity Contrafund — Sold (part)

Fidelity Contrafund — Sold

JP Morgan Mid-Cap Value Fund — Int/Div — Sold (part)

JP Morgan Mid-Cap Value Fund — Sold

Loomis Sayles Small Cap Growth — Int/Div — Sold

Touchstone Small Cap Core — Int/Div — Sold

Artisan International Fund — Int/Div — Sold (part)

Artisan International Fund — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold

Dodge & Cox International Stock Fund — Int/Div — Sold (part)

Dodge & Cox International Stock Fund — Sold (part)

Dodge & Cox International Stock Fund — Sold

Oakmark Intemational Small Cap Fund — Int/Div — Sold (part)

Oakmark Intemational Small Cap Fund — Sold (part)

Oakmark Intemational Small Cap Fund — Sold (part)

Aberdeen Emerging Markets — Int/Div — Sold (part)

Aberdeen Emerging Markets — Sold

Aston/River Road Independent Value — Int/Div — Sold (part)

Aston/River Road Independent Value — Sold (part)

Aston/River Road Independent Value — Sold

Center Coast MLP Focus Inst! — Int/Div — Sold (part)

Center Coast MLP Focus Inst! — Sold (part)

Center Coast MLP Focus Inst! — Sold

MamStay Marketfield Fund — Int/Div — Sold (part)

MamStay Marketfield Fund — Sold (part)

MamStay Marketfield Fund — Sold (part)

RiverNorth Corp Opportunity Fund — Int/Div — Sold (part)

RiverNorth Corp Opportunity Fund — Sold (part)

RiverNorth Corp Opportunity Fund — Sold (part)

Double Line Total Return Bond — Int/Div — Sold (part)

Double Line Total Return Bond — Sold (part)

Vanguard Interim-Term Tux Exempt Fund — Int/Div — Sold (part)

Vanguard Interim-Term Tux Exempt Fund — Sold

Schwab AMT Tax-Free Money Fund — Int/Div

ING MadCap Opportunities — Int/Div — Sold

Wasatch Emerging Markets Sm Cap — Int/Div — Sold (part)

Wasatch Emerging Markets Sm Cap — Sold (part)

PIMCO Total Return Fund — Int/Div — Sold

Angel Oak Multi-Strategy Income — Int/Div — Buy (add'l)

Angel Oak Multi-Strategy Income — Sold (part)

Angel Oak Multi-Strategy Income — Sold (part)

Angel Oak Multi-Strategy Income — Sold

Yackmman Fund — Int/Div — Buy

Yackmman Fund — Sold (part)

Riverpark Short Term Hi Yield — Int/Div — Buy

Riverpark Short Term Hi Yield — Sold

Fiduciary Cap Pension Parts DDP — None

IRA #1 (H)

Schwab Money Market — Interest

Blackrock Equity Dividend Fund — Int/Div — Sold

FMI Large Cap — Int/Div — Sold (part)

FMI Large Cap — Sold (part)

Fidelity Contrafund — Int/Div

JP Morgan Mid-Cap Value Fund — Int/Div

Loomis Sayles Small Cap Growth — Int/Div

Touchstone Small Cap Core — Int/Div

Artisan International Fund — Int/Div — Sold (part)

Dodge & Cox Intemational Stock Fund — Int/Div — Sold (part)

Oakmark International Small Cap Fund — Int/Div — Sold (part)

Oakmark International Small Cap Fund — Buy (add'l)

Aberdeen Emerging Markets — Int/Div — Sold

Aston/River Road INdependent Value — Int/Div

Mamstay Marketfield Fund — Int/Div

RiverNorth Core Opportunity Fund — Int/Div — Sold

UBS E-Tracs Alerian MLP Infrastructure ETN. — Int/Div

DoubleLine Total Return Bond — Interest — Sold (part)

PIMCO Total Return Fund — Int/Div — Sold (part)

PIMCO Total Return Fund — Sold

Angel Oak Multi-Strategy Income — Int/Div — Buy (add'l)

ING Mid Cap — Int/Div — Sold (part)

Wasatch Emerging Market Small Cap — Int/Div

Yacktman Fund — Int/Div — Buy

Riverpark Short Term Hi Yield — Int/Div — Buy

Scout Unconstrained Bond — Int/Div — Buy

Semper MBS Total Return — Int/Div — Buy

StoneRidge Remsurance Risk Premium Fd — Int/Div — Buy

Wasatch Frontier Emerging Sm Countries — Int/Div — Buy

IRA #2 (H)

Angel Oak Multi-Strategy Fund (X) — Int/Div

Double Line Total Return Bond (X) — Int/Div

PIMCO Total Return Fund (X) — Int/Div

Aberdeen Emerging Markets (X) — Int/Div — Sold

Aston River Road (X) — Int/Div

Blackrock Equity Dividend Fund (X) — Int/Div — Sold

Dodge & Cox Intemational Stock Fund(X) — Int/Div

Fidelity Contra Fund (X) — Int/Div

FMI Large Cap (X) — Int/Div

Mamstay Marketfield Fund (X) — Int/Div

Morgan Stanley Mid Cap (X) — Int/Div

Oakmark International Sm Cap Fd (X) — Int/Div

RiverNorth Core Opportunity Fd (X) — Int/Div — Sold

Touchstone Small Cap Core (X) — Int/Div

USB AG Jersey (X) — Int/Div

Yacktman Fund — Int/Div — Buy

Stoneridge Reinsurance Risk Premium Fund — Int/Div — Buy

Wasatch Frontier Emerging Sm Countries — Int/Div — Buy

Morgan Stanley Instit Mid Cap Growth (Y)

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Income — 2013 — Metlife Insurance Co. Annuity — $94.000.00

Spouse's income — 2013 — Self-Employed Consultant/Counselor

Lines 122-136 were combined in lines 92-120 in 2012 and now are separated per individual brokerage account.