Dean D. Pregerson

Individual Assets (H)

Bank of America (cash) (X) — Interest

Real Estate, Pacific Palisades, CA — Rent

Account #1 (H)

Charles Schwab Bank Sweep (cash) (X) — Interest

Schwab Money Market (SWGXX) (Y)

Crossingbridge Low Dur High Yield I (CBLDX) — Dividend — Sold

DoubleLine Total Return Bond I (DBLTX) — Dividend — Sold (part)

DoubleLine Total Return Bond I (DBLTX) — Sold (part)

DoubleLine Total Return Bond I (DBLTX) — Sold

Eaton Vance Floating Rat E Advantage I (EIFAX) — Dividend — Buy

Osterweis Strategic Inco Me (OSTIX) — Dividend — Buy

Riverpark Floating Rate CMBS Fd I (RCRIX) — Dividend — Sold (part)

Riverpark Floating Rate CMBS Fd I (RCRIX) — Sold

Riverpark Short Term Hi Yield (RPHIX) — Dividend — Sold (part)

Riverpark Short Term Hi Yield (RPHIX) — Sold

Robinson Tax Advantaged (ROBNX) — Dividend — Sold

Stone Ridge ALT Lending (LENDX) — Dividend — Sold (part)

Stone Ridge ALT Lending (LENDX) — Sold (part)

Stone Ridge ALT Lending (LENDX) — Sold (part)

VOYA Securitized Credit (VCFIX) — Dividend — Buy (add'l)

VOYA Securitized Credit (VCFIX) — Sold

Cohen & Steers Inst Realty Shares (CSRIX) — Dividend — Buy

Cohen & Steers Inst Realty Shares (CSRIX) — Sold

Doubleline Strategic Commodity Fd I (DBCMX) — None — Sold

Elements Emerging Markets Port (ELMMX) — None — Sold

Elements International Port (ELINX) — None — Sold

Elements International Small Cap Port (ELISX) — None — Sold

Elements US Port (ELUSX) — None — Buy (add'l)

Elements US Port (ELUSX) — Buy (add'l)

Elements US Port (ELUSX) — Sold

Elements US Small Cap Port (ELSMX) — None — Sold

Goldman Sachs MLP Energy (GMLPX) — Dividend — Sold

Akre Focus Instl (AKRIX) — None — Buy

Ariel International Inst Itutional (AINIX) — Dividend — Buy

Clarkston Partners Insti Tuional (CISMX) — Dividend — Buy

Matthews Asia Divident I Nstl (MIPIX) — Dividend — Buy

Spyglass Growth Institutional (SPYGX) — Dividend — Buy

StoneRidge Reinsurance Risk Premium Fd (SRRIX) — Dividend — Sold (part)

StoneRidge Reinsurance Risk Premium Fd (SRRIX) — Sold (part)

Vauguard Developing Mkts Index Adm (VTMGX) — None — Buy

Vauguard Developing Mkts Index Adm (VTMGX) — Sold

Vanguard Emerging Mkts Stk Index Fd Adm (VEMAX) — None — Buy

Vanguard Emerging Mkts Stk Index Fd Adm (VEMAX) — Sold

Vanguard FTSE All World Ex US Sm Cap Index Fd Ad M Shs (VFSAX) — None — Buy

Vanguard FTSE All World Ex US Sm Cap Index Fd Ad M Shs (VFSAX) — Sold

Vanguard Small Cap Index Admiral Share (VSMAX) — None — Buy

Vanguard Small Cap Index Admiral Share (VSMAX) — Sold

Vanguard 500 Index Fd Admiral Shrs (VFIAX) — Dividend — Buy

Vanguard 500 Index Fd Admiral Shrs (VFIAX) — Sold (part)

Variant Alt Incm Fd Inst (NICHX) — Dividend — Buy

Variant Alt Incm Fd Inst (NICHX) — Sold

WCM Focused International Growth Instl (WCMIX) — Dividend — Buy

Oca Orcc III LLC (X) — None

Account #2 (H)

Charles Schwab Bank Sweep (cash) (X) — Interest

Double Line Total Return Bond (DBLTX) — Dividend — Sold

Robinson Tax Advantaged (ROBNX) — Dividend — Sold

Eaton Vance Floating Rat E Advantage I (EIFAX) — Dividend — Buy

Osterweis Strategic Inco Me (OSTIX) — Dividend — Buy

Stone Ridge Alt Lending (LENDX) (Y)

Akre Focus Instl (AKRIX) — None — Buy

Ariel International Inst Itutional (AINIX) — Dividend — Buy

Clarkston Partners Insti Tutional (CISMX) — Dividend — Buy

Matthews Asia Divident I Nstl (MIPIX) — Dividend — Buy

Spyglass Growth Institutional (SPYGX) — Dividend — Buy

Voya Securitized Credit (VCFIX) — Dividend — Buy (add'l)

Voya Securitized Credit (VCFIX) — Sold

Cohen & Steers Inst Realty Shares (CSRIX) — Dividend — Buy

Cohen & Steers Inst Realty Shares (CSRIX) — Sold

Doubleline Strategic Commodity Fd I (DBCMX) — None — Buy (add'l)

Doubleline Strategic Commodity Fd I (DBCMX) — Sold

Elements International Port (ELINX) — None — Sold

Elements US Port (ELUSX) — None — Sold

Elements US Small Cap Port (ELSMX) — None — Sold

Goldman Sachs MLP Energy (GMLPX) (Y)

Oakmark International Sm Cap Fd (OAKEX) (Y)

Vanguard Developed Mkts Index Adm (VTMGX) — None — Buy

Vanguard Developed Mkts Index Adm (VTMGX) — Sold (part)

Vanguard 500 Index Fund (VFIAX) — Dividend — Buy

Vanguard 500 Index Fund (VFIAX) — Sold

Variant Alt Incm Fd Inst (NICHX — Dividend — Buy

Variant Alt Incm Fd Inst (NICHX — Sold

WCM Focused International Growth Instl (WCMIX) — Dividend — Buy

Account #3 (H)

Charles Schwab Bank Sweep (cash) (X) — Interest

Schwab Govt money Market (SNVXX) (cash) (Y)

IShares Russell 2000 (IWM) — Dividend — Sold

Vanguard Growth (VUG) — Dividend

Xtracters Msci Europe Hedged Equity (DBEU) — None — Sold

Angel Oak Multi Strategy Incm Fd Instl (ANGIX) — Dividend — Sold (part)

Angel Oak Multi Strategy Incm Fd Instl (ANGIX) — Sold

Doubleline Total Return Bd Fd I (DBLTX) — Dividend — Sold

Eaton Vance Floating Rate & High Inc I (EIFHX) — Dividend

Osterweis Strategic Income Fund (OSTIX) — Dividend

Vanguard Short Term Tax Exempt Admiral Share (VWSUX) — Dividend — Sold

Ariel Intl Fd Inst (AINIX) — Dividend

Clarkston Partners Insti (CISMX) — Dividend — Buy

Matthews Asia Dividend (MIPIX) — Dividend

Spyglass Growth Institutional (SPYGX) — Dividend — Buy

Vanguard Mid Cap Value Index (VMVAX) — Dividend — Sold

Vanguard 500 Index Fund (VFIAX) — Dividend — Buy (add'l)

WCM Focused Int'l Growth Fund (WCMIX) — Dividend

Account #4 (H)

Charles Schwab Bank Sweep (cash) (X) — Interest

Vanguard Growth (VUG) (X) — None

Eaton Vance Floating Rate & High Inc I (EIFHX) (X) — Dividend

Osterweis Strategic Income Fund (OSTIX) (X) — Dividend

Akre Focus Instl (AKRIX) (X) — None

Ariel Intl Fd Inst (AINIX) (X) — Dividend

Clarkston Partners Insti Tutional (CISMX) (X) — Dividend

Matthews Asia Dividend (MIPIX) (X) — None

Spyglass Growth Institutional (SPYGX) (X) — Dividend

Vanguard 500 Index Fund (VFIAX) (X) — Dividend

WCM Focused Int'l Growth Fund (WCMIX) (X) — Dividend

Account #5 (H)

Charles Schwab Bank Sweep (cash) — Int./Div. — Open

Akre Focus Instl (AKRIX) — None — Buy

Ariel Intl Fd Inst (AINIX) — Dividend — Buy

Clarkston Partners Insti Tutional (CISMX) — Dividend — Buy

Edgewood Growth Instl (EGFIX) — Dividend — Buy

Matthews Asia Dividend (MIPIX) — None — Buy

Spyglass Growth Institutional (SPYGX) — Dividend — Buy

Vanguard 500 Index Fund (VFIAX) — Dividend — Buy

WCM Focused Int'l Growth Fund (WCMIX) — Dividend — Buy

Account #6 (H)

Charles Schwab Bank Sweep (cash) (X) — Interest

Schwab Money Market (SWFXX) (cash) (Y)

Astrazeneca Plc Sponsored Adr (AZN) — None — Buy

Astrazeneca Plc Sponsored Adr (AZN) — Sold

Microsoft Corp (MSFT) — Dividend

Sorrento Therapeutcs (SRNE) — None — Buy

Sorrento Therapeutcs (SRNE) — Sold

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Trustee, Trust #1 (reportable assets are included in Part VII)

Co-Trustee, Trust #2 (reportable assets are included in Part VII)

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.