Roger L. Gregory
2020
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Pull out the substance of this filing.
What was filed
155
investments
2
positions
0
gifts
0
agreements
2
debts
1
reimbursements
1
income
1
spouse income
Named parties
- See Part VIII. Explanation
- Stock Market
- University of Richmond
- Estate #1 (See Part VIII. Explanation)
- Direct Loan - U.S. Dep't of Education
- SLM Corp. - Sallie Mae - U.S. Dep't Education
- University of Arizona James E. Rogers College of Law
- Survivor Income Pension - Altria Group, Inc.
- Kelly Services, Inc. - Wages (Employment ended in February 11, 2020.)
As filed
Suntrust Bank Interest Checking — Interest
Wells Fargo Interest Checking — Interest
BB&T Bank Checking — None
Prudential Insurance Variable Annuity "(H)" — See Part VIII. Explanation
Prudential Jennison — None
Prudential Flexible Managed — None
Prudential High Yield Bond — None
ManuLife Financial - Common Stock — Dividend
New York Life IRA - Fixed Annuity — Interest
RiverSource Life Insurance Company IRA Fixed — Interest
Consolidated Bank & Trust/Premier Bank — Interest
John Hancock Life Ins. - term & whole life policy — Dividend
New York Life Ins. Co. - term & whole life policy — Interest
Call Federal Credit Union — None
SunTrust Money Market Account — Interest
Altria Group, Inc. — Dividend
Philip Morris Int'l, Inc. — Dividend
Fidelity Mgmt. Trust Co. - IRA "(H)" — See Part VIII. Explanation
Fidelity Gov't Money Mkt. — Dividend
Strategic Advisors Large Cap Fund — Dividend — See Part VIII. Explanation
Strategic Advisors Large Cap Fund — Buy (add'l) — Stock Market
Strategic Advisors Large Cap Fund — Sold (part) — Stock Market
Strategic Advisers Core Fund — Dividend — Sold (part) — Stock Market
Strategic Advisers Core Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Fund — Sold (part) — Stock Market
Strategic Advisers Core Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Fund — Sold (part) — Stock Market
Strategic Advisers Core Fund — Sold (part) — Stock Market
Strategic Advisers Core Fund — Sold (part) — Stock Market
Strategic Advisers Core Fund — Merged (with line 20) — See Part VIII. Explanation
Strategic Advisers Growth Fund — Dividend — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Sold (part) — Stock Market
Strategic Advisers Growth Fund — Merged (with line 20) — See Part VIII. Explanation
Strategic Advisers Value Fund — Dividend — Buy (add'l) — Stock Market
Strategic Advisers Value Fund — Buy (add'l) — Stock Market
Strategic Advisers Value Fund — Sold (part) — Stock Market
Strategic Advisers Value Fund — Sold (part) — Stock Market
Strategic Advisers Value Fund — Merged (with line 20) — See Part VIII. Explanation
Fidelity SAI U.S. Large Cap Index — None — Sold (part) — Stock Market
Fidelity SAI U.S. Large Cap Index — Sold — Stock Market
Strategic Advisers Emerging Markets — Dividend — Buy (add'l) — Stock Market
Strategic Advisers Emerging Markets — Buy (add'l) — Stock Market
Strategic Advisers Emerging Markets — Buy (add'l) — Stock Market
Strategic Advisers Emerging Markets — Buy (add'l) — Stock Market
Strategic Advisers Emerging Markets — Buy (add'l) — Stock Market
Strategic Advisers Emerging Markets — Buy (add'l) — Stock Market
Strategic Advisers Emerging Markets — Sold (part) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Dividend — Sold (part) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Buy (add'l) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Buy (add'l) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Sold (part) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Sold (part) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Buy (add'l) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Sold (part) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Sold (part) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Buy (add'l) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Sold (part) — Stock Market
Strategic Advisers Small-Mid Cap Fund — Sold (part) — Stock Market
Strategic Advisers International Fund — Dividend — Sold (part) — Stock Market
Strategic Advisers International Fund — Buy (add'l) — Stock Market
Strategic Advisers International Fund — Buy (add'l) — Stock Market
Strategic Advisers International Fund — Buy (add'l) — Stock Market
Strategic Advisers International Fund — Sold (part) — Stock Market
Strategic Advisers International Fund — Buy (add'l) — Stock Market
Strategic Advisers International Fund — Buy (add'l) — Stock Market
Strategic Advisers International Fund — Buy (add'l) — Stock Market
Strategic Advisers International Fund — Buy (add'l) — Stock Market
Strategic Advisers International Fund — Sold (part) — Stock Market
Strategic Advisers International Fund — Sold (part) — Stock Market
Fidelity SAI International Index — None — Sold (part) — Stock Market
Fidelity SAI International Index — Sold (part) — Stock Market
Fidelity SAI International Index — Sold — Stock Market
Fidelity SAI Emerging Markets Index — None — Buy (add'l) — Stock Market
Fidelity SAI Emerging Markets Index — Sold (part) — Stock Market
Fidelity SAI Emerging Markets Index — Sold (part) — Stock Market
Fidelity SAI Emerging Markets Index — Sold (part) — Stock Market
Fidelity SAI Emerging Markets Index — Sold — Stock Market
AQR Managed Futures Fund CL N — Dividend — Sold (part) — Stock Market
AQR Managed Futures Fund CL N — Buy (add'l) — Stock Market
AQR Managed Futures Fund CL N — Sold (part) — Stock Market
AQR Managed Futures Fund CL N — Buy (add'l) — Stock Market
AQR Managed Futures Fund CL N — Sold (part) — Stock Market
AQR Managed Futures Fund CL N — Sold (part) — Stock Market
AQR Managed Futures Fund CL N — Sold (part) — Stock Market
AQR Managed Futures Fund CL N — Sold (part) — Stock Market
Cohen & Steers Realty Shares — Dividend — Buy — Stock Market
Cohen & Steers Realty Shares — Buy (add'l) — Stock Market
Cohen & Steers Realty Shares — Buy (add'l) — Stock Market
Cohen & Steers Realty Shares — Buy (add'l) — Stock Market
Fidelity Total Bond "(H)" — See Part VIII. Explanation
Strategic Advisers Short Duration Fund — Dividend — Buy (add'l) — Stock Market
Strategic Advisers Short Duration Fund — Buy (add'l) — Stock Market
Strategic Advisers Short Duration Fund — Sold (part) — Stock Market
Strategic Advisers Short Duration Fund — Sold (part) — Stock Market
Strategic Advisers Short Duration Fund — Sold (part) — Stock Market
Strategic Advisers Short Duration Fund — Sold — Stock Market
Strategic Advisers Income Opportunities — Dividend — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Income Opportunities — Buy (add'l) — Stock Market
Strategic Advisers Core Income Fund — Dividend — Buy (add'l) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Income Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Buy (add'l) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Sold (part) — Stock Market
Strategic Advisers Core Income Fund — Buy (add'l) — Stock Market
Eaton Vance GL Macro Absolute RTRN ADV A — Dividend
PIMCO Commodity Real Return Inst — Dividend — Sold (part) — Stock Market
PIMCO Commodity Real Return Inst — Sold — Stock Market
FIMM Government Portfolio Instl CL — Dividend — Sold (part) — Stock Market
FIMM Government Portfolio Instl CL — Buy (add'l) — Stock Market
FIMM Government Portfolio Instl CL — Buy (add'l) — Stock Market
FIMM Government Portfolio Instl CL — Buy (add'l) — Stock Market
FIMM Government Portfolio Instl CL — Sold (part) — Stock Market
FIMM Government Portfolio Instl CL — Sold — Stock Market
Fidelity Government Cash Reserves — Dividend — Buy (add'l) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Buy (add'l) — Stock Market
Fidelity Government Cash Reserves — Buy (add'l) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Buy (add'l) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Buy (add'l) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Buy (add'l) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Buy (add'l) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Sold (part) — Stock Market
Fidelity Government Cash Reserves — Buy (add'l) — Stock Market
Fidelity Deferred Annuity Account — None
Fidelity Rollover IRA "Cash Account" — Interest
Trustee, University of Richmond
Administrator (Position ended July 2020), Estate #1 (See Part VIII. Explanation)
Liability — Direct Loan - U.S. Dep't of Education — Student Loan
Liability — SLM Corp. - Sallie Mae - U.S. Dep't Education — Student Loan
Reimbursement — University of Arizona James E. Rogers College of Law — 02/14/2020 to 02/16/2020 — Phoenix, AZ — 2020 O'Connor Justice Prize Dinner — Travel, Lodging & Meals
Income — 2020 — Survivor Income Pension - Altria Group, Inc. — $20,053.56
Spouse's income — 01 - 02/20 — Kelly Services, Inc. - Wages (Employment ended in February 11, 2020.)
I. POSITIONS
Line 2: Reference to Estate #1. On May 29, 2018, I was appointed Administrator of (deceased) small estate. According to "Filing Instructions for
Judicial Officers and Employees," page 31, "Trusts," I am not required to list in Part VII, the assets involved in the estate because I, my spouse, and my children
do not (1) receive income from the estate, or (2) have a beneficial interest in principle or income from the estate. Moreover, I have not and will not receive any
compensation for serving as Administrator of the estate. NOTE: My duties as Adminstrator have ended. The estate checking account was closed on July 7, 2020.
VII. INVESTMENTS AND TRUSTS
Line 4: Prudential Insurance Variable Annuity. No information is reported on Line 4 because I report all income and values for the sub-Funds of the
Prudential Insurance Variable Annuity on Lines 5 through 7.
Line 18: Fidelity Management Trust Co. - IRA. No information is reported on Line 18 because I report all transactions, income, and values related to stocks,
mutual funds, bonds, and the deferred annuity account managed by Fidelity Management Trust Company on Lines 19 through 97.
Lines 20: On November 20, 2020, the three stock funds listed on lines 23, 33, and 42 were merged into a new stock fund named Stategic Advisors Large Cap
Fund. The income, values, and transactions for Strategic Advisors Large Cap Fund are shown on Lines 20 - 22.
Line 32: Strategic Advisers Core Fund was merged into Strategic Advisors Large Cap Fund on November 20, 2020. The pre-merger income and transactions
are reported on Lines 23 - 31. Strategic Advisors Core Fund will not be reported as a fund in the future.
Line 41: Strategic Advisers Growth Fund was merged into Strategic Advisors Large Cap Fund on November 20, 2020. The pre-merger income and
transactions are reported on Lines 33 - 40. Strategic Advisers Growith Fund will not be reported as a fund in the future.
Line 46: Strategic Advisers Value Fund was merged into Strategic Advisors Large Cap Fund on November 20, 2020. The pre-merger income and
transactions are reported on Lines 42 - 45. Strategic Advisers Value Fund will not be reported as a fund in the future.
Line 98: Fidelity Total Bond. No information is reported on Line 98 because I report all transactions, income, and values related to the Bond accounts under
Fidelity Total Bond on Lines 99 through 130.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.