Michael Peter Shea

AGR — None — Sold

BCE — None — Sold

GLW — None — Sold

CTVA — None — Sold

DOW — None — Sold

DD — None — Sold

ES — None — Sold

CHET Moderate Managed Allocation Option (529) — None — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET High Equity Option (529) — None — Sold

Vanguard Midcap Index Fund — None

Fidelity Blue Chip Growth Fund — Dividend

Fidelity ContraFund — Dividend

Vanguard Target 2030 — Dividend

T. Rowe Price Retirement 2030 Fund — None

T. Rowe Price Inst'l Large Cap Core Fund — None

Vanguard Emerging Markets Stock Index Fund — Dividend

Vanguard High Yield Tax Exempt Fund — Dividend

Vanguard Small Cap Value Index Admiral Fund — Dividend

Vanguard Diversified Equity Investments Fund — Dividend

Vanguard Inter-term Treasury — Dividend

Vanguard Value Index Fund — Dividend

Vanguard Inst'l Index Fund — None

Vanguard Total International Stock Index Fund — None

Vanguard Total Bond Market Index — None

Vanguard Equity Income Admiral Fund — None — Buy

Glenmede Small Cap Equity Inst'l — None — Sold

American Beacon Large Cap Value Inst'l Fund — None — Sold

Bank of America Accounts — Interest

Morgan Stanley Private Bank — Interest

AMZN — None — Sold

AMZN — None — Buy

AEP — Dividend — Sold

AWK — Dividend — Sold

AAPL — None — Sold

T — None — Sold

T — None — Buy

JNJ — Dividend — Sold

JNJ — None — Buy

LOW — None — Sold

MRK — None — Sold

MSFT — Dividend — Sold

NEE — Dividend — Sold

PEP — None — Sold

PFE — Dividend — Sold

PG — Dividend — Sold

VLO — None — Sold

VZ — None — Sold

QQQ — None — Sold

IVW — None — Sold

PDI — Dividend — Sold

HYHG — Dividend — Sold

VIG — None — Sold

Vanguard Short-term Corporate Bond Fund — Dividend — Buy

Executor, Estate #1

Agreement — 2012 — Day Pitney LLP Retirement Plan, no control

Agreement — 1998 — Cleary Gottlieb Steen & Hamilton Retirement Plan, no control

Spouse's income — 2020 — Self-employed marriage and family therapist

Capital gain information has been provided based on available information. The calculation of capital gains for 529 plans (Part VII) are estimates based on account

history; precise information is not available.

Fidelity Cash Reserves does not have a reportable amount (i.e., fair market value of over $1,000 or income of over $200) during the reporting period and has not

for several years, even though it has been reported previously; it is no longer included on this report.

Please note that all assets of Estate #1 were distributed and all liabilities paid before 12/31/20; Estate #1 was closed earlier in 2021. Most of the

assets reflecting my beneficial share of Estate #1 were sold in 2020, as reflected in this report.