Stuart M. Bernstein

401K Plan — Int/Div

Partners Defined Contrib. Plan — Int/Div

JP Morgan Chase Bank Accounts — Interest

Citibank Accounts — Interest

Citibank Account — Interest

Citibank Account — Interest

Keogh (Target) Plan--Plan — Int/Div

Common-The Phoenix Compames

Phoenix Life Insurance (Whole Life) — Interest

Defined Benefit Trust--Qualified Plan 11

Non-Deductible Contribution Plan 111 {Capital "C" Account)

Capital "A" Account — Interest

Schwab Money Market Funds — Int/Div

Bond Fund of America — Int/Div

PIMCO Foreign Bond (Hedged)-D — Int/Div — Buy (add'l)

PIMCO Foreign Bond (Hedged)-D — Buy (add'l)

iShares National Muni Bond — Int/Div — Sold (part)

iShares National Muni Bond — Sold

Metropolitan West Total Return Bond Fund — Int/Div — Buy (add'l)

Pimco High Yield, Class D — Int/Div — Buy (add'l)

Pimco High Yield, Class D — Buy (add'l)

Pimco High Yield, Class D — Buy (add'l)

Pimco High Yield, Class D — Buy (add'l)

DWS Intermediate Tax/AMT Free Fund Class S — Int/Div — Buy (add'l)

American Funds Capital Income Builder — Int/Div — Buy

American Funds Capital Income Builder — Buy (add'l)

American Funds Capital Income Builder — Buy (add'l)

Permanent Portfolio — Int/Div — Buy

Permanent Portfolio — Buy (add'l)

Permanent Portfolio — Buy (add'l)

Ivy Municipal High Income Fund — Int/Div — Buy

Ivy Municipal High Income Fund — Buy (add'l)

American High Income (IRA) — Int/Div — Buy (add'l)

American High Income (IRA) — Buy (add'l)

Bond Fund of America (IRA) — Int/Div

Schwab Monev Market Funds (IRA) — Int/Div

Dodge & Cox Income Fund (IRA) — Int/Div

Metropolitan West Total Return Bond Fund (IRA) — Int/Div

PIMCO Total Return-D (IRA) — Int/Div

PIMCO Foreign Bond (Hedged)-D (IRA) — Int/Div

American Funds Capital Builder (IRA) — Int/Div — Buy

American Funds Capital Builder (IRA) — Buy (add'l)

Permanent Portfolio (IRA) — Int/Div — Buy

Permanent Portfolio (IRA) — Buy (add'l)

DoubleLine Total Return Bond (IRA) — Int/Div — Buy

Trust# — Interest

JP MorganChase Bank Account

John Hancock Life Insurance Policy

S10.

Director, Alumni Association

Reimbursement — Institute — Washington, DC — seminar" Views From the Bench” — night)

Income — 2012 — St. John's Law School Teaching — S7.000.00

Spouse's income — 2012 — == Law firm compensation

All information and explanations relate to Part VII:

GENERAL COMMENTS

1. Where the asset was purchased, sold or held in an IRA, "IRA" is noted pareathetically in the "Description of Assets.”

2. Where multiple purchases or sales of an asset were made during the year, the aggregate amount of income, if any, and value (if still held at the end of the

reporting period) are reported on the first line on which the asset is listed.

SPECIFIC COMMENTS

Lines | and 2: These are pension plans, Contributions were made during 2012 to the 401 K (line 1) but not to the Partners Defined Contribution Plan (line 2).

Line 7: The participant in this Keogh account makes annual contributions, but there is no specific account in the participant's name. The value and income

reflected on Part VII represent the participant's allocable share of the value and income of the Keogh account. There are also sale transactions in the Keogh

account that generate gains andlor losses. These gains and/or

losses are reflected in the value of the participant's allocable portion.

Line 10: This entry relates to 4 Defined Benefit Trust-Qualified Plan 11. Upon vesting, there will be a right to an annuity, but the value of that annuity is not

presently calculable. The participant did not make a contribution during 2012, but a contribution on the participant's behalf was made by the participant's firm.

Line 11: The participant did not make a contribution to the participant's Capital "C* account in 2012, but the participant's firm made a contribution on the

participant's behalf.

Line 12: No contributions were made to the Capital "A" account in 2012.