Michael R. Merz

INDIVIDUAL ASSETS (H)

FIFTH THIRD BANK (cash) — Interest

JOHN HANCOCK LIFE INSURANCE CASH VALUE POLICY (whole life) — Interest

METLIFE INSURANCE CASH VALUE POLICY (whole life) — Interest

ACCOUNT #1 (H)

LPL FINANCIAL US BANK NATIONAL ASSN SWEEP ACCOUNT (cash) — Interest

ABBOTT LABORATORIES (ABT) — Dividend — Buy

AFLAC INC (AFL) — None — Buy

ALLEGION PUBLIC LTD (ALLE) — Dividend — Buy

ALLEGION PUBLIC LTD (ALLE) — Sold

ALPHABET INC CL C (GOOG) — None

AMERICAN AIRLINES GROUP INC (AAL) — Dividend — Sold

AMERICAN EXPRESS CO (AXP) — Dividend — Buy

APPLE INC (AAPL) — Dividend — Sold (part)

APPLE INC (AAPL) — Sold

APPLIED MATERIALS INC (AMAT) — Dividend — Sold (part)

APPLIED MATERIALS INC (AMAT) — Sold

AT&T INC (T) — Dividend — Buy

AUTOMATIC DATA PROCESSING INC (ADP) — Dividend — Buy

BANK NEW YORK MELLON CORP (BK) — Dividend

BIOGEN INC (BIIB) — None

BP PLC (BP) — Dividend — Buy

BRISTOL MYERS SQUIBB COMPANY (BMY) — Dividend — Sold

CARNIVAL CORP PAIRED CTF (CCL) — Dividend — Sold

CARRIAGE SERVICES INC (CSV) — Dividend — Sold

CATERPILLAR INC (CAT) — Dividend — Sold

CDW CORP (CDW) — None — Buy

CIGNA CORP NEW (CI) — Dividend

COCA-COLA COMPANY (KO) — Dividend — Buy

CVS HEALTH CORP (CVS) — Dividend

EXXON MOBIL CORP (XOM) — Dividend — Buy

FEDERATED HERMES INC (FHI) — Dividend

FEDEX CORP (FDX) — Dividend

FRANKLIN RESOURCES INC (BEN) — Dividend

GILEAD SCIENCES INC (GILD) — Dividend — Buy

GILEAD SCIENCES INC (GILD) — Buy (add'l)

GOODYEAR TIRE AND RUBBER COMPANY (GT) — Dividend — Buy (add'l)

GOODYEAR TIRE AND RUBBER COMPANY (GT) — Buy (add'l)

INTERNATIONAL PAPER COMPANY (IP) — Dividend — Sold

INTL BUSINESS MACHINES (IBM) — Dividend — Sold (part)

INTL FLAVOR & FRAGRANCES (IFF) — None — Buy

INVESCO LTD (IVZ) — Dividend — Buy (add'l)

JOHNSON & JOHNSON (JNJ) — Dividend — Sold (part)

JOHNSON & JOHNSON (JNJ) — Buy (add'l)

JPMORGAN CHASE & CO (JPM) — Dividend — Buy

JPMORGAN CHASE & CO (JPM) — Sold

JPMORGAN CHASE & CO (JPM) — Buy

KIMBERLY CLARK CORP (KMB) — Dividend — Buy

LOCKHEED MARTIN CORP (LMT) — Dividend — Sold

LOWES COMPANIES INC (LOW) — Dividend

MCKESSON CORP (MCK) — Dividend — Sold (part)

PEOPLES UNITED FINANCIAL (PBCT) — Dividend — Sold (part)

QUALCOMM INC (QCOM) — None — Sold

REALTY INCOME CORP (O) — Dividend — Sold

ROYAL DUTCH SHELL PLC (RDSA) — Dividend — Sold

SCHLUMBERGER LTD (SLB) — Dividend — Sold

SERVICE CORP INTL (SCI) — Dividend — Buy

SOUTHWEST AIRLINES (LUV) — Dividend — Sold

STORE CAPITAL CORP (STOR) — Dividend — Buy

UNITED PARCEL SERVICE INC (UPS) — Dividend — Buy

UNITED PARCEL SERVICE INC (UPS) — Sold

VERIZON COMMUNICATIONS (VZ) — Dividend — Sold (part)

VIACOMCBS INC CL B (VIAC) — Dividend

WABTEC (WAB) — Dividend — Sold

WALT DISNEY CO (DIS) — Dividend — Sold

ZOETIS INC CL A (ZTS) — Dividend — Buy

AB INCOME ADVISOR CL (ACGYX) — Dividend — Buy

AB INCOME ADVISOR CL (ACGYX) — Sold

FIRST TRUST EMERGING MARKETS LOCAL CURRENCY BOND ETF (FEMB) — Dividend — Buy

FIRST TRUST LOW DURATION OPPORTUNITIES ETF (LMBS) — Dividend — Buy

FIRST TRUST LOW DURATION OPPORTUNITIES ETF (LMBS) — Sold (part)

FIRST TRUST IV ENHANCED SHORT MATURITY ETF NEW (FTSM) — None — Buy

FIRST TRUST IV ENHANCED SHORT MATURITY ETF NEW (FTSM) — Sold

FIRST TRUST TCW OPPORTUNISTIC FIXED INC (FIXD) — Dividend — Buy

FIRST TRUST ETF III PFD SECS & INC (FPE) — Dividend — Buy

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Dividend — Sold

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Buy

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Buy (add'l)

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Buy (add'l)

FIRST TRUST SENIOR LOAN FUND ETF (FTSL) — Dividend — Buy

FIRST TRUST SENIOR LOAN FUND ETF (FTSL) — Sold (part)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Sold (part)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Buy (add'l)

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Sold

ISHARES TRUST ISHARES PREFERRED & INCOME SECS ETF (PFF) — Dividend — Sold

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Dividend — Sold

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Dividend — Sold

SCHWAB U S AGGREGATE BOND ETF (SCHZ) — Dividend — Sold (part)

SCHWAB U S AGGREGATE BOND ETF (SCHZ) — Sold

VANECK VECTORS HIGH YIELD MUN INDEX ETF NEW (HYD) — Dividend — Sold

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Dividend — Buy

ACCOUNT #2 (H)

AB HIGH INCOME ADVISOR CL (AGDYX) — Dividend — Buy

AB LARGE CAP GROWTH ADVISOR CL (APGYX) — Dividend — Buy

INVESCO QQQ SER 1 ETF (QQQ) — Dividend

ISHARES US PREFERRED STOCK ETF (PFF) — Dividend

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Dividend

ISHARES RUSSELL 1000 GROWTH ETF (IWF) — Dividend

ISHARES SELECT DIVIDEND TF (DVY) — None — Sold

PACER TRENDPILOT 100 ETF (PTNQ) — None — Buy

PACER TRENDPILOT 100 ETF (PTNQ) — Sold

SCHWAB INTL EQUITY ETF (SCHF) — Dividend

SECTOR ENERGY SELECT SECTOR SPDR ETF (XLE) — Dividend — Sold

SECTOR FINANCIAL SELECT SECTOR SPDR ETF (XLF) — Dividend

SPDR SERIES TRUST S&P DIVIDEND ETF (SDY) — None — Sold

SPDR SERIES TRUST S&P 400 MID CAP GROWTH ETF (MDYG) — Dividend — Sold

VANGUARD SHORT TERM BOND ETF (BSV) — Dividend

ACCOUNT #3 (H)

LPL FINANCIAL US BANK NATIONAL ASSN SWEEP ACCOUNT (cash) — Interest

ABBOTT LABORATORIES (ABT) — Dividend — Buy

AFLAC INC (AFL) — None — Buy

ALLEGION PUBLIC LTD (ALLE) — Dividend — Buy

ALLEGION PUBLIC LTD (ALLE) — Sold

ALPHABET INC CL C (GOOG) — None

AMERICAN AIRLINES GROUP INC (AAL) — Dividend — Sold

AMERICAN EXPRESS CO (AXP) — Dividend — Buy

APPLE INC (AAPL) — Dividend — Sold (part)

APPLE INC (AAPL) — Sold

APPLIED MATERIALS INC (AMAT) — Dividend — Sold

AT&T INC (T) — Dividend — Buy

AUTOMATIC DATA PROCESSING INC (ADP) — Dividend — Buy

BANK NEW YORK MELLON CORP (BK) — Dividend

BIOGEN INC (BIIB) — None

BP PLC (BP) — Dividend — Buy

BRISTOL MYERS SQUIBB (BMY) — Dividend — Sold

CARNIVAL CORP PAIRED CTF (CCL) — Dividend — Sold

CARRIAGE SERVICES INC (CSV) — Dividend — Sold

CATERPILLAR INC (CAT) — Dividend — Sold

CDW CORP (CDW) — None — Buy

CIGNA CORP NEW (CI) — Dividend

COCA-COLA COMPANY (KO) — Dividend — Buy

CVS HEALTH CORP (CVS) — Dividend

EXXON MOBIL CORP (XOM) — Dividend — Buy

FEDERATED HERMES INC (FHI) — Dividend

FEDEX CORP (FDX) — Dividend

FRANKLIN RESOURCES INC (BEN) — Dividend

GILEAD SCIENCES INC (GILD) — Dividend — Buy

GILEAD SCIENCES INC (GILD) — Buy (add'l)

GOODYEAR TIRE & RUBBER (GT) — Dividend — Buy (add'l)

GOODYEAR TIRE & RUBBER (GT) — Buy (add'l)

INTERNATIONAL PAPER COMPANY (IP) — Dividend — Sold

INTL BUSINESS MACHINES CORP (IBM) — Dividend

INTL FLAVOR & FRAGRANCES (IFF) — None — Buy

INVESCO LTD (IVZ) — Dividend — Buy (add'l)

JOHNSON & JOHNSON (JNJ) — Dividend — Buy (add'l)

JPMORGAN CHASE & CO (JPM) — Dividend — Buy

JPMORGAN CHASE & CO (JPM) — Sold

JPMORGAN CHASE & CO (JPM) — Buy

KIMBERLY CLARK CORP (KMB) — Dividend — Buy

LOCKHEED MARTIN CORP (LMT) — Dividend — Sold

LOWES COMPANIES INC (LOW) — Dividend

MCKESSON CORP (MCK) — Dividend

PEOPLES UNITED FINANCIAL (PBCT) — Dividend

QUALCOMM INC (QCOM) — None — Sold

REALTY INCOME CORP (O) — Dividend — Sold

ROYAL DUTCH SHELL PLC (RDSA) — Dividend — Sold

SCHLUMBERGER LTD (SLB) — Dividend — Sold

SERVICE CORP INTL (SCI) — Dividend — Buy

SOUTHWEST AIRLINES (LUV) — Dividend — Sold

STORE CAPITAL CORP (STOR) — Dividend — Buy

UNITED PARCEL SERVICE (UPS) — Dividend — Buy

UNITED PARCEL SERVICE (UPS) — Sold

VERIZON COMMUNICATIONS (VZ) — Dividend

VIACOMCBS INC CL B (VIAC) — Dividend

WABTEC (WAB) — Dividend — Sold

WALT DISNEY CO (DIS) — Dividend — Sold

ZOETIS INC (ZTS) — Dividend — Buy

FIRST TRUST EMERGING MARKETS LOCAL CURRENCY BOND ETF (FEMB) — Dividend — Buy

FIRST TRUST LOW DURATION OPPORTUNITIES ETF (LMBS) — Dividend — Buy

FIRST TRUST LOW DURATION OPPORTUNITIES ETF (LMBS) — Sold (part)

FIRST TRUST TCW OPPORTUNISTIC FIXED INC ETF (FIXD) — Dividend — Buy

FIRST TRUST ETF III PFD SECS & INC ETF (FPE) — Dividend — Buy

FIRST TRUST IV ENHANCED SHORT MATURITY ETF (FTSM) — Dividend — Buy

FIRST TRUST IV ENHANCED SHORT MATURITY ETF (FTSM) — Sold

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Dividend — Sold

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Buy

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Buy (add'l)

FIRST TRUST IV TACTICAL HIGH YIELD ETF (HYLS) — Sold (part)

AB INCOME ADVISOR CL (ACGYX) — Dividend — Buy

AB INCOME ADVISOR CL (ACGYX) — Sold

ISHARES 1-3 YR TREASURY BOND ETF (SHY) — Dividend — Sold

ISHARES S&P US PREFERRED STOCK INDEX FUND (PFF) — Dividend — Sold

ISHARES IBOXX $ HIGH YIELD CORP BOND ETF (HYG) — Dividend — Sold

ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF (EMB) — Dividend — Sold

SCHWAB US AGGREGATE BOND ETF (SCHZ) — Dividend — Sold (part)

SCHWAB US AGGREGATE BOND ETF (SCHZ) — Sold

VANECK VECTORS HIGH YIELD MUN INDEX ETF NEW (HYD) — Dividend — Sold

FIRST TRUST SENIOR LOAN FUND ETF (FTSL) — Dividend — Buy

FIRST TRUST SENIOR LOAN FUND ETF (FTSL) — Sold (part)

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Dividend — Buy

ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF (LQD) — Sold (part)

Trustee/Director, Dayton Metro Library Foundation

Director/Vice-President, State Library of Ohio

Director, East End Neighborhood Development Corporation

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

ROYAL DUTCH SHELL PLC (RDSA) was Royal Dutch Shell PLC sponsored ADR Repstgn A common (RDS/A).

ISHARES TRUST ISHARES PREFERRED & INCOME SECS ETF (PFF) was ISHARES S&P US PREFERRED STOCK INDEX FUND (PFF).

FEDERATED HERMES INC (FHI) was FEDERATED INVS INC PA CL B (FII).