Patricia Anne Gaughan

What was filed

292
investments
2
positions
0
gifts
1
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

St. John Medical Center Community Board
Collaborative to End Human Trafficking
St. Raphael Church (administration) - salary

As filed

Keybank National Association Savings Account — Interest

IRA #1 (H)

American Funds American Mutual Fund (AMRFX) — Dividend — Buy (add'l)

American Funds Europacific Growth Fund (AEPFX) — Dividend — Sold (part)

American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy (add'l)

American Funds New Perspective Fund (ANWFX) — Dividend — Sold (part)

American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)

American Funds Smallcap World Fund (SMCFX) — Dividend — Sold (part)

Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold (part)

PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)

Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy (add'l)

American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy (add'l)

IRA #2 (H)

American Funds American Mutual Fund (AMRFX) — Dividend — Buy (add'l)

American Funds Europacific Growth Fund (AEPFX) — Dividend — Sold (part)

American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy (add'l)

American Funds New Perspective Fund (ANWFX) — Dividend — Sold (part)

American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)

American Funds Smallcap World Fund (SMCFX) — Dividend — Buy (add'l)

Blackrock Strategic Income Opportunities Fund (BSIIX) — Dividend — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold (part)

PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)

Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy (add'l)

American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy (add'l)

IRA #3 (H)

American Funds American Mutual Fund (AMRFX) — Dividend — Buy (add'l)

American Funds Washington Mutual Fund (WMFFX) — Dividend — Buy (add'l)

American Funds Europacific Growth Fund (AEPFX) — Dividend — Sold (part)

American Funds New Perspective Fund (ANWFX) — Dividend — Sold (part)

American Funds New World Fund (NFFFX) — Dividend — Buy (add'l)

American Funds Smallcap World Fund (SMCFX) — Dividend — Sold (part)

Blackrock Strategic Income Opportunities Fund (BSIIX) (X) — Dividend — Buy (add'l)

Cohen & Steers Preferred Sec & Inc Fund (CPXIX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) (X) — Dividend — Sold (part)

PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)

Putnam Ultra Short Duration Income Fund (PSDYX) — Dividend — Buy (add'l)

American Funds Growth Fund of America Fund (GFFFX) — Dividend — Buy (add'l)

Brokerage #1 (H)

UBS Bank USA Dep Acct — Interest

American Funds New World Fund (NFFFX) — Dividend

American Funds Smallcap World Fund (SMCFX) — Dividend

Artisan International Value Fund (APDKX) — Dividend

Cohen & Steers Global Realty Fund (CSSPX) — Dividend

Jensen Quality Growth Fund (JENIX) — Dividend

JP Morgan Equity Income Fund (HLIEX) — Dividend — Buy (add'l)

JP Morgan Largecap Growth Fund (SEEGX) — Dividend — Buy (add'l)

Metropolitan West Total Return Bond Fund (MWTIX) — Dividend — Sold (part)

PGIM Short-Term Corporate Bond (PIFZX) — Dividend — Buy (add'l)

PGIM Short-Term Corporate Bond (PIFZX) — Sold (part)

PGIM Total Return Bond (PDBZX) — Dividend — Sold (part)

PGIM Total Return Bond (PDBZX) — Sold (part)

Principal Midcap Fund (PCBIX) — Dividend — Buy (add'l)

T. Rowe Price QM US Small-Cap Growth Equity Fund (PRDSX) — Dividend

Templeton Global Bond (TGBAX) — Dividend — Buy (add'l)

Templeton Global Bond (TGBAX) — Sold (part)

The Income Fund of America Fund (AMEFX) — Dividend

Thornburg Income Builder (TIBIX) — Dividend

Brokerage #2 (H) (X)

UBS Bank USA Deposit — Interest

Accenture PLC Ireland CL A Stock (ACN) — Dividend — Buy

American Electric Power Co Stock (AEP) — Dividend — Buy

American Electric Power Co Stock (AEP) — Buy (add'l)

American Electric Power Co Stock (AEP) — Sold (part)

Amgen Inc Stock (AMGN) — Dividend — Buy

Amgen Inc Stock (AMGN) — Buy (add'l)

Blackrock Inc Stock (BLK) — Dividend — Buy

Blackrock Inc Stock (BLK) — Sold (part)

Blackrock Inc Stock (BLK) — Buy (add'l)

Carrier Global Corp Stock (CARR) — Spinoff (from line 188)

Carrier Global Corp Stock (CARR) — Sold

Chevron Corp Stock (CVX) — Dividend — Buy

Chevron Corp Stock (CVX) — Buy (add'l)

Chevron Corp Stock (CVX) — Sold (part)

Chubb LTD CHF Stock (CB) — Dividend — Buy

Chubb LTD CHF Stock (CB) — Buy (add'l)

Cisco Systems Inc Stock (CSCO) — Dividend — Buy

Cisco Systems Inc Stock (CSCO) — Buy (add'l)

Coca Cola Co Com Stock (KO) — Dividend — Buy

Coca Cola Co Com Stock (KO) — Buy (add'l)

Comcast New CL A Stock (CMSA) — Dividend — Buy

Comcast New CL A Stock (CMSA) — Sold (part)

Crane Co Stock (CR) — Dividend — Buy

Crane Co Stock (CR) — Sold (part)

Diageo Plc New GB Spon ADR Stock (DEO) — Dividend — Buy

Diageo Plc New GB Spon ADR Stock (DEO) — Sold (part)

Home Depot Inc Stock (HD) — Dividend — Buy

Home Depot Inc Stock (HD) — Sold (part)

Intel Corp Stock (INTC) — Dividend — Buy

Intel Corp Stock (INTC) — Sold (part)

Johnson & Johnson Com Stock (JNJ) — Dividend — Buy

Johnson & Johnson Com Stock (JNJ) — Buy (add'l)

Johnson & Johnson Com Stock (JNJ) — Sold (part)

Johnson & Johnson Com Stock (JNJ) — Buy (add'l)

JPMorgan Chase & Co Stock (JPM) — Dividend — Buy

JPMorgan Chase & Co Stock (JPM) — Sold (part)

Linde PLC EUR Stock (LIN) — Dividend — Buy

Linde PLC EUR Stock (LIN) — Sold (part)

Lockheed Martin Corp Stock (LMT) — Dividend — Buy

Lockheed Martin Corp Stock (LMT) — Sold (part)

Marsh & McLennan Cos Inc Stock (MMC) — Dividend — Buy

Marsh & McLennan Cos Inc Stock (MMC) — Buy (add'l)

Marsh & McLennan Cos Inc Stock (MMC) — Sold (part)

McDonalds Corp Stock (MCD) — Dividend — Buy

Medtronic PLC Stock (MDT) — Dividend — Buy

Medtronic PLC Stock (MDT) — Buy (add'l)

Microsoft Corp Stock (MSFT) — Dividend — Buy

Microsoft Corp Stock (MSFT) — Sold (part)

Nextra Energy Inc Com Stock (NEE) — Dividend — Buy

Nextra Energy Inc Com Stock (NEE) — Sold (part)

Novartis AG Spon ADR Stock (NVS) — Dividend — Buy

Novartis AG Spon ADR Stock (NVS) — Buy (add'l)

Novartis AG Spon ADR Stock (NVS) — Sold (part)

Novartis AG Spon ADR Stock (NVS) — Buy (add'l)

Otis Worldwide Corp Stock (OTIS) — None — Spinoff (from line 191)

Otis Worldwide Corp Stock (OTIS) — Sold

Phillips 66 Stock (PSX) — Dividend — Buy

Phillips 66 Stock (PSX) — Buy (add'l)

Procter & Gamble Co Stock (PG) — Dividend — Buy

Procter & Gamble Co Stock (PG) — Sold (part)

Raytheon Technologies Corp Stock (RTX) — Dividend — Buy

Raytheon Technologies Corp Stock (RTX) — Buy (add'l)

Raytheon Technologies Corp Stock (RTX) — Sold (part)

Raytheon Technologies Corp Stock (RTX) — Buy (add'l)

Republic Services Inc Stock (RSG) — Dividend — Buy

Republic Services Inc Stock (RSG) — Sold (part)

Rockwell Automation Inc New Stock (ROK) — Dividend — Buy

Rockwell Automation Inc New Stock (ROK) — Sold (part)

Suncor Energy Inc New Foreign Stock CAD (SU) — Dividend — Buy

Suncor Energy Inc New Foreign Stock CAD (SU) — Sold (part)

Texas Instuments Stock (TXN) — Dividend — Buy

Texas Instuments Stock (TXN) — Sold (part)

Texas Instuments Stock (TXN) — Buy (add'l)

Truist Finl Corp Stock (TFC) — Dividend — Buy

Truist Finl Corp Stock (TFC) — Sold (part)

Union Pacific Corp Stock (UNP) — Dividend — Buy

Union Pacific Corp Stock (UNP) — Buy (add'l)

Union Pacific Corp Stock (UNP) — Sold (part)

United Parcel Services Inc CL B Stock (UPS) — Dividend — Buy

United Parcel Services Inc CL B Stock (UPS) — Buy (add'l)

United Technologies Corp Stock (UTX) — Dividend — Buy

United Technologies Corp Stock (UTX) — Sold

VF Corp Stock (VFC) — Dividend — Buy

VF Corp Stock (VFC) — Buy (add'l)

Brokerage #3 (H) (X)

UBS Bank USA Deposit — Interest

Accenture PLC Ireland CL A Stock (ACN) — Dividend — Buy

Accenture PLC Ireland CL A Stock (ACN) — Buy (add'l)

Accenture PLC Ireland CL A Stock (ACN) — Sold (part)

ADOBE Inc. Stock (ADBE) — None — Buy

ADOBE Inc. Stock (ADBE) — Sold (part)

ALPHABET Inc CL A Stock (GOOGL) — None — Buy

Amazon.com Inc Stock (AMZN) — None — Buy

American Tower Corp REIT Stock (AMT) — Dividend — Buy

American Tower Corp REIT Stock (AMT) — Buy (add'l)

Ameriprise Financial Inc Stock (AMP) — Dividend — Buy

Apple Inc Stock (AAPL) — Dividend — Buy

Apple Inc Stock (AAPL) — Buy (add'l)

Boeing Company Stock (BA) — None — Buy

Boeing Company Stock (BA) — Sold

Comcast Corp New CL A Stock (CMCSA) — Dividend — Buy

Comcast Corp New CL A Stock (CMCSA) — Buy (add'l)

Comcast Corp New CL A Stock (CMCSA) — Sold (part)

Costco Wholesale Corp Stock (COST) — Dividend — Buy

Costco Wholesale Corp Stock (COST) — Sold (part)

Danaher Corp Stock (DHR) — Dividend — Buy

Danaher Corp Stock (DHR) — Buy (add'l)

Danaher Corp Stock (DHR) — Sold (part)

Dollar Gen Corp New Stock (DG) — Dividend — Buy

Dollar Gen Corp New Stock (DG) — Buy (add'l)

Facebook Inc CL A Stock (FB) — None — Buy

Facebook Inc CL A Stock (FB) — Buy (add'l)

Facebook Inc CL A Stock (FB) — Sold (part)

Fidelity Natl Information Svcs Stock (FIS) — Dividend — Buy

Fidelity Natl Information Svcs Stock (FIS) — Sold (part)

Fidelity Natl Information Svcs Stock (FIS) — Buy (add'l)

Home Depot Inc Stock (HD) — Dividend — Buy

Home Depot Inc Stock (HD) — Sold (part)

Honeywell Intl Inc Stock (HON) — Dividend — Buy

Honeywell Intl Inc Stock (HON) — Sold (part)

Honeywell Intl Inc Stock (HON) — Buy (add'l)

Honeywell Intl Inc Stock (HON) — Sold (part)

Intercontinenetalexchange Group Stock (ICE) — Dividend — Buy

Intercontinenetalexchange Group Stock (ICE) — Sold (part)

Lauder Estee Cos CL A Stock (EL) — Dividend — Buy

Lauder Estee Cos CL A Stock (EL) — Sold (part)

Lowes Companies Inc Stock (LOW) — Dividend — Buy

Lowes Companies Inc Stock (LOW) — Sold (part)

Medtronic Plc Stock (MDT) — Dividend — Buy

Medtronic Plc Stock (MDT) — Buy (add'l)

Microsoft Corp Stock (MSFT) — Dividend — Buy

Microsoft Corp Stock (MSFT) — Buy (add'l)

Microsoft Corp Stock (MSFT) — Sold (part)

Mondelez Intl Inc Stock (MDLZ) — Dividend — Buy

Mondelez Intl Inc Stock (MDLZ) — Buy (add'l)

Mondelez Intl Inc Stock (MDLZ) — Sold (part)

O Reilly Automotive Inc Stock (ORLY) — None — Buy

O Reilly Automotive Inc Stock (ORLY) — Buy (add'l)

Parker Hannifin Corp Stock (PH) — Dividend — Buy

Parker Hannifin Corp Stock (PH) — Sold (part)

Parker Hannifin Corp Stock (PH) — Buy (add'l)

Rockwell Automation Inc New Stock (ROK) — Dividend — Buy

Rockwell Automation Inc New Stock (ROK) — Sold (part)

Salesforce.com Inc Stock (CRM) — None — Buy

Salesforce.com Inc Stock (CRM) — Buy (add'l)

Sherwin Williams Co Stock (SHW) — Dividend — Buy

Thermo Fisher Scientific Inc Stock (TMO) — Dividend — Buy

Thermo Fisher Scientific Inc Stock (TMO) — Buy (add'l)

Thermo Fisher Scientific Inc Stock (TMO) — Sold (part)

TJX Cos Inc New Stock (TJX) — Dividend — Buy

TJX Cos Inc New Stock (TJX) — Buy (add'l)

Unitedhealth Group Inc Stock (UNH) — Dividend — Buy

Unitedhealth Group Inc Stock (UNH) — Buy (add'l)

VISA Inc CL A Stock (V) — Dividend — Buy

VISA Inc CL A Stock (V) — Sold (part)

VISA Inc CL A Stock (V) — Buy (add'l)

Walt Disney Com Stock (DIS) — None — Buy

Walt Disney Com Stock (DIS) — Sold (part)

Walt Disney Com Stock (DIS) — Sold

UBS Lincoln National Life Insurance Co Moneyguard II 2017 (Whole) (X) — None

Member - Board of Directors, St. John Medical Center Community Board

Member - Board of Directors, Collaborative to End Human Trafficking

Agreement — 1978 — PERS - mandatory public retirement plan covering state and local public employees (SEE Chap 145 of the Ohio Revised Code)

Spouse's income — 2020 — St. Raphael Church (administration) - salary

VII. INVESTMENTS AND TRUSTS

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page

42 of the filing instructions.

Part VII, line 297: Inadvertently omitted in prior year.