Richard Joseph Sullivan

JPMorganChase Bank Accounts — Interest

New York Community Bancorp Common Stock — Dividend

JP Morgan 529 College Savings Acct #1 (H)

JP Morgan Moderate Age Based Portfolio C (Age 18+) — Interest — Sold (part)

JP Morgan 529 College Savings Acct #2 (H)

JP Morgan Moderate Age Based Portfolio C (Age 18+) — Interest — Sold (part)

JP Morgan 529 College Savings Acct #3 (H)

JP Morgan Moderate Age Based Portfolio C (Age 13) — Interest

Merrill Lynch Cash Management Account — Interest

American Express Cash Account — Interest

Merrill Lynch IRA - Loomis Sayles Bond Fund — Dividend — Buy (add'l)

Merrill Lynch IRA - BlackRock Global Allocation Fund (A) — Dividend

Merrill Lynch IRA - Western Asset Management Core Bond Fund — Int./Div. — Buy (add'l)

Merrill Lynch IRA - Oakmark International Fund — Dividend — Sold (part)

Merrill Lynch IRA (Cash) — Interest

Merrill Lynch IRA -- Cohen & Steers Real Estate Securities Fund — Dividend — Sold (part)

Merrill Lynch IRA -- I Shares Russell 1000 Growth Fund — Dividend — Sold (part)

Merrill Lynch IRA -- I Shares Select Dividend Fund — Dividend — Sold (part)

Merrill Lynch IRA -- I Shares High Dividend Fund — Dividend — Buy (add'l)

Merrill Lynch IRA -- JP Morgan Undiscovered Mgrs BehavioralFund — Dividend — Sold (part)

Merrill Lyncy IRA -- Alger Small Cap Focus Fund — Dividend — Buy

Merrill Lynch IRA -- Clearbridge Aggressive Growth Fund I (SAGYX) — Dividend — Sold (part)

Merrill Lynch IRA -- AQR Managed Futures Strategy Fund CLI (AQMIX) — Dividend — Buy (add'l)

Merrill Lynch IRA -- American Euro Pacfic Fund — Dividend — Sold (part)

Adjunct Professor of Law, Columbia Law School

Agreement — 2005 — Federal Employees Pension Plan; pension upon age 65

Income — 2020 — Columbia Law School — $28,440.00

Spouse's income — 2020 — Weight Watchers North America, Inc. -- Wife's Salary