Cheryl Ann Krause

USAA Accounts — Interest

Wells Fargo Money Market Accounts — Interest

Rental Property #1, Philadelphia PA (2002, $85,000) — Rent

Rental Property #2, Absecon, NJ (2003, $184,500) — Rent

Rental Property #3, Ventor, NJ (2007, $240,000) — Rent

Bank of America Account — Interest

Fidelity Money Market Account — Interest

Airspace Systems, Inc. a/k/a Defense Labs, Inc. — None

AMARIN CORP — None — Buy (add'l)

AMARIN CORP — Buy (add'l)

AMARIN CORP — Buy (add'l)

AMARIN CORP — Sold (part)

APPLE — Dividend — Buy

APPLE — Sold (part)

ARENA PHARMACEUTICALS — None — Buy (add'l)

ARENA PHARMACEUTICALS — Buy (add'l)

ARENA PHARMACEUTICALS — Buy (add'l)

ARENA PHARMACEUTICALS — Buy (add'l)

ARENA PHARMACEUTICALS — Buy (add'l)

ARENA PHARMACEUTICALS — Sold (part)

ARENA PHARMACEUTICALS — Sold (part)

ARENA PHARMACEUTICALS — Sold (part)

ARENA PHARMACEUTICALS — Sold (part)

ARENA PHARMACEUTICALS — Sold (part)

AT&T — None — Buy

BAUSCH HEALTH — None — Buy (add'l)

BAUSCH HEALTH — Buy (add'l)

BAUSCH HEALTH — Buy (add'l)

BAUSCH HEALTH — Buy (add'l)

BAUSCH HEALTH — Sold (part)

BP — Dividend — Buy

CVS — Dividend — Buy

CVS — Sold

DELTA AIRLINES — None — Buy

DELTA AIRLINES — Sold

DUPONT DE NEMOURS — Dividend — Buy

DUPONT DE NEMOURS — Buy (add'l)

DUPONT DE NEMOURS — Buy (add'l)

DUPONT DE NEMOURS — Buy (add'l)

DUPONT DE NEMOURS — Sold (part)

DUPONT DE NEMOURS — Sold (part)

DUPONT DE NEMOURS — Sold

ENERGOUS CORP — None — Sold (part)

ENERGY TRANSFER — None — Buy (add'l)

ENERGY TRANSFER — Sold (part)

FEDERATED PRIME CASH — Dividend — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Buy (add'l)

FEDERATED PRIME CASH — Sold (part)

FEDERATED PRIME CASH — Sold (part)

FEDERATED PRIME CASH — Sold (part)

FEDERATED PRIME CASH — Sold (part)

FEDERATED PRIME CASH — Sold (part)

FIREEYE INC — None — Buy (add'l)

FIREEYE INC — Buy (add'l)

FIREEYE INC — Sold (part)

FIREEYE INC — Sold (part)

FIREEYE INC — Sold

FIRT EAGLE GLOBAL — Dividend — Buy (add'l)

GILEAD — None — Buy

GNC HOLDINGS — None — Sold

IBM — None — Buy

IMMUNOMEDICS — None — Buy (add'l) — 0

IMMUNOMEDICS — Buy (add'l)

IMMUNOMEDICS — Buy (add'l)

IMMUNOMEDICS — Buy (add'l)

IMMUNOMEDICS — Sold (part)

IMMUNOMEDICS — Sold

INVESCO RZV ETF — Dividend — Buy

INVESCO RZV ETF — Buy (add'l)

INVESCO RZV ETF — Sold (part)

INVESCO RZV ETF — Sold (part)

INVESCO RZV ETF — Sold (part)

INVESCO RZV ETF — Sold

JOHN HANCOCK FINCL OPPORTUNITY FUND — Dividend — Sold (part)

KRANESHARES CSI — None — Sold (part)

KRANESHARES CSI — Sold

LORD ABBETT FLOATING RATE — Dividend — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Buy (add'l)

LORD ABBETT FLOATING RATE — Sold (part)

LORD ABBETT FLOATING RATE — Sold (part)

LORD ABBETT FLOATING RATE — Sold (part)

LORD ABBETT FLOATING RATE — Sold (part)

LORD ABBETT FLOATING RATE — Sold (part)

LORD ABBETT FLOATING RATE — Sold (part)

LORD ABBETT FLOATING RATE — Sold (part)

NEWELL BRANDS — Dividend — Buy

NEWELL BRANDS — Sold

NJ BETTER EDL FRANKLIN TEMPLETON — Dividend

PFIZER — Dividend — Buy

PFIZER — Buy (add'l)

PFIZER — Sold (part)

PFIZER — Sold

SPDR - ENERGY SELECT SECTOR — Dividend — Buy

SPDR - ENERGY SELECT SECTOR — Buy (add'l)

SPDR - ENERGY SELECT SECTOR — Buy (add'l)

SPDR - ENERGY SELECT SECTOR — Buy (add'l)

SPDR - ENERGY SELECT SECTOR — Sold (part)

SPDR - ENERGY SELECT SECTOR — Sold

SPDR - TECHNOLOGY SECTOR — Dividend — Buy

SPDR - TECHNOLOGY SECTOR — Buy (add'l)

SPDR - TECHNOLOGY SECTOR — Sold

SPDR - INDUSTRIAL SECTOR — Dividend — Buy

SPDR - INDUSTRIAL SECTOR — Buy (add'l)

SPDR - INDUSTRIAL SECTOR — Sold

SPDR - SEMICONDUCTOR SECTOR — Dividend — Buy

SPDR - SEMICONDUCTOR SECTOR — Sold

SPDR - S&P BIOTECH ETF — Dividend — Buy

SPDR - S&P BIOTECH ETF — Sold

TEVA — None — Buy

TEVA — Buy (add'l)

TEVA — Buy (add'l)

UNITED AIRLINES — None — Buy

UNITED AIRLINES — Sold

UNITED AIRLINES — Buy

US STEEL — Dividend — Buy (add'l)

US STEEL — Sold

VODAFONE — Dividend — Buy

VODAFONE — Buy (add'l)

VANGUARD S&P 500 VALUE — Dividend — Sold (part)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Buy (add'l)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Buy (add'l)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Buy (add'l)

VANGUARD S&P 500 VALUE — Buy (add'l)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Buy (add'l)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Buy (add'l)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD S&P 500 VALUE — Sold (part)

VANGUARD RUSSELL 1000 — Dividend — Sold (part)

VANGUARD RUSSELL 1000 — Sold

VIACOMCBS INC — Dividend — Buy

VIACOMCBS INC — Sold (part)

VIACOMCBS INC — Sold

VIATRIS INC — None — Buy

VIATRIS INC — Sold (part)

VIATRIS INC — Sold

Cross Road Systems, Inc. — None — Expired

inc Networks LLC — None

MIT 4G LLC — None

Invesco QQQ TR — Dividend — Buy (add'l)

Invesco QQQ TR — Buy (add'l)

Invesco QQQ TR — Buy (add'l)

Invesco QQQ TR — Sold (part)

Invesco QQQ TR — Sold (part)

Invesco QQQ TR — Sold (part)

SPDR S&P 500 ETF Trust — Dividend — Buy (add'l)

SPDR S&P 500 ETF Trust — Sold (part)

SPDR S&P 500 ETF Trust — Buy (add'l)

SPDR S&P 500 ETF Trust — Sold (part)

SPDR S&P 500 ETF Trust — Buy (add'l)

SPDR S&P 500 ETF Trust — Buy (add'l)

SPDR S&P 500 ETF Trust — Sold (part)

SPDR S&P 500 ETF Trust — Buy (add'l)

SPDR S&P 500 ETF Trust — Sold (part)

SPDR S&P 500 ETF Trust — Buy (add'l)

SPDR S&P 500 ETF Trust — Sold (part)

Moderna Inc. — None — Buy

Moderna Inc. — Sold

Adjunct Professor of Law, University of Pennsylvania Law School

Liability — Wells Fargo — Mortgage on Rental Property #1, Philadelphia, PA (Part VII, line 4)

Liability — New Residential f/k/a Ditech — Mortgage on Rental Property #2, Absecon, NJ (Part VII, line 5)

Liability — Wells Fargo — Mortgage on Rental Property #3, Ventnor City, NJ (Part VII, line 6)

Reimbursement — Federal Bar Association — 1/9/20 - 1/10/20 — Irving, TX — N.D. Tex. Bench-Bar Conference — Transportation, meals, hotel

Reimbursement — Univ. of Pennsylvania Law School — 1/27/20 — Philadelphia, PA — Wellness Panel — Parking

Reimbursement — NYU Law School — 3/3/20 — New York, NY — Moot Court — Transportation, meal

Reimbursement — Vanderbilt Univ. Law School — 2/8/20 — Nashville, TN — Moot Court — Transportation, hotel

Spouse's income — 2020 — Self-employed consultant - Global Military Expert Consulting and Instruction LLC ("GMECI LLC"), d/b/a Spotlight Labs

Part II-1: The partnership agreement with my former law firm, Dechert LLP, has been deleted as all financial ties between the firm and me are now terminated.

Part VI-2: Ditech was acquired by New Residential Investment Corp. (a/k/a NRZ or New Residential) at the end of 2019, resulting in this change in the name of

the mortgage holder.

Part VII-Line 161: This stock is listed as "expired" because it lost all value when the company was delisted in 2020.

Part VII-Line 170: This entry for "SPDR S&P 500 ETF Trust" corresponds to the entry for "Spydr S&P 500 ETF Trust" in my 2019 FRD. Both refer to Standard

and Poor's Depository Receipt, and the entry has been changed to SPDR in this year's report only for consistency with lines 111-125.