Joan B. Gottschall

Vanguard Wellington Fund Investor VWELX -*See Part VIII, No. 1

Vanguard Wellington Fund Investor VWELX (Wintrust IRA) — Dividend

Vanguard Wellington Fund Investor VWELX - *See Part VIII, No. 2

Vanguard Wellington Fund VWELX - *See Part VIII, No. 2

Vanguard Wellington Fund VWENX — Dividend — Sold (part)

Vanguard Wellington Fund VWENX — Dividend — Sold (part)

Vanguard Wellesley Fund VWIAX — Dividend

Vanguard Wellesley Income Fund VWINX — Int./Div. — Sold (part)

Vanguard Wellesley Fund VWIAX — Dividend — Sold (part)

Vanguard Index Trust VFIAX (*Class Change/Was VINIX in 2019) — Dividend — Sold (part)

Vanguard Index Trust VFIAX (*Class Change/Was VINIX in 2019) — Dividend — Sold (part)

Vanguard Prime Portfolio VMMXX — Interest — Sold (part)

Vanguard 500 Index Fund Admiral — Dividend

Fed Empl Credit Union Accts — Interest

IBM c/stock — Dividend

Intel c/stock — Dividend

Waste Management c/stock — Dividend

CVS Caremark c/stock — Dividend

Vanguard Capital Opp Fund VHCOX — Dividend — Sold (part)

Dodge & Cox Fds Intl Stk Fd DODFX — Dividend

American Fund Capital Income Bldr CAIFX — Int./Div.

American Income Fund AMEFX — Dividend

American Balanced Fund AMBFX — Int./Div.

American Mut Fund AMRFX — Dividend

Capital World Growth Inc. Fund WGIFX — Int./Div.

Wintrust Fin. Corp. Accts (*See Part VIII, No. 3) — Interest

Nextera Energy C:65339K-10-0 — Interest

Lancaster Cnty PA C:514040-ZN-7 — Interest — Redeemed

Philadelphia PA Wtr & Waste C:717893- M5-7 — Interest — Redeemed

Washington St Var Purp C:93974C-SJ-0 — Interest — Redeemed

Ohio St High Edl Fac C:67756D-KB-1 — Interest — Redeemed

Allegheny Cnty PA C:01728V-TJ-9 — Interest

Clarendon Sc Hsp Dist C:18041C-BF-2 — Interest

LA St Univ Agric&Mech C:546540-HZ-1 — Interest — Redeemed

Phoenix AZ Civic Impt C:71883M-HE-7 — Interest — Redeemed

Indiana St Fin Auth Rev C:455057-7G-8 — Interest

Pennsylvania St TPK C:709224-TS-8 — Interest — Redeemed

Washington St Var Purp C:93974C-WL-0 — Interest

Brewton AL PreRefunded C:107781-KY-1 — Interest — Redeemed

Bucks Cnty PA W&S Auth C:118683-BP5 — Interest — Redeemed

Phoenix AZ Civic Impt C:71883M-HE-7 — Interest — Redeemed

Palm Bch Cnty FL Auth C:69650Q-AM-2 — Interest — Redeemed

Orlando & Orange Cnty Expway C:686543- SN-0 — Interest — Redeemed

West Ottawa MI Pub S/D C:955023-SL-1 — Interest

JEA FL Wtr & Swr Sys Rev C:46613P-5K-8 — Interest — Redeemed

Howard Cnty MD C:44256P-FG-3 — Interest

Pennsylvania St TPK C:709224-F3-8 — Interest

JEA FL Elec Sys Rev Sub C:46613S-BU-3 — Interest — Redeemed

Pennsylvania St TPK C:709224-XX-2 — Interest — Redeemed

Pennsylvania St TPK C:709223-D5-7 — Interest — Redeemed

North TX Twy Auth Rev C:66285W-JD-9 — Interest

Orlando & Orange Cnty Expway C:686543- SN-0 — Interest — Redeemed

Allegheny Cnty PA Ser C:01728V-LG-3 — Interest

Butler Cnty OH Hsp Facs C:123550-GZ-2 — Interest — Redeemed

Indiana St Hsg & Cmnty DV C:45506C- AC-1 — Interest

Pennsylvania St TPK C:709223-A7-6 — Interest — Redeemed

Virginia St Res Auth C:92818L-VH-2 — Interest — Redeemed

Washington St Var Purp Srv C:93974C- WU-0 — Interest

Pennsylvania St Fin Auth C:70915C-LZ-1 — Interest

Pennsylvania St Fin Auth C:70915C-LY-4 — Interest

Hopkins Cnty KY Sch Dist C:439767-TC-8 — Interest

Pennsylvania St Tpk C:709223-G3-9 — Interest — Redeemed

Sheboygan WI Area Sch Dist C:821023- ML-9 — Interest

Scranton PA Swr Auth C:810844-CE-8 — Interest

Thomasville GA Hsp C:884633-AT-5 — Interest — Redeemed

Lake Travis TX Indept Sch C:511074-ST-4 — Interest

Kentucky St TPK Auth Econ C:491552- XD-2 — Interest

North TX Twy Auth Rev C:66285W-FW-1 — Interest

JEA FL Elec Sys Rev C:46613S-EX-4 — Interest — Buy (add'l)

New York NY City C:64972H-M9-0 — Interest

Lackawanna Cnty PA C:505480-Q3-0 — Interest — Redeemed

Philadelphia PA RFDG C:717813-MZ-9 — Interest — Redeemed

Alaska St HSG Fin Corp C:011839-PQ-4 — Interest

Miami Bch FL Stormwater C:59324P-CH-0 — Interest

Spokane Cnty WA Sch Dist C:848712-PF-6 — Interest

Viridian Mun Mgmt Dist C:92823P-AB-2 — Interest

West Travis Cnty TX Pub Util C:95632C- BE-8 — Interest

Kentucky St TPK Auth Econ C:491552- YV-1 — Interest

Orlando FL Cap Impt Spl C:68641H-HV-9 — Interest — Redeemed

Woodbridge Twp NJ Rfdg Swr C:978862- N6-3 — Interest

Cumberland Cnty NC Ltd. C:230593-AU-9 — Interest

Mississippi St Univ Edl Bldg C:605699- LA-3 — Interest

New York NY City Transnl C:64971W-3C-2 — Interest

Howard Cnty MD Rfdg Bds C:44256P- NW-9 — Interest

Manatee Cnty FL Sch Brd C:56185N-FF-0 — Interest

Mississippi St Univ Edl Bldg C:605699- KY-2 — Interest

Austin TX Wtr & Wastewater Sys C:052476-6F-0 — Interest

Blackhawk PA Sch Dist C:092903-GK-3 — Interest

Hempfield PA Area Sch Dist C:423725- NG-1 — Interest

Pennsylvania St TPK C:709224-TP-4 — Interest — Redeemed

North TX Twy Auth Rev C:66285W-FX-9 — Interest

Osceola WI Sch Dist Go Sch Fac C:688124- JU-1 — Interest

Park Creek Met Dist CO C:700387-CL-5 — Interest — Redeemed

Pennsylvania St TPK Commn C:709224- TP-4 — Interest — Buy

Porterville CA Pub C: 73637R-AJ-7 — Interest — Buy

Metropolitan Transn Auth NY C:59261A- TW-7 — Interest — Buy

Miami Dade Cnty FL C:59333P-4A-3 — Interest — Buy

North TX Twy Auth Rev C:66285W-GT-7 — Interest — Buy

Seattle WA Mun Lt & Pwr C:812643-QM-9 — Interest — Buy

Dallas Fort Worth TX Intl Arpt C:235036- QT-0 — Interest — Buy

Fraser MI Pub Sch Dist C:355514-LA-6 — Interest — Buy

Houston TX Pup Impt Rfdg C:442331-X9-0 — Interest — Buy

King Cnty WA Swr Rev C:495289-7Y-0 — Interest — Buy

King Cnty WA Swr Rev C:495289-7M-6 — Interest — Buy

Pennsylvania St TPK Commn C:709224- Z3-6 — Interest — Buy

Johnson Cnty KS Uni Sch C:478740-UC-5 — Interest — Buy

Lake Travis TX Indpt Sch C:511074-SR-8 — Interest — Buy

Pennsylvania St Tpk Commn C:709224- TS-8 — Interest — Buy

Seattle WA Mun Lt & Pwr C:812643-QL-1 — Interest — Buy

Massachusetts St Sch Bldg C:576000-MC-4 — Interest — Buy

Stafford TX Mun Sch Dist C:852519-HB-6 — Interest — Buy

Wausau WI Sch Dist Rfdg C:943363-PE-5 — Interest — Buy

American Mun Pwr OH Inc C:02765U-NS-9 — Interest — Buy

Annapolis MD Prerefunded 2017 C:035771- R9-7 — Interest — Buy

Annapolis MD Prerefunded 2017 C:035771- H3-1 — Interest — Buy

New York City NY Mun Wtr C:64972G- TR-5 — Interest — Buy

Miami Bch FL Stormwater C:59324P-BR-9 — Interest — Buy

Missouri JT Mun Elec C:606094-BH-2 — Interest — Buy

Norfolk VA Wtr Rev C:656009-HK-6 — Interest — Buy

Pennsylvania St TPK Commn C:709223- D5-7 — Interest — Buy

San Diego CA Cmnty Cllg C:797272-KL-4 — Interest — Buy

Westchester Cnty NY C:95736U-Z6-4 — Interest — Buy

Alabama St Mun Elec Auth C:010595-EL-6 — Interest — Buy

Wilson PA Sch Dist C:972369-QY-1 — Interest — Buy

Ohio St Bldg Auth Rfdg C:67755C-J3-4 — Interest — Buy

Conroe TX Indpt Schl Dist C:208418-F7-3 — Interest — Buy

Metropolitan Trans Auth C:59261A-TV-9 — Interest — Buy

New York St Dorm Auth St C:64990E- M2-0 — Interest — Buy

Arizona Wtr Infra Fin C:040688-NS-8 — Interest — Buy

Dillon MT Wtr & Swr Sys C:254198-BA-1 — Interest — Buy

Dillon MT Wtr & Swr Sys C:254198-AZ-7 — Interest — Buy

New Haven CT Ser B G/O C:645020-F6-0 — Interest — Buy

Lorain Cnty OH Cmnty C:543573-BQ-1 — Interest — Buy

Beaumont CA Uni Sch Dist C:074437-DG-6 — Interest — Buy

New York St Twy Auth Gen C: 650009- S7-9 — Interest — Buy

Colorado Springs CO Utils Rev C:196632- D2-6 — Interest — Buy

Frederick Cnty MD C:355694-5T-3 — Interest — Buy

Indiana St Fin Auth Rev C:455057-M6-3 — Interest — Buy

Ayersville OH Loc Sch Dist C:054717- CQ-4 — Interest — Buy

Los Angeles CA Ser A G/O C:544351- HM-4 — Interest — Buy

Louisiana St Gas & Fuels C:546475-SV-7 — Interest — Buy

Deer Lakes Sch Dist PA C:243859-KH-7 — Interest — Buy

Jackson MI Rfdg Downtown C:468268- KP-1 — Interest — Buy

New Jersey St Tpk Auth C:646140-CU-5 — Interest — Buy

New Jersey St Tpk Auth C:646139-3D-5 — Interest — Buy

Pennsylvania St Tpk Commn C:709224- F9-5 — Interest — Buy

Waterbury CT Ser A G/O C:941247-US-5 — Interest — Buy

Oregon St Rfdg-Oregon Univ C:68608U- DZ-6 — Interest — Buy

Rvrsde Cnty CA Redev Agy C:769123- LQ-1 — Interest — Buy

Skagit Cnty WA Pub Hsp C:830235GC5 — Interest — Buy

Anchor Bay MI Sch Dist C:032879-RW-0 — Interest — Buy

New York St Twy Auth Gen C:650009- YC-1 — Interest — Buy

Metropolitan Transn Auth NY C:59261A- TP-2 — Interest — Buy

Minnesota St Prerefunded C:604129-6L-5 — Interest — Buy

Marshall Univ WV Univ C:572716-JU-3 — Interest — Buy

Salt Lake Cnty UT Sales Tax C:795685- GH-3 — Interest — Buy

California EFA Rev PreRef Bds C:130179- LZ-5 — Interest — Buy

Fulton Cnty GA Dev C:359900-N3-7 — Interest — Buy

San Fancisco CA City & Cnty C: 79765R- UH-0 — Interest — Buy

Local OR Cap Assets Prog C:53957K-DX-2 — Interest — Buy

New Jersey St Tpk Auth Rv C:646139-3H-6 — Interest — Buy

Oxford AL Sch Wts Ser C:691395-YU-5 — Interest — Buy

Pell City AL Rfdg Wts & Cap C:705880- LP-5 — Interest — Buy

Virginia Cllg Bldg Auth VA C:927781-D8-4 — Interest — Buy

Northmont OH City Sch Dist C:666586- JA-1 — Interest — Buy

Western Sch Dist MI Sch Bldg C:959452- KG-7 — Interest — Buy

Defiance OH City Sch C:244721-EQ-5 — Interest — Buy

Indiana St Univ Revs C:455114-GK-8 — Interest — Buy

Kent St. Univ OH Univ C:490728-XZ-0 — Interest — Buy

Pennsylvania St High EFA C:70917S-BW-2 — Interest — Buy

Fowlerville MI Cmnty C:351280-MC-3 — Interest — Buy

Long Is Pwr Auth NY Elec C:542691-DR-8 — None — Buy

West Ottawa MI Pub S/D C:955023-TA-4 — Interest — Buy

Johnson Cnty KS Uni Sch Dist C:478740- UC-5 — Interest — Redeemed

Miami Dade Cnty FL Aviation C:59333P-4A — Interest — Redeemed

Ohio St Bldg Auth Rfdg C:67755C-J3-4 — Interest — Redeemed

Dallas Forth Worth TX C:235036-QT-0 — Interest — Redeemed

Norfolk VA Wtr Rev C:656009-HK-6 — Interest — Redeemed

Colorado Springs CO C:196632-D2-6 — Interest — Redeemed

Pennsylvania St Tpk C:709224-Z3-6 — Interest — Redeemed

New York City NY Mun Wtr C:64972G- TR-5 — Interest — Redeemed

Member, Visiting Committee to the Divinity School, University of Chicago

1 -- VII, Line 1 --

Per Wintrust brokerage firm, this Fund was placed into the wrong Class Fund on the 2019 Financial Disclosure Report. Vanguard Wellington Fund Investor Class

"VWELX" should have been listed as a part of Line 5 -- Vanguard Wellington Fund Admiral Class "VWENX."

2 -- VII, Lines 3 & 4 --

Per Wintrust brokerage firm, these Funds were placed as a separate line item on the 2019 Financial Disclosure Report. Lines 3 & 4, Vanguard Wellington Fund

Investor "VWELX" should have been and now are reported as a part of Line 2 --Vanguard Wellington Fund Investor "VWELX."

3 -- VII, Line 26 --

This is a "sweep" account in both brokerage and IRA accounts in which money is held pending investment; money is constantly being put into and taken out of the

account.