Barbara Smith Evans

Individual Assets (H)

Pioneer Bank (cash) — None

NY Life Insurance (whole) — None

Holsum, Inc — Distribution

SWS Family, LLC — Distribution

JKS Resources, LLC — None

Trust #7 (income beneficiary) (X) — Distribution

Account #1 (H)

Charles Schwab Bank Sweep (cash) (X) — Interest

Invesco QQQ Trust (QQQ) — Dividend

iShares MSCI EAFE ETF (EFA) — Dividend

SPDR S&P 500 ETF (SPY) — Dividend

Zeo Strategic Income Fd I (ZEOIX) — Dividend — Sold

Thornburg Better World I (TBWIX) — Dividend

Account #2 (H)

SPDR S&P 500 ETF (SPY) — Dividend

Vanguard Total Stock Mkt Indx Adm (VTSAX) — Dividend

Account #3 (H)

American Funds 2040 Target Date Fund R4 (RDGTX) — Dividend

Account #4 (H)

Ark Next Generation Internet ETF (ARKW) (was Ark Web X.0 ETF) — Dividend — Buy (add'l)

Ark Next Generation Internet ETF (ARKW) (was Ark Web X.0 ETF) — Sold (part)

iShares Gold ETF (IAU) — None

iShares S&P 100 ETF (OEF) — Dividend

PIMCO Short Term Instl (PTSHX) — Dividend

Thornburg Strategic Inc Fd I (TSIIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — Dividend — Buy (add'l)

Doubleline Colony Real Estate & Incm I (DBRIX) — Dividend

Harding Loevner Intl EQT Y Port Inst (HLMIX) — Dividend — Buy

Lord Abbett Developing Growth I (LADYX) — Dividend — Buy

Matthews Asian Grwth & Inc Fd Inv (MACSX) — Dividend

Oakmark Eq & Inc Fd Inv (OAKBX) — None — Sold

Saturna Sustainable Equity (SEEFX) — Dividend — Buy

Thornburg Better World Intl I (TBWIX) — Dividend — Sold (part)

Tweedy Browne Global Value Fd (TBGVX) — None — Sold

Vanguard Total Intl Stock Index Adm (VTIAX) — Dividend

Vanguard Total Stock Mkt Indx Fd Adm (VTSAX) — Dividend

Account #5 (H)

Ark Next Generation Internet ETF (ARKW) (was Ark Web X.0 ETF) — Dividend — Buy (add'l)

Thornburg Strategic Inc Fd I (TSIIX) — Dividend

Zeo Short Duration Inc Fd I (ZEOIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — Dividend — Sold (part)

American Century Focused Dynamic Gwth I (ACFSX) — Sold (part)

AMG Yacktman Fd I (YACKX) — None — Sold

Buffalo Discovery Fund (BUITX) — Dividend

Doubleline Colony Real Estate & Incm I (DBRIX) — Dividend

Harding Loevner Intl EQT Y Port Inst (HLMIX) — Dividend — Buy

Lord Abbett Developing Growth I (LADYX) — Dividend — Buy

Oakmark Eq & Inc Fd Inv (OAKBX) — None — Sold

Payden Eq Inc Fd Inv (PYVIZ) — Dividend

Saturna Sustainable Equity (SEEFX) — Dividend — Buy

Thornburg Better World Intl I (TBWIX) — Dividend — Buy (add'l)

Tweedy Browne Global Value Fd (TBGVX) — None — Sold

Vang Emrg Mkts Stk Index FD ADM Shrs (VEMAX) — Dividend

Vang Extended Market Index FD ADM Shrs (VEXAX) — Dividend

Vanguard Total Intl Stock Index Adm (VTIAX) — Dividend

Vang 500 Indx FD Admiral Shrs (VFIAX) — Dividend

Account #6 (H)

Schwab One Cash Acct (cash) — None

Berkshire Hathaway (BRKB) — None

Ark Next Generation Internet ETF (ARKW) (was Ark Web X.0 ETF) — Dividend — Buy (add'l)

Vanguard Total Stock Mkt ETF (VTI) — Dividend — Buy (add'l)

Vanguard Total World Stock ETF (VT) — Dividend

Thornburg Strategic Inc Fd I (TSIIX) — Dividend — Buy (add'l)

Zeo Strategic Income Fd I (ZEOIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — Dividend

Harding Loevner Intl EQT Y Port Inst (HLMIX) — Dividend — Buy

Lord Abbett Developing Growth I (LADYX) — Dividend — Buy

Oakmark Eq & Inc Fd Inv (OAKBX) — None — Sold

Payden Eq Inc Fd Inv (PYVIZ) — Dividend — Sold

Saturna Sustainable Equity (SEEFX) — Dividend — Buy

Thornburg Better World Intl I (TBWIX) — Dividend

Tweedy Browne Global Value Fd (TBGVX) — None — Sold

Vanguard Emrg Mkts Stk Index Fd Adm Shrs (VEMAX) — Dividend — Sold

Vanguard 500 Index FD Admiral Shrs (VFIAX) — Dividend

Account #7 (H)

Ark Next Generation Internet ETF (ARKW) (was Ark Web X.0 ETF) — None — Buy (add'l)

Ark Next Generation Internet ETF (ARKW) (was Ark Web X.0 ETF) — Sold (part)

Zeo Strategic Income Fd I (ZEOIX) — Dividend

American Century Focused Dynamic Gwth I (ACFSX) — None — Sold (part)

Buffalo Discovery Fund Inst (BUITX) — None

Doubleline Colony Real Estate & Incm I (DBRIX) — Dividend

Lord Abbett Developing Growth I (LADYX) — None — Buy

Oakmark Eq & Inc Fd Inv (OAKBX) — None — Sold

Payden Eq Inc Fd Inv (PYVIZ) — Dividend

Vanguard Emrg Mkts Stk Index Fd Adm Shrs (VEMAX) — Dividend

Vanguard Extended Mkt Index Fd Adm Shrs (VEXAX) — Dividend

Vanguard Total Intl Stk Index Adm (VTIAX) — Dividend

Vanguard 500 Index FD Admiral Shrs (VFIAX) — Dividend

Account #8 (H)

Schwab One Cash Acct (cash) — Interest

Berkshire Hathaway (BRKB) — None — Sold (part)

PIMCO Short Term Instl (PTSHX) — Dividend — Sold

Thornburg Better World Intl I (TBWIX) — Dividend

Vanguard Extended Market Index FD Adm Shrs (VEXAX) — Dividend — Sold (part)

Vanguard Total Stock Mkt Index Fd Adm (VTSAX) — Dividend

Account #9 (H)

Invesco QQQ Trust (QQQ) — Dividend — Buy

iShares MSCI EAFE ETF (EFA) — Dividend — Buy

SPDR S&P 500 ETF (SPY) — Dividend — Buy

Schwab MarketTrack Growth (SWHGX) — Dividend

Account #10 (H)

Charles Schwab Bank Sweep (cash) — Interest

Lord Abbett Developing Growth I (LADYX) — Dividend — Buy

Schwab Value Advantage (SWVXX) (cash) — Dividend — Sold (part)

Schwab Value Advantage (SWVXX) (cash) — Sold (part)

Schwab Value Advantage (SWVXX) (cash) — Sold

Account #11 (H)

Schwab One Cash Acct (cash) — Interest

Mylan NV 3.75%20F (62854AAL8) — None — Merged (with line 112)

Kraft Heinz Foods 3.5%22 (50077LAJ5) — Interest — Redeemed

Viatris Inc 3.75% 20F (62854AAL8) — Interest — Redeemed

Synovous Finl Corp 3.125%22 (87161CAL9) — None — Buy

General Motors F 3.55%23 (37046ADM4) — Interest — Redeemed

Synovous Finl Corp (87161CAK1) — Interest — Buy

Synovous Finl Corp (87161CAK1) — Redeemed

JP Morgan Chase & 2.5%26 (48128GP79) — Interest

Block Finl LLC 3.875%30 (093662AH7) — None — Buy

Waste Management 2.95%24 (94106LBF5) — Interest — Buy

Waste Management 2.95%24 (94106LBF5) — Redeemed

NM St Severance Tax 4%20 (647310L58) — Interest — Redeemed

Belen NM CNS Sd #2 3%20 Go UTX (077581NZ5) — Interest — Redeemed

Las Cruces NM Sd #2 5%25 (517534RA3) — Interest — Redeemed

Farmington NM Ho 5.25%27 (311428BN5) — Interest — Buy

Farmington NM Ho 5.25%27 (311428BN5) — Redeemed

Hobbs New Mex 5%50 (43385PAG4) — Interest

Abbott Laboratories (ABT) — Dividend

Astrazeneca PLC (AZN) — Dividend

Carlisle Co (CSL) — Dividend

Citrix Systems Inc (CTXS) — Dividend — Buy

Equinor (EQNR) — Dividend — Sold

Fedex Corp (FDX) — Dividend — Sold

Home Depot (HD) — Dividend

Koninklijke Philips (PHG) — None

Lam Research Corp (LRCX) — Dividend — Buy

Logitech Intl S A (LOGI) — Dividend — Buy

Logitech Intl S A (LOGI) — Sold (part)

Mastercard Inc Cl A (MA) — Dividend — Buy

Nextera Energy Inc (NEE) — Dividend

Nike Inc Cl B (NKE) — Dividend — Buy

Paypal Holdings (PYPL) — None — Sold (part)

Paypal Holdings (PYPL) — Sold (part)

Salesforce.com (CRM) — None

SS&C Technologs Hldg (SSNC) — Dividend

Starbucks Corp (SBUX) — None — Buy

Stoneco Ltd Cl A (STNE) — None — Buy

Tenecent Holdings (TCEHY) — Dividend

Texas Capital Bancshares (TCBI) — None — Sold

Total S A (TOT) — Dividend — Sold

UnitedHealth Group (UNH) — Dividend

Volkswagen A G (VWAGY) — None — Sold

Direxion Connected Consumer ETF (CCON) — Dividend — Buy

Ishares Core S&P 500 (IVV) — Dividend

Vanguard Extended Market (VXF) — Dividend

Vanguard Total Stock (VTI) — Dividend

American Beacon Sound Po Int Flrtin Y (SPFYX) — Dividend — Buy

Doubline Total Return Bond I (DBLTX) — Dividend — Buy

Thornburg Strategic Income I (TSIIX) — Dividend — Buy

Zeo Strategic Income Fd I (ZEOIX) — Dividend — Buy (add'l)

AMG Yacktman Fd I (YACKX) — None — Sold

Buffalo Discovery Fund (BUITX) — Dividend

Harding Loevner Intl Equity Port Inst (HLMIX) — Dividend — Buy

Matthews Asia Growth & Inc Fd I (MACSX) — Dividend

Oakmark Equity & Income Fd I (OAKBX) — None — Sold

Parnassus Endeavor Fd I (PFPWX) — Dividend

Payden Equity Income Fd I (PYVIZ) — Dividend

Saturna Sustainable Equity (SEEFX) — Dividend — Buy

Thornburg Better World Intl I (TBWIX) — Dividend

Thornburg Invt Income Bldr Fd Cl I (TIBIX) — Dividend

Tweedy Browne Global Value Fd (TBGVX) — None — Sold

Vanguard Div Growth Fd Inv Shs (VDIGX) — Dividend

Vanguard Total Intl Stock Index Adm (VTIAX) — Dividend

Trustee, Trust #1 (reportable assets are included in Part VII)

Trustee, Trust #2 (reportable assets are included in Part VII)

Trustee, Trust #3 (reportable assets are included in Part VII)

Trustee, Trust #4 (reportable assets are included in Part VII)

Trustee, Trust #5 (reportable assets are included in Part VII)

Trustee, Trust #6 (reportable assets are included in Part VII)

Board Member, Executive Committee member, Holsum, Inc.

Board Member, SWS Family LLC

Board Member, JKS Resources LLC

Vice President, J. Kenneth and Alice Smith Family Foundation

President, Board of Directors, Alianza of New Mexico

Attorney Shareholder, Atwood Malone Turner and Sabin PA

Income — 2020 — Atwood Malone Turner and Sabin PA (salary) — $34,173.53

Income — 2020 — Holsom, Inc. (Director's Fee) — $6,500.00

Spouse's income — 2020 — Atwood Malone Turner and Sabin PA (salary)