Catherine J. Furay

Bank Account Middleton Community Bank, n/k/a Monona Bank — Interest

The Peoples Community Bancshares — Interest

Mitzvah LLC — None

Bank Account Towne Bank — Interest

INVESTMENT ACCOUNT #1 (UBS): (H)

Cash (UBS) — Interest

Amgen Inc. (AMGN) (Y)

Apple Inc. (AAPL) (Y)

Capital One Financial Corp (COF) (Y)

Cisco Systems Inc. (CSCO) (Y)

Citigroup Inc. (C) (Y)

Coca Cola Co. (KO) (Y)

Duke Energy Corp (DUK) (Y)

McDonald's Corp. (MCD) (Y)

Merck & Co Inc. (MRK) (Y)

Microsoft Corp. (MSFT) (Y)

Mondelez International Inc. (MDLZ) (Y)

Nestle (NSRGY) (Y)

Oracle Corp. (ORCL) (Y)

Qualcomm Inc. (QCOM) (Y)

Sanofi Spon ADR (SNY) (Y)

Unilever NV (UN) (Y)

Walt Disney Co. (DIS) (Y)

Western Union (WU) (Y)

SPDR Nuveen Barclays Municipal ETF (TFI) — Dividend — Sold (part)

SPDR Nuveen Barclays Municipal ETF (TFI) — Buy (add'l)

Vaneck Vectors ETF High Yield Municipal (HYD) (Y)

VISA Inc. (V) (Y)

Starbucks Corp. (SBUX) (Y)

Ishares MSCI ACWI (ACWI) (Y)

SPDR Nuveen Barclays Short-Term Muni (SHM) — Dividend — Sold

ABB Ltd. (ABB) (Y)

Ford Motor Co. (F) (Y)

Lockheed Martin Corp. (LMT) (Y)

iShares Short Treasury Bond ETF (SHV) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Sold

iShares 1-3 Year Treasury Bond ETF (SHY) — Dividend — Buy

iShares 1-3 Year Treasury Bond ETF (SHY) — Sold

iShares TIPS Bond ETF (TIP) — Dividend — Buy

Schwab Short Term US Treasury ETF (SCHO) — Dividend — Buy

Schwab Short Term US Treasury ETF (SCHO) — Sold

Vanguard Intermediate Term Tax Exempt Fund (VWIUX) — Dividend — Buy

IRA #1 (UBS): (H)

Cash (UBS) — Interest

Abb Ltd Spon Adr (ABB) — Dividend — Sold (part)

Amgen Inc. (AMGN) — Dividend — Sold

Apple Inc. (AAPL) — Dividend — Sold (part)

Banco Santander Spon ADR (SAN) — None — Buy (add'l)

Banco Santander Spon ADR (SAN) — Sold (part)

Banco Santander Spon ADR (SAN) — Sold

Capital One Financial Corp (COF) — Dividend — Buy (add'l)

Capital One Financial Corp (COF) — Sold (part)

Capital One Financial Corp (COF) — Sold (part)

Capital One Financial Corp (COF) — Sold

Carnival Corp New-Paired Stock (CCL) — None — Sold

Cisco Systems Inc. (CSCO) — Dividend — Buy (add'l)

Cisco Systems Inc. (CSCO) — Buy (add'l)

Cisco Systems Inc. (CSCO) — Sold (part)

Cisco Systems Inc. (CSCO) — Buy (add'l)

Citigroup Inc. (C) — Dividend — Sold (part)

Citigroup Inc. (C) — Buy (add'l)

Coca Cola Co. (KO) — Dividend — Sold (part)

Coca Cola Co. (KO) — Buy (add'l)

Coca Cola Co. (KO) — Sold (part)

Diageo PLC New GB Spon ADR (DEO) — Dividend

Duke Energy Corp (DUK) — Dividend — Sold (part)

Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)

Ford Motor Co. (F) — Dividend — Buy (add'l)

Ford Motor Co. (F) — Sold (part)

Ford Motor Co. (F) — Sold

HSBC Holdings PLC New GB Spon ADR (HSBC) — None — Buy (add'l)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold

McDonald's Corp. (MCD) — Dividend — Buy (add'l)

Merck & Co Inc. New Com (MRK) — Dividend — Buy (add'l)

Merck & Co Inc. New Com (MRK) — Sold (part)

Microsoft Corp. (MSFT) — Dividend — Sold (part)

Microsoft Corp. (MSFT) — Sold (part)

Mondelez International Inc. (MDLZ) — Dividend — Sold (part)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — None — Sold

Oracle Corp. (ORCL) — Dividend — Sold

Qualcomm Inc. (QCOM) — Dividend — Sold (part)

Qualcomm Inc. (QCOM) — Buy (add'l)

Sanofi Spon ADR (SNY) — Dividend — Sold (part)

Sanofi Spon ADR (SNY) — Sold (part)

Schlumberger Ltd. Netherlands Antilles (SLB) — Dividend — Buy (add'l)

Schlumberger Ltd. Netherlands Antilles (SLB) — Sold

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Dividend — Sold (part)

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Sold

Walt Disney Co. (DIS) — Dividend

Western Union Co (WU) — Dividend — Sold (part)

Western Union Co (WU) — Sold (part)

Western Union Co (WU) — Sold

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — None — Sold (part)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold

Blackstone Group Lp (BX) — Dividend — Sold (part)

Blackstone Group Lp (BX) — Sold (part)

iShares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Sold (part)

iShares Core U.S. Aggregate Bond ETF (AGG) — Sold

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Dividend — Sold

Invesco Senior Loan ETF (BKLN) — Dividend — Buy (add'l)

Invesco Senior Loan ETF (BKLN) — Sold

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Dividend — Buy (add'l)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Sold

Visa Inc. (V) — Dividend — Sold (part)

Glaxo SmithKline PLC ADR (GSK) — Dividend — Sold

Johnson Ctls Intl PLC (JCI) — Dividend

Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Dividend — Sold (part)

Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Buy (add'l)

Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Sold (part)

Starbucks Corp (SBUX) — Dividend — Buy (add'l)

iShares Short-Term Corporate Bond Fund (IGSB) — Dividend — Buy (add'l)

iShares Short-Term Corporate Bond Fund (IGSB) — Sold

Anheuser Busch Inbev Spon ADR (BUD) — Dividend — Buy (add'l)

Anheuser Busch Inbev Spon ADR (BUD) — Buy (add'l)

Blackrock Inc (BLK) — Dividend — Sold (part)

Daimler AG (DDAIF) — Dividend — Buy (add'l)

Daimler AG (DDAIF) — Buy (add'l)

Eastman Chemical Co. (EMN) — Dividend — Buy (add'l)

Ingersoll-Rand PLC (IR) — Dividend — Sold

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Dividend — Buy (add'l)

Tencent Holdings Ltd (TCEHY) — Dividend — Sold (part)

Tencent Holdings Ltd (TCEHY) — Sold (part)

AT&T Co (T) — Dividend — Buy (add'l)

Cognizant Tech Solutions (CTSH) — Dividend — Sold (part)

Comcast Corp New CL A (CMCSA) — Dividend

iShares MSCI ACWI ETF (ACWI) — None — Sold (part)

iShares MSCI ACWI ETF (ACWI) — Sold

Jones Lang LaSalle Inc (JLL) — None — Sold (part)

Jones Lang LaSalle Inc (JLL) — Buy (add'l)

Lockheed Martin Corp (LMT) — Dividend — Sold (part)

Materials Select Sector SPDR Trust ETF (XLB) — Dividend — Sold

Vodofone Group (VOD) — Dividend — Buy (add'l)

Advanced Auto Parts (AAP) — None — Buy

American Express Co (AXP) — Dividend — Buy

American Express Co (AXP) — Buy (add'l)

BASF Spon ADR (BASFY) — Dividend — Buy

BASF Spon ADR (BASFY) — Buy (add'l)

Broadcom Inc (AVGO) — Dividend — Buy

Constellation Brands (STZ) — Dividend — Buy

Crane Co (CR) — Dividend — Buy

Crane Co (CR) — Buy (add'l)

Crane Co (CR) — Sold

Du Pont De Nemours (DD) — Dividend — Buy

Enel Americas Spon ADR (ENIA) — Dividend — Buy

Fresnius Medical Care AG ADR (FMS) — Dividend — Buy

Goldman Sachs Access Treas 0-1 Year ETF (GBIL) — Dividend — Buy

Goldman Sachs Access Treas 0-1 Year ETF (GBIL) — Buy (add'l)

Goldman Sachs Access Treas 0-1 Year ETF (GBIL) — Sold (part)

Ingredion Inc (INGR) — Dividend — Buy

Intel Corp (INTC) — Dividend — Buy

Invesco Treas Coll ETF (CLTL) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Sold

iShares TIPS Bond ETF (TIP) — Dividend — Buy

iShares TIPS Bond ETF (TIP) — Buy (add'l)

JPMorgan Chase & Co (JPM) — Dividend — Buy

JPMorgan Chase & Co (JPM) — Buy (add'l)

JPMorgan Chase & Co (JPM) — Buy (add'l)

Nike Inc (NKE) — Dividend — Buy

Nike Inc (NKE) — Buy (add'l)

PIMCO Enhanced Short Maturity ETF (MINT) — Dividend — Buy

PIMCO Enhanced Short Maturity ETF (MINT) — Sold

Raytheon Technologies (RTX) — Dividend — Buy

Schwab Short Term US Treas ETF (SCHO) — Dividend — Buy

Schwab Short Term US Treas ETF (SCHO) — Sold

SPDR Bloomberg Barclays 1-3 Yr Bond ETF (BIL) — Dividend — Buy

SPDR Bloomberg Barclays 1-3 Yr Bond ETF (BIL) — Sold (part)

SPDR Bloomberg Barclays 1-3 Yr Bond ETF (BIL) — Sold

Steris PLC (STE) — Dividend — Buy

Steris PLC (STE) — Buy (add'l)

Trane Technologies PLC (TT) — Dividend — Buy

Unilever PLC ADR (UL) — None — Buy

Vanguard Communication Services ETF (VOX) — None — Buy

Vanguard Communication Services ETF (VOX) — Buy (add'l)

Vanguard Communication Services ETF (VOX) — Sold

Vanguard Consumer Staples ETF (VDC) — Dividend — Buy

Vanguard Consumer Staples ETF (VDC) — Sold

Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy

Vanguard Total Bond Market ETF (BND) — Dividend — Buy

Vanguard Total Bond Market ldx (VBTLX) — Dividend — Buy

Vanguard Total Bond Market ldx (VBTLX) — Sold (part)

Vanguard Total Bond Market ldx (VBTLX) — Buy (add'l)

Viacom CBS (VIAC) — Dividend — Buy

Westrock Co (WRK) — Dividend — Buy

Zimmer Biomet Holdings Inc (ZBH) — Dividend — Buy

Zimmer Biomet Holdings Inc (ZBH) — Buy (add'l)

IRA #2 (UBS): (H)

Cash (UBS) — Interest

Abb Ltd Spon Adr (ABB) — Dividend — Sold (part)

Amgen Inc. (AMGN) — Dividend — Sold

Apple Inc. (AAPL) — Dividend — Sold (part)

Banco Santander (SAN) — None — Buy (add'l)

Banco Santander (SAN) — Sold (part)

Banco Santander (SAN) — Sold

Capital One Financial Corp (COF) — Dividend — Sold (part)

Capital One Financial Corp (COF) — Buy (add'l)

Capital One Financial Corp (COF) — Sold (part)

Capital One Financial Corp (COF) — Sold (part)

Capital One Financial Corp (COF) — Sold

Carnival Corp New-Paired Stock (CCL) — None — Sold

Cisco Systems Inc. (CSCO) — Dividend — Buy (add'l)

Cisco Systems Inc. (CSCO) — Buy (add'l)

Cisco Systems Inc. (CSCO) — Sold (part)

Cisco Systems Inc. (CSCO) — Buy (add'l)

Citigroup Inc. (C) — Dividend — Sold (part)

Citigroup Inc. (C) — Sold (part)

Citigroup Inc. (C) — Buy (add'l)

Coca Cola Co. (KO) — Dividend — Sold (part)

Coca Cola Co. (KO) — Buy (add'l)

Diageo PLC New GB Spon ADR (DEO) — Dividend

Duke Energy Corp. (DUK) — Dividend — Sold (part)

Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)

Exxon Mobil Corp (XOM) — Buy (add'l)

Ford Motor Co. (F) — Dividend — Buy (add'l)

Ford Motor Co. (F) — Sold (part)

Ford Motor Co. (F) — Sold

HSBC Holdings PLC New GB Spon ADR (HSBC) — None — Buy (add'l)

HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold

McDonald's Corp. (MCD) — Dividend — Buy (add'l)

Merck & Co Inc. New Com (MRK) — Dividend — Sold (part)

Microsoft Corp. (MSFT) — Dividend — Sold (part)

Microsoft Corp. (MSFT) — Sold (part)

Mondelez International Inc. (MDLZ) — Dividend — Sold (part)

Mondelez International Inc. (MDLZ) — Sold (part)

Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — None — Sold

Oracle Corp. (ORCL) — Dividend — Sold

Qualcomm Inc. (QCOM) — Dividend — Sold (part)

Qualcomm Inc. (QCOM) — Buy (add'l)

Sanofi Spon ADR (SNY) — Dividend — Sold (part)

Sanofi Spon ADR (SNY) — Sold (part)

Schlumberger Ltd. Netherlands Antilles (SLB) — Dividend — Buy (add'l)

Schlumberger Ltd. Netherlands Antilles (SLB) — Sold

Unilever NV Y SHS New Netherlands Spon ADR (UN) — Dividend — Sold

Walt Disney Co. (DIS) — Dividend

Western Union Co (WU) — Dividend — Sold (part)

Western Union Co (WU) — Sold (part)

Western Union Co (WU) — Sold

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — None — Sold (part)

Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold

Blackstone Group Lp (BX) — Dividend — Sold (part)

Blackstone Group Lp (BX) — Sold (part)

Blackstone Group Lp (BX) — Buy (add'l)

iShares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Sold (part)

iShares Core U.S. Aggregate Bond ETF (AGG) — Sold

Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Dividend — Sold

Invesco Senior Ln ETF (BKLN) — Dividend — Buy (add'l)

Invesco Senior Ln ETF (BKLN) — Sold

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Dividend — Buy (add'l)

Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Sold

Visa Inc. (V) — Dividend — Sold (part)

Daimler (DDAIF) — Dividend — Buy (add'l)

Daimler (DDAIF) — Buy (add'l)

Glaxo Smithkline PLC ADR (GSK) — Dividend — Sold

Johnson Ctls Intl PLC (JCI) — Dividend — Buy (add'l)

Roche Hldg Ltd Spons ADR Switz (RHHBY) — Dividend — Sold (part)

Roche Hldg Ltd Spons ADR Switz (RHHBY) — Buy (add'l)

Roche Hldg Ltd Spons ADR Switz (RHHBY) — Sold (part)

Starbucks Corp (SBUX) — Dividend — Sold (part)

Starbucks Corp (SBUX) — Buy (add'l)

iShares Short-Term Corporate Bond ETF (IGSB) — Dividend — Buy (add'l)

iShares Short-Term Corporate Bond ETF (IGSB) — Sold

Anheuser Busch Inbev Spon ADR (BUD) — Dividend — Buy (add'l)

Anheuser Busch Inbev Spon ADR (BUD) — Buy (add'l)

Blackrock Inc. (BLK) — Dividend — Sold (part)

Eastman Chemical Co. (EMN) — Dividend — Buy (add'l)

Ingersoll-Rand PLC (IR) — Dividend — Sold (part)

Ingersoll-Rand PLC (IR) — Sold

Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Dividend — Buy (add'l)

Tencent Holdings ADR (TCEHY) — Dividend — Sold (part)

Tencent Holdings ADR (TCEHY) — Sold (part)

AT&T Inc (T) — Dividend — Buy (add'l)

Cognizant Tech Solutions (CTSH) — Dividend — Sold (part)

Comcast Corp New CL A (CMCSA) — Dividend

iShares MSCI ACWI ETF (ACWI) — None — Buy (add'l)

iShares MSCI ACWI ETF (ACWI) — Sold (part)

iShares MSCI ACWI ETF (ACWI) — Sold (part)

Jones Lang LaSalle Inc (JLL) — None — Sold (part)

Jones Lang LaSalle Inc (JLL) — Buy (add'l)

Lockheed Martin Corp (LMT) — Dividend — Sold (part)

Lockheed Martin Corp (LMT) — Sold (part)

Materials Select Sector SPDR Trust ETF (XLB) — Dividend — Sold

Vodafone Group (VOD) — Dividend — Buy (add'l)

Advanced Auto Parts (AAP) — None — Buy

American Express Co (AXP) — Dividend — Buy

American Express Co (AXP) — Buy (add'l)

BASF Spon ADR (BASFY) — Dividend — Buy

BASF Spon ADR (BASFY) — Buy (add'l)

Broadcom Inc (AVGO) — Dividend — Buy

Constellation Brands (STZ) — Dividend — Buy

Crane Co (CR) — Dividend — Buy

Crane Co (CR) — Buy (add'l)

Crane Co (CR) — Sold

Du Pont De Nemours (DD) — Dividend — Buy

Enel Americas Spon ADR (ENIA) — Dividend — Buy

Fresnius Medical Care AG ADR (FMS) — Dividend — Buy

Goldman Sachs Access Treas 0-1 Year ETF (GBIL) — Dividend — Buy

Goldman Sachs Access Treas 0-1 Year ETF (GBIL) — Buy (add'l)

Goldman Sachs Access Treas 0-1 Year ETF (GBIL) — Sold (part)

Ingredion Inc (INGR) — Dividend — Buy

Intel Corp (INTC) — Dividend — Buy

Intel Corp (INTC) — Sold (part)

Invesco Treasury Coll ETF (CLTL) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Sold

iShares TIPS Bond ETF (TIP) — Dividend — Buy

iShares TIPS Bond ETF (TIP) — Buy (add'l)

iShares TIPS Bond ETF (TIP) — Buy (add'l)

JPMorgan Chase & Co (JPM) — Dividend — Buy

JPMorgan Chase & Co (JPM) — Buy (add'l)

JPMorgan Chase & Co (JPM) — Buy (add'l)

Nike Cl B (NKE) — Dividend — Buy

Nike Cl B (NKE) — Buy (add'l)

PIMCO Enhanced Short Mat ETF (MINT) — Dividend — Buy

PIMCO Enhanced Short Mat ETF (MINT) — Sold

Raytheon Technologies (RTX) — Dividend — Buy

Schwab Short Term US Treas ETF (SCHO) — Dividend — Buy

Schwab Short Term US Treas ETF (SCHO) — Sold

SPDR Bloomberg Barclays 1-3 Yr Bond ETF (BIL) — Dividend — Buy

SPDR Bloomberg Barclays 1-3 Yr Bond ETF (BIL) — Sold (part)

SPDR Bloomberg Barclays 1-3 Yr Bond ETF (BIL) — Sold

Steris PLC (STE) — Dividend — Buy

Steris PLC (STE) — Buy (add'l)

Trane Technologies PLC (TT) — Dividend — Buy

Unilever PLC ADR (UL) — None — Buy

Vanguard Communication Services ETF (VOX) — None — Buy

Vanguard Communication Services ETF (VOX) — Buy (add'l)

Vanguard Communication Services ETF (VOX) — Sold

Vanguard Consumer Staples ETF (VDC) — Dividend — Buy

Vanguard Consumer Staples ETF (VDC) — Sold

Vanguard Intermediate Term Corp Bond ETF (VCIT) — Dividend — Buy

Vanguard Total Bond Market ETF (BND) — Dividend — Buy

Vanguard Total Bond Market ldx (VBTLX) — Dividend — Buy

Vanguard Total Bond Market ldx (VBTLX) — Sold (part)

Vanguard Total Bond Market ldx (VBTLX) — Buy (add'l)

Viacom CBS (VIAC) — Dividend — Buy

Westrock Co (WRK) — Dividend — Buy

Zimmer Biomet Holdings Inc (ZBH) — Dividend — Buy

Zimmer Biomet Holdings Inc (ZBH) — Buy (add'l)

Zimmer Biomet Holdings Inc (ZBH) — Buy (add'l)

Zimmer Biomet Holdings Inc (ZBH) — Buy (add'l)

Extendquip LLC — None

State of Wisconsin Life Insurance* — Dividend

Wisconsin Retirement System Dept of Employee Trust Funds — Interest

IRA #3 (UBS): (H)

Cash (UBS) — None

Barclays Bank T-Gears SPX — None

Barclays PLC T-Gears VWO — None

GS Finance T-Gears SX5E — None

HSBC USA CT-Gears SPX — None

Royal Bank of Canada CT-Gears SX5E — None

IRA #4 (UBS): (H)

Cash (UBS) — None

Barclays Bank T-Gears SPX — None

Barclays Bank T-Gears VWO — None

GS Finance Corp T-Gears SX5E — None

HSBC USA CT-Gears SPX — None

Royal Bank of Canada CT-Gears SX5E — None

IRA #5 (UBS): (H)

Cash (UBS) — None

ACAP Strategic Fund — Int./Div.

Skybridge Multi-Advisor — Int./Div.

Blackstone Real Estate — Dividend

Starwood Real Estate — Dividend

IRA #6 (UBS): (H)

Cash (UBS) — None

ACAP Strategic Fund — Int./Div.

Skybridge Multi-Advisor — Int./Div.

Starwood Real Estate — Dividend

IRA #7 (UBS): (H)

Cash (UBS) — Interest

Barclays Bank PLC T-Gears SPX (X) — None

Citigroup T-Gears SX5E (X) — None

Citigroup T-SS Intl Basket (X) — None

Goldman Sachs MLCD Intl Basket (X) — None

Goldman Sachs T-Gears Intl Basket (X) — None

JPMorgan Chase T-Gears SPX (X) — None

Morgan Stanley Finance CB-Gears SPX (X) — None

Putnam Ultra Short (PDSDX) (X) — Dividend — Sold

Royal Bank of Canada T-Gears SPX (X) — None

Wells Fargo T-Gears SPX — None — Buy

IRA #8 (UBS): (H)

Cash (UBS) (X) — Interest

Barclays Bank PLC T-Gears SPX (X) — None

Citigroup T-Gears SX5E (X) — None

Citigroup T-SS Intl Basket (X) — None

Goldman Sachs MLCD Intl Basket (X) — None

Goldman Sachs T-Gears Intl Basket (X) — None

JPMorgan Chase T-Gears SPX (X) — None

Morgan Stanley Finance CB-Gears SPX (X) — None

Putnam Ultra Short (PDSDX) (X) — Dividend — Sold

Royal Bank of Canada T-Gears SPX (X) — None

Wells Fargo T-Gears SPX — None — Buy

IRA #9 (UBS): (H)

Cash (UBS) — None

Invesco BulletShares 2021 Corporate Bond ETF (BSCL) — Dividend — Buy

Invesco BulletShares 2021 Corporate Bond ETF (BSCL) — Buy (add'l)

Invesco Conservative Income Fund (ICIYX) — Dividend — Buy

Invesco Conservative Income Fund (ICIYX) — Buy (add'l)

PIMCO Low Duration Fund (PLDPX) — Dividend — Buy

PIMCO Low Duration Fund (PLDPX) — Buy (add'l)

PIMCO Low Duration Fund (PLDPX) — Buy (add'l)

PIMCO Short Term Fund (PTSPX) — Dividend — Buy

PIMCO Short Term Fund (PTSPX) — Buy (add'l)

PIMCO Short Term Fund (PTSPX) — Buy (add'l)

Putnam Short Duration Bond (PARYX) — Dividend — Buy

Putnam Short Duration Bond (PARYX) — Buy (add'l)

Putnam Short Duration Bond (PARYX) — Buy (add'l)

Putnam Ultra Short Duration Income (PSDYX) — Dividend — Buy

Putnam Ultra Short Duration Income (PSDYX) — Buy (add'l)

Putnam Ultra Short Duration Income (PSDYX) — Buy (add'l)

Virtus SEIX US Gov Sec Ultra Short Bond Fund (SIGVX) — Dividend — Buy

Virtus SEIX US Gov Sec Ultra Short Bond Fund (SIGVX) — Buy (add'l)

Virtus SEIX US Gov Sec Ultra Short Bond Fund (SIGVX) — Buy (add'l)

Wells Fargo Adjustable Rate Gov Fund (EIZX) — Dividend — Buy

Wells Fargo Adjustable Rate Gov Fund (EIZX) — Buy (add'l)

IRA #10 (UBS): (H)

Cash (USB) (X) — None

Apple Inc. (X) — Dividend

Accenture PLC (ACN) (X) — Dividend

Adobe Inc (ADBE) (X) — None

Calvert Emerging Markets Equity Fund (CVMIX) (X) — Dividend

Calvert Income Fund (CINCX) — Dividend — Buy

Calvert Income Fund (CINCX) — Buy (add'l)

Comcast Corp (CMCSA) (X) — Dividend

Facebook Inc (FB) (X) — None

Goldman Sachs Access Treasury 0-1 Year ETF (GBIL) — Dividend — Buy

Goldman Sachs Access Treasury 0-1 Year ETF (GBIL) — Buy (add'l)

Goldman Sachs Access Treasury 0-1 Year ETF (GBIL) — Sold (part)

Goldman Sachs Access Treasury 0-1 Year ETF (GBIL) — Buy (add'l)

Invesco Treas Coll ETF (CLTL) — Dividend — Buy

Invesco Treas Coll ETF (CLTL) — Buy (add'l)

iShares Core US Aggregate Bond ETF (AGG) (X) — Dividend — Sold

iShares Russell 1000 Growth ETF (IWF) (X) — Dividend — Buy (add'l)

iShares Short Treasury Bond ETF (SHV) — Dividend — Buy

iShares Short Treasury Bond ETF (SHV) — Buy (add'l)

iShares Short Treasury Bond ETF (SHV) — Sold

iShares TIPS Bond ETF (TIP) — Dividend — Buy

iShares TIPS Bond ETF (TIP) — Buy (add'l)

iShares TIPS Bond ETF (TIP) — Buy (add'l)

iShares TIPS Bond ETF (TIP) — Buy (add'l)

JPMorgan Chase & Co (JPM) — Dividend

Matthews Asia Dividend (MAPIX) (X) — Dividend

Microsoft Corp (MSFT) (X) — Dividend — Buy (add'l)

Oakmark Intl (OAKIX) (X) — Dividend

Qualcomm (QCOM) (X) — Dividend

United Health Group Inc (UNH) (X) — Dividend

Vanguard Mid Cap ETF (VO) (X) — Dividend — Buy (add'l)

Vanguard Mid Cap ETF (VO) (X) — Buy (add'l)

Vanguard Total Bond Mkt ETF (BND) (X) — Dividend — Sold

Vanguard Total Bond Market Index (VBTLX) — Dividend — Buy

Vanguard Total Bond Market Index (VBTLX) — Sold (part)

Vanguard Total Bond Market Index (VBTLX) — Buy (add'l)

Vanguard Total Bond Market Index (VBTLX) — Buy (add'l)

Vanguard Total Bond Market Index (VBTLX) — Buy (add'l)

Virtus KAR International Small Cap (VIISX) (X) — Dividend

Virtus NewFleet Multi-Sector Short Term Bond (PIMSX) — Dividend — Buy

Virtus NewFleet Multi-Sector Short Term Bond (PIMSX) — Sold (part)

Virtus NewFleet Multi-Sector Short Term Bond (PIMSX) — Buy (add'l)

Virtus NewFleet Multi-Sector Short Term Bond (PIMSX) — Buy (add'l)

Visa Inc (V) (X) — Dividend

Committee Member, Villages of Bishops Bay Architectural Review Committee

Chair of the Finance Committee, National Conference of Bankruptcy Judges

Member of Board of Trustees, Turnaround Management Association

Member of Education Advisory Committee for Central States Bankruptcy Conf., American Bankruptcy Institute

Member of Education Committee for ACB Seventh Circuit, American College of Bankruptcy

Gift — *See note in Part VIII — $0.00

Liability — American Express — Credit Card

Reimbursement — Turnaround Management Association — 02/03/2020 - 02/06/2020 — Las Vegas, NV — Certification Oversight Committee Meeting and TMA Distressed Investing Conference — Lodging, transportation

Reimbursement — State Bar of Wisconsin — 02/26/2020 - 02/28/2020 — Kohler, WI — Bankruptcy, Insolvency and Creditors' Rights Section Annual Conference — Lodging, meals, tuition

Reimbursement — American Bankruptcy Institute — 02/29/2020 - 03/03/2020 — New York, NY — 28th Annual Duberstein Bankruptcy Moot Court Competition — Lodging, meals, transportation

Income — 03/04/2020 — Ginsberg & Martin - compensation for Editor-in-Chief of treatise — $6,835.64

Income — 09/04/2020 — Ginsberg & Martin - compensation for Editor-in-Chief of treatise — $11,347.85

Spouse's income — 2020 — Steinhilber Swanson, LLC - salary

Part V. Gifts. During 2020, friends sent me gifts of art, jewelry, and memorabilia. I have no reason to believe that any of these items exceeded the $415 limit. If I

should learn otherwise, I will amend this form.

Part VII. Line 343 - This is term life insurance.