Cormac J. Carney

Wells Fargo Bank Accounts — Interest

County Deferred Comp. Plan (H)

Stable Value Fund — Dividend

Lomis Sayles Cove Plus Bond — Dividend

IRA #1 (H)

Pimco INCM - PONDX — Dividend — Sold

Prudential High Yield Fund - PHYZX — Dividend — Sold

COST — Dividend

Clipper Fund - CFIMX — Dividend — Sold

HD — Dividend — Sold

MRK — Dividend — Sold

BRKB — Dividend — Sold

TGT — Dividend — Sold

P&G — Dividend — Sold

AAPL — Dividend

Meridian Growth Fund - MERDX — Dividend — Sold

Schwab 1000 Index Fund - SNXFX — Dividend — Sold

Schwab Intl Index Fund - SWISX — Dividend — Sold

Tweedy Browne Global Value Fund - TBGVX — Dividend — Sold

Vanguard Small Cap Index Fund - VSMAX — Dividend — Sold

SPYG — Dividend — Sold

Allianz Small Cap - PCVAX — Dividend — Sold

American Balanced - BALFX — Dividend — Sold

American Capital World Growth - CWGFX — Dividend — Sold

Franklin Rising Dividends - FRDPX — Dividend — Sold

Growth Fd America - GFDPX — Dividend — Sold

Investco Global Core Equity - AWSAX — Dividend — Sold

Pimco Total Return - PTTAX — Dividend — Sold

Morningstar Global Nat Res - GUNR (X) — Dividend — Buy

Northern Global Real Estate - NGREX (X) — Dividend — Buy

SPDR S&P Midcap 400 - MDY (X) — Dividend — Buy

Russell 2000 - IWM (X) — Dividend — Buy

Russell 2000 Growth -IWO (X) — Dividend — Buy

Northern Intl Equity - NOINX (X) — Dividend — Buy

Vanguard Dev Mkts - VEA (X) — Dividend — Buy

Northern Emerging Markets - NOEMX (X) — Dividend — Buy

Northern Ulta Short Fixed Income - NUSFX (X) — Int./Div. — Buy

Northern High Yield Fixed Income - NOFIX (X) — Int./Div. — Buy

Blkrk Hgh Yld Bond - BHYIX (X) — Int./Div. — Buy

Target Duration TIPS - TDTT (X) — Dividend — Buy

Brokerage Account (H)

American Funds Balanced - BALFX — Dividend

Capital Income Bldr FD - CIBFX — Dividend

American Funds Growth- GFAFX — Dividend

Washington Mutual Investors Fund - WSHFX — Dividend

American Funds New Perspective Fund - NPFFX — Dividend

Vanguard Wellington - VWENX — Dividend

Vanguard Healthcare - VGHCX — Dividend

Janus/Henderson Forty - JACTX — Dividend

Northern Intl Equity - NOINX — Dividend

Northern Tax Adv Ultra Short - NTAUX — Dividend

Dimesions Emerging Markets - DFCEX — Dividend

Northern Cal Inter Tax-Exempt - NCITX — Dividend

Northern High Yield Fixed Inc - NHFIX — Dividend

Russell 2000 - IWM — Dividend

SPDR S&P Midcap 400 - MDY — Dividend

American Century Ultra - TWCUX — Dividend

Target Duration TIPS - TDTT (X) — Dividend — Buy

Northern Global RE - NGREX (X) — Dividend — Buy

Morningstar Global Nat Res - GUNR (X) — Dividend — Buy

Variable Life Insurance (H)

NW Mutual Index 400 Stock Fund — Dividend — Sold

Russell Real Estate Securities Fund — Dividend — Sold

Wells Capital Mgmt — Dividend

NW Mutual Index 500 — Dividend

NW Mutual International Growth — Dividend — Sold

Fidelity VIP Contrafund — Dividend — Sold

NW Mutual Index 600 — Dividend

NW Mutual Research International Core — Dividend

Aberdeen Emerging Markets Equity — Dividend

Pimco MultiSector Bond — Dividend

NW Global RE Securities (X) — Dividend — Buy

NW Strategic Bond (X) — Dividend — Buy

Rowe Price Equity Income (X) — Dividend — Buy

Inherited IRA #1 (H)

JPM — Dividend — Sold (part)

FDFFX — Dividend — Sold

PRPFX — Dividend — Sold

FSCRX — Dividend — Sold

Northern Stock Index - NOSIX (X) — Dividend — Buy

Nortthern Equity Mid Cap - NOMIX (X) — Dividend — Buy

Northern Small Cap - NSIDX (X) — Dividend — Buy

Northern Intl Equity - NOINX (X) — Dividend — Buy

Northern Emerging Markets - NOEMX (X) — Dividend — Buy

Dimentions Emerging Markets - DFCEX (X) — Dividend — Buy

Northern Ultra Short Fixed Income - NUSFX (X) — Dividend — Buy

Northern Bond Index - NOBOX (X) — Dividend — Buy

Northern High Yield Fixed Income - NHFIX (X) — Dividend — Buy

Target Duration TIPS - TDTT (X) — Dividend — Buy

Northern Global Real Estate - NGREX (X) — Dividend — Buy

Morningstar Global Nat Res - GUNR (X) — Dividend — Buy

Family Trust #1 (H)

Wells Fargo Account — Interest — Closed

Inherited IRA #2 (H)

Target Duration Tips Index - TDTT — Dividend

Morningstar Global RE - GUNR — Dividend

SPDR S&P Midcap 400 - MDY — Dividend

Northern Intl Equity - NOINX — Dividend

Northern Global Real Estate - NGREX — Dividend

Northern Ultra Short Fixed Income - NUSFX — Int./Div.

Northern Bond Index - NOBOX — Dividend

Northern Emerging Markets Equity - NOEMX — Dividend

Northern High Yield Fixed Income - NHFIX — Dividend

SPDR S&P 500 - SPY — Dividend

Dimensions Emerging Markets - DFCEX — Dividend

IRA #2 (H)

Northern Equity Index Midcap - NOMIX — Dividend

Northern Intl Equity - NOINX — Dividend

Northern Global Real Estate - NGREX — Dividend

Northern Bond Index - NOBOX — Dividend

Northern Emerging Markets - NOEMX — Dividend

Northern Small Cap Index - NSIDX — Dividend

Northern Stock Index - NOSIX — Dividend

Northern High Yield Fixed Income - NHFIX — Dividend

DFA Intl Small Co - DFISX — Dividend

Target Duration TIPS- TDTT — Dividend

Morningstar Global Nat Res - GUNR — Dividend

Stoxx Global Broad Index - NFRA — Dividend

Trustee, Family Trust #1

Spouse's income — 2020 — University of California Retirement Plan