Joan Humphrey Lefkow

Northwestern Mutual Whole Life Insurance — Dividend

U.S. Employees Credit Union Cash Acct. — Int./Div.

Joan H Lefkow IRA Pershing LLC (H)

Preferred Apt Cmntys (APTS) — Dividend

Artisan Global Opporunities Inv (ARTRX) — Dividend

Calamos Market Neutral CL I (CMNIX) — Dividend

Deer Park Total Return Credit Fund I (DPFNX) — Dividend

First Eagle Global Class I (SGIIX) — Dividend

FMI International Fund Institutional (FMIYX) — Dividend

Ivy Mid Cap Income Oporrutities CL I (IVOIX) — Dividend

Janus Henderson Balanced I (JBALX) — Dividend

MFS Value Fund Class I (MEIIX) — Dividend

Monetta Core Growth Fund (MYIFX) — Dividend

Parnassus Core Equity Instl (PRILX) — Dividend

Goldman Sachs RE Diversified — Dividend — Buy

Resource Real Estate Diversified Inc W (WRREX) — Sold

Guggenheim Floating Rate Strtga Fd Instl (GIFIX) — Dividend

Hartford World Bond Fund CL I (HWDIX) — Dividend

Lord Abbett Short Duration Income CL F (LDLFX) — Dividend

Pimco Income Fund Institutional Fund (PIMIX) — Dividend

Pimco RAE Worldwide Long Short Plus Inst (PWLIX) — Dividend

Principal Global Diversified Inc Inst (PDGIX) — Dividend

Fidelity Government Cash Reserves — Dividend

Lefkow Family Trust Pershing LLC (H)

Cash — Dividend

AB Equity Income Advisor Class (AUIYX) — Dividend

Artisan Global Opporunitites Inv (ARTRZ) — Distribution

Chevron Corp New Com (CVX) — Dividend

Hines Gloval Income Trust Inc CL IX — Dividend

Kraft Heinz CO COM (KHC) — Dividend

Royal Dutch Shell Plc Spon Adr B (RDSB) — Dividend

Pimco Income Fund Instituional Fund (PMIX) — Dividend

Shopoff Commercial Growth & Income Fund — Distribution

Law Board (Advisory), Northwestern Pritzker School of Law

Income — 11/12/20 — Ampersand Inc. - Book Sales — $217.00

Part VII. Investments and Trusts, lines 3 and 24.

On December 7, 2020, both the IRA and Trust accounts were transferred from National Financial Services to Pershing. There were no trades, buys, or sells, only

change in Brokerage Platforms.