Theodore David Chuang

Rental Property, Brookline, MA — Rent

Citibank Cash Accounts — Interest

Emigrant Direct Cash Account — Interest

Fidelity Dividend Growth Fund — Dividend

Lord Abbett Affiliated A Fund — Dividend

Brokerage Account #1 (H)

BNY Mellon International Stock Index Fund — Dividend

BNY Mellon Mid Cap Index Fund — Dividend

Janus Henderson Global Research Fund — Dividend

Janus Henderson Growth & Income Fund — Dividend

Loomis Sayles Bond Fund — Dividend

Oakmark Fund — Dividend

Schwab S&P 500 Fund — Dividend

Schwab Small Cap Index Fund — Dividend

Brokerage Account #2 (H)

Schwab Bank — Int./Div.

Schwab 1000 Fund — Dividend

Schwab Core Equity Fund — Dividend

Brokerage Account #3 (H)

Morgan Stanley Bank (X) — Interest

Cisco Systems stock — Dividend

Invesco Diversified Dividend A — Dividend

Microsoft Corporation stock — Dividend

Invesco QQQ Trust (QQQ) — Dividend

IRA #1 (H)

Janus Henderson Growth & Income Fund — Dividend

Oakmark Fund — Dividend

Schwab 1000 Fund — Dividend

IRA #2 (H)

Schwab Bank — Int./Div.

Columbia Global Equity (formerly Energy & Natural Resources Fund) — Dividend

Oakmark Fund — Dividend

Schwab 1000 Fund — Dividend

Schwab Small Cap Index Fund — Dividend

Invesco QQQ Trust (QQQ) — Dividend — Buy

IRA #3 (H)

Fidelity Freedom 2030 — Dividend

Fidelity Cash Reserves — Int./Div.

IRA #3.5 (H)

Fidelity Freedom 2030 — Dividend

IRA#4 (H)

Fidelity Freedom 2030 — Dividend

Fidelity Freedom 2035 — Dividend

IRA#5 (H)

Vanguard Life Strategy Growth Fund — Dividend

My 529 Age Based Aggressive Global — Dividend — Sold (part)

My 529 Age Based Aggressive Global — Sold (part)

Maryland College Investment Plan Portfolio 2024 — None

Northwestern Mutual Whole Life Insurance Policy — Dividend

U.S. Govt. Securities Series EE Bonds — None

401(k) #1 (H)

John Hancock Multimanager 2035 Lifetime — None — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

John Hancock Multimanager 2035 Lifetime — Buy (add'l)

IRA#6 (H)

Schwab Bank — Interest

Agilent Technologies — Dividend

Comcast Corporation — Dividend — Sold

Ford Motor Co. — Dividend

General Electric Co. — Dividend

Keysight Tech, Inc. — Dividend

Microsoft Corp. — Dividend — Buy (add'l)

Oracle Corp. — Dividend

Walt Disney Co. — Dividend

Aberdeen Int'l Equity Fund — Dividend

Federated Kaufmann Fund — Dividend

Schwab S&P 500 Index Fund — Dividend

Schwab Small Cap Index Fund — Dividend

IRA #7 (H) (now combined into IRA #6)

Healthcare Select Sector SPDR Fund (XLV) — Dividend — Sold (part)

Cons Discret Select Sector SPDR Fund (XLY) — Dividend — Buy (add'l)

The Financial Select Sector SPDR Fund (XLF) — Dividend

The Technology Select Sector SPDR Fund (XLK) — Dividend — Buy (add'l)

Invesco QQQ TR (QQQ) — Dividend — Buy (add'l)

Invesco QQQ TR (QQQ) — Buy (add'l)

Invesco QQQ TR (QQQ) — Buy (add'l)

SPDR S&P 500 ETF Trust (SPY) — Dividend — Buy (add'l)

Wells Fargo & Co New (WFC) — Dividend

IShares MSCI Emerging Mkts ETF (EEM) — Dividend — Sold

SPDR S&P Dividend Fund (SDY) — Dividend — Sold (part)

SPDR S&P Dividend Fund (SDY) — Sold (part)

SPDR S&P Regional Banking ETF (KRE) — Dividend — Sold

IShares MSCI China ETF (MCHI) — Dividend — Sold (part)

IShares MSCI China ETF (MCHI) — Sold (part)

IShares MSCI China ETF (MCHI) — Buy (add'l)

IShares MSCI China ETF (MCHI) — Sold

IShares US Aerospace & Def ETF (ITA) — Dividend

First Trust DJ Internet (FDN) (X) — None — Buy

First Trust Value (FVD) (X) — Dividend — Buy

Alibaba Group HLDG Ltd. common stock (BABA) — Dividend — Sold

Amgen, Inc. common stock (AMGN) — Dividend — Sold (part)

Apple, Inc. common stock (AAPL) — Dividend

Applied Materials, Inc. common stock (AMAT) — Dividend

Cisco common stock (CSCO) — Dividend — Sold

Johnson & Johnson common stock (JNJ) — Dividend — Buy

Cons Staples Sel Sect SPDR Fund (XLP) — Dividend

IShares MSCI Brazil ETF (EWZ) — Dividend — Sold

Comm Serv Select Sector SPDR (XLC) — Dividend

Utilities Sel Sect SPDR Fund (XLU) — Dividend

Lord Abbett Ultra Short Bond Fund (LUBFX) — Dividend

IShares MSCI India ETF (INDA) — Dividend — Sold

Starbucks common stock (SBUX) — Dividend — Sold (part)

Amazon common stock (AMZN) — Dividend — Sold

Alphabet, Inc. Class A common stock (GOOGL) — Dividend — Buy (add'l)

Alphabet, Inc. Class A common stock (GOOGL) — Buy (add'l)

Microsoft Corp common stock (MSFT) — Dividend — Buy (add'l)

IShares Russell 2000 Growth ETF (IWO) — Dividend — Sold

Industrial Sel Sec SPDR Fund (XLI) — Dividend

IShares PHLX Semiconductor (SOXX) — Dividend

IShares Russell Midcap G ETF (IWP) — Dividend — Sold

SPDR S&P Homebuilders (XHB) — Dividend — Sold

First Trust NYSE ARCA (FBT) — Dividend

MasterCard, Inc. Class A common stock (MA) — Dividend

SPDR Gold Tr Gold SHS (GLD) — Dividend — Buy (add'l)

SPDR Gold Tr Gold SHS (GLD) — Sold (part)

IShares Silver Shares (SLV) — Dividend — Sold

JPMorgan Chase common stock (JPM) — Dividend

First Trust Rising Div Achiev (RDVY) — Dividend

Verizon Communications common stock (X) — Dividend — Buy

Guggenheim Limited Duration (GILHX) (X) — Dividend — Buy

IRA#6A (H)

CGM Mutual Fund (LOMMX) (X) — Dividend

Brokerage Account #4J (H)

Schwab Bank — Interest

Invesco FTSE RAFI Dev Mkts (PDN) — Dividend — Sold (part)

Invesco FTSE RAFI Dev Mkts (PDN) — Buy (add'l)

Invesco FTSE RAFI Dev Mkts (PDN) — Sold

Invesco FTSE FAFI (Emerging Mkts) (PXH) — Dividend — Sold (part)

Invesco FTSE FAFI (Emerging Mkts) (PXH) — Buy (add'l)

Invesco FTSE FAFI (Emerging Mkts) (PXH) — Sold

Invesco FTSE RAFI US 1000 (PRF) — Dividend — Sold

Invesco FTSE RAFI US 1500 (PRFZ) — Dividend — Sold (part)

Invesco FTSE RAFI US 1500 (PRFZ) — Buy (add'l)

Invesco FTSE RAFI US 1500 (PRFZ) — Sold (part)

Invesco FTSE RAFI US 1500 (PRFZ) — Sold

Invesco FTSE RAFI Dev Mkts Ex-US (PXF) (X) — Dividend — Buy

Invesco FTSE RAFI Dev Mkts Ex-US (PXF) (X) — Sold (part)

Invesco FTSE RAFI Dev Mkts Ex-US (PXF) (X) — Sold

IShares Core MSCI (IEMG) — Dividend — Sold

IShares Core US REIT (USRT) — Dividend — Sold

IShares Gold ETF (IAU) — Dividend — Sold

IShares Broad USD HG YLD (USHY) — Dividend — Buy

IShares Broad USD HG YLD (USHY) — Sold

Schwab Fundamental INL (FNDF) — Dividend — Sold (part)

Schwab Fundamental INL (FNDF) — Buy (add'l)

Schwab Fundamental INL (FNDF) — Sold

Schwab Fundamental Emerging Markets (FNDE) (X) — Dividend — Buy

Schwab Fundamental Emerging Markets (FNDE) (X) — Sold (part)

Schwab Fundamental Emerging Markets (FNDE) (X) — Buy (add'l)

Schwab Fundamental Emerging Markets (FNDE) (X) — Sold

Schwab Fundamental Intl Smal Com (FNDC) (X) — Dividend — Buy

Schwab Fundamental Intl Smal Com (FNDC) (X) — Sold

Schwab Fundamental US Small Com (FNDA) (X) — Dividend — Buy

Schwab Fundamental US Small Com (FNDA) (X) — Sold

Schwab Fundamental US Large (FNDX) (X) — Dividend — Buy

Schwab Fundamental US Large (FNDX) (X) — Sold (part)

Schwab Fundamental US Large (FNDX) (X) — Sold

Schwab Intermediate Term (SCHR) — Dividend — Sold (part)

Schwab Intermediate Term (SCHR) — Sold

Schwab International Small Cap (SCHC) — Dividend — Sold

Schwab US Small Cap ETF (SCHA) — Dividend — Sold (part)

Schwab US Small Cap ETF (SCHA) — Buy (add'l)

Schwab US Small Cap ETF (SCHA) — Buy (add'l)

Schwab US Small Cap ETF (SCHA) — Sold

Schwab US TIPS ETF (SCHP) — Dividend — Sold

Schwab International Equity ETF (SCHF) (X) — Dividend — Buy

Schwab International Equity ETF (SCHF) (X) — Sold

Schwab Emerging Markets Equity (SCHE) (X) — Dividend — Buy

Schwab Emerging Markets Equity (SCHE) (X) — Buy (add'l)

Schwab Emerging Markets Equity (SCHE) (X) — Sold

Schwab US REIT ETF (SCHH) (X) — Dividend — Buy

Schwab US REIT ETF (SCHH) (X) — Sold

Schwab US Large Cap ETF (SCHX) (X) — Dividend — Buy

Schwab US Large Cap ETF (SCHX) (X) — Buy (add'l)

Schwab US Large Cap ETF (SCHX) (X) — Sold

Schwab US Tips ETF (SCHP) (X) — Dividend — Buy

Schwab US Tips ETF (SCHP) (X) — Sold

SPDR Bloomberg Barclays (EBND) — Dividend — Sold

Vanguard FTSE Developed (VEA) — Dividend — Sold (part)

Vanguard FTSE Developed (VEA) — Buy (add'l)

Vanguard FTSE Developed (VEA) — Sold

Vanguard Mortgage Backed (VMBS) — Dividend — Sold (part)

Vanguard Mortgage Backed (VMBS) — Sold

Vanguard S&P 500 ETF (VOO) — Dividend — Sold

Vanguard SmalL Cap ETF (VB) (X) — Dividend — Buy

Vanguard SmalL Cap ETF (VB) (X) — Sold (part)

Vanguard SmalL Cap ETF (VB) (X) — Sold

Vanguard FTSE All World Ex US (VSS) (X) — Dividend — Buy

Vanguard FTSE All World Ex US (VSS) (X) — Sold

Vanguard Intermediate Term CO ETF IV (VCIT) (X) — Dividend — Buy

Vanguard Intermediate Term CO ETF IV (VCIT) (X) — Sold

XTrackers Inter Real Estate (HAUZ) — Dividend — Sold

XTrackers USD High Yield (HYLB) — Dividend — Sold

Brokerage Account #4C (H)

Schwab Bank — Interest

Schwab US REIT (SCHH) — Dividend

Schwab Emerging Markets (SCHE) — Dividend — Buy (add'l)

Schwab Funda Emg Markets (FNDE) — Dividend — Buy (add'l)

Schwab Fundamental INL Large (FNDF) — Dividend

Schwab Fundamental INTL Small (FNDC) — Dividend

Schwab Fundamental US Large (FNDX) — Dividend — Sold (part)

Schwab Fundamental US Small (FNDA) — Dividend

Schwab International (SCHF) — Dividend

Schwab International Small Cap (SCHC) — Dividend

Schwab US Large Cap EFT (SCHX) — Dividend

Schwab US Small Cap ETF (SCHA) — Dividend

Brokerage Account #4K (H)

Schwab Bank (X) — Interest

Schwab US REIT (SCHH) (X) — Dividend — Sold

Schwab Emerging Markets (SCHE) — Dividend — Buy (add'l)

Schwab Emerging Markets (SCHE) — Sold

Schwab Fundamental US Small (FNDA) — Dividend — Sold

Schwab Funda Emg Markets (FNDE) — Dividend — Buy (add'l)

Schwab Funda Emg Markets (FNDE) — Sold

Schwab Fundamental INL Large (FNDF) — Dividend — Sold

Schwab Fundamental INTL Small (FNDC) — Dividend — Sold

Schwab Fundamental US Large (FNDX) — Dividend — Buy (add'l)

Schwab Fundamental US Large (FNDX) — Sold (part)

Schwab Fundamental US Large (FNDX) — Sold

Schwab Fundamental US Small (FNDA) — Dividend — Buy (add'l)

Schwab Fundamental US Small (FNDA) — Sold

Schwab International (SCHF) — Dividend — Buy (add'l)

Schwab International (SCHF) — Sold (part)

Schwab International (SCHF) — Sold

Schwab International Small Cap (SCHC) — Dividend — Sold

Schwab US Large Cap EFT (SCHX) — Dividend — Sold

Schwab US Small Cap ETF (SCHA) — Dividend — Sold

Vanguard Small Cap ETF IV: (VB) — Dividend — Sold

Invesco FTSE RAFI (PXF) (X) — Dividend — Buy

Invesco FTSE RAFI (PXF) (X) — Sold (part)

Invesco FTSE RAFI (PXF) (X) — Sold

Advisor, Asian Pacific American Bar Association of Maryland

Liability — Cenlar — Mortgage on rental property, Brookline, MA

Reimbursement — Harvard Law School — January 13-14, 2020 — Cambridge, MA — Speaker at a Law School Class — Transportation, meals, lodging

Spouse's income — 2020 — National Immigration Forum - salary