Brian R. Martinotti

Individual Assets (H)

Chase Bank (cash) — Interest

Connect One Bank (cash) — Interest

Bank of New Jersey Common Stock — Int./Div. — Sold

Bank of New York Common Stock — Int./Div.

Gillette Stock — Dividend

Mattel Stock — Dividend

Met Life Stock — Dividend

Newell Rubbermaid Stock — Dividend

Stanley Black and Decker Stock — Dividend

Account #1 (H)

Bank of America, NA RASP (cash) — Interest

Apple Common Stock (AAPL) — Dividend

Dis Steps Issuer RBC (MLXAP) — None — Buy

Dunkin' Brands Stock (DNKN) — Dividend — Sold

Facebook Stock (FB) — None

General Electric Stock (GE) — Dividend — Sold

New York Community Bancorp — Dividend — Sold

SP500 CLIRNS Issuer BNS (MLVMG) — None — Redeemed

SP500 CLIRNS Issuer Barc (MLWFS) — None — Buy

American Funds Fundamental Investors Class A (ANCFX) — Dividend

American Funds Income Fund of America Class A (AMECX) — Dividend

Columbia Dividend Income Fund Class B (LBSAX) — Dividend

Invesco QQQ Tr Ser 1 (QQQ) — Dividend — Buy

Invesco QQQ Tr Ser 1 (QQQ) — Buy (add'l)

Ivy Large Cap Growth Fund CL A (WLGAX) — Dividend — Buy (add'l)

Ivy Large Cap Growth Fund CL B (WLGBX) — None — Sold

Lord Abbett Value Opportunities Fund Class A (LVOAX) — None — Sold

Account #2 (H)

Abbott Labs (ABT) — Dividend — Buy

Air Products & Chem (APD) (X) — Dividend — Sold

Alphabet Inc Shs Cl A (GOOGL) — None — Buy

Amazon Com Inc Com (AMZN) — None — Buy

American Tower Reit Inc (AMT) — Dividend — Buy

Amgen Inc Com (AMGN) — Dividend — Sold

AMN Elec Power Co (AEP) — Dividend — Sold

Anthem Inc (ANTM) — Dividend — Buy

Apple Inc (AAPL) — Dividend — Buy

AT&T Inc (T) — Dividend — Sold

Ball Corp Com (BLL) — Dividend — Buy

Blackstone Group Inc Com (BX) — Dividend — Sold

Blackrock Inc (BLK) (X) — Dividend — Sold (part)

Broadcom Ltd (AVGO) — Dividend — Sold

Capital One Financial (COF) — Dividend — Buy

Caterpillar Inc Del (CAT) (Y)

Chevron Corp (CVX) — Dividend — Sold

Chevron Corp (CVX) — Buy

Chubb Ltd (CB) — None — Sold

Cisco Systems Inc Com (CSCO) — Dividend — Sold (part)

Citigroup Inc. Com NEW (C) — Dividend — Sold (part)

Clorox Co Del Com (CLX) — Dividend — Buy

Clorox Co Del Com (CLX) — Sold

Coca Cola Com (KO) — Dividend — Sold

Constellation Brands Inc (STZ) — Dividend — Buy

Costco Wholesale Crp Del (COST) — Dividend — Buy

Crown Castle Reit Inc (CCI) — Dividend — Sold

CSX Corp (CSX) (X) — Dividend — Sold

Danaher Corp Del Com (DHR) — Dividend — Buy

Digital Realty TR Inc (DLR) — Dividend — Sold

Disney (Walt) Co Com Stk (DIS) — None — Buy

Eli Lilly & Co (LLY) (X) — Dividend — Sold

Entergy Corp New (ETR) — Dividend — Sold

Emerson Elec Co (EMR) (X) — Dividend — Buy (add'l)

Emerson Elec Co (EMR) (X) — Sold

Exxon Mobile Corp (XOM) — Dividend — Sold (part)

Exxon Mobile Corp (XOM) — Sold

Fifth Third Bancorp (FITB) — Dividend — Buy (add'l)

Fifth Third Bancorp (FITB) — Sold

Fiserv Inc Wisc PV 1CT (FISV) — None — Buy

Hilton Worldwide (HLT) — None — Buy

Home Depot Inc. (HD) — Dividend

Honeywell Intl Inc Del (HON) — Dividend — Buy

Intel Corp (INTC) — Dividend — Buy

Intel Corp (INTC) — Buy (add'l)

Intel Corp (INTC) — Sold

JPMorgan Chase & Co (JPM) — Dividend — Sold (part)

JPMorgan Chase & Co (JPM) — Sold

Kinder Morgan Inc. Del (KMI) — Dividend — Buy (add'l)

Kinder Morgan Inc. Del (KMI) — Sold

Lockheed Martin Corp (LMT) — Dividend — Buy (add'l)

McDonalds Corp Com (MCD) — Dividend — Sold

Medtronic PLC SHS (MDT) — Dividend — Sold

Microchip Technology Inc (MCHP) — Dividend — Buy

Microsoft Corp (MSFT) — Dividend — Sold (part)

Microsoft Corp (MSFT) — Buy (add'l)

Nextera Energy Inc Shs (NEE) — Dividend — Buy

Parker Hannifin Corp (PH) — None — Buy

Pepsico Inc (PEP) — Dividend

Pfizer Inc (PFE) — Dividend — Sold (part)

Pfizer Inc (PFE) — Sold

Procter & Gamble Co (PG) — Dividend — Sold

Prologis Inc (PLD) — Dividend — Buy

Prudential Financial Inc (PRU) — Dividend — Sold

Realty Incm Crp Md PV (REIT) (X) — Dividend — Sold

Ross Stores Inc Com (ROST) — None — Buy

Royal Bank Canada PV (RY) — Dividend — Sold

Royal Dutch Shell PLC (RDSB) (Y)

Target Corp (TGT) — Dividend — Sold (part)

Target Corp (TGT) — Sold

Thermo Fisher Scientific (TMO) — Dividend — Buy

Toronto Dominion Bank (TD) — Dividend — Sold

Truist Finl Corp (TFC) — Dividend — Buy (add'l)

Truist Finl Corp (TFC) — Sold (part)

Union Pacific Corp (UNP) — Dividend — Buy

United Parcel Svc Cl B (UPS) (X) — Dividend — Sold

United Techs Corp Com (UTX) (Y)

V F Corporation (VFC) — Dividend — Sold

Verizon Communications Com (VZ) — Dividend — Sold

Visa Inc Cl A Shrs (V) — Dividend — Buy

Walmart Inc (WMT) — Dividend — Buy (add'l)

Zoetis Inc (ZTS) — Dividend — Buy

Account #3 (H)

ML Bank Deposit Program (X) — Interest

Bank New York Mellon (BK) (X) — None

Coca-Cola Common Stock (KO) — Dividend — Sold

Disney Common Stock (DIS) — Dividend — Sold (part)

Home Depot Inc. (HD) — Dividend — Sold (part)

Intel Stock (INTC) — Dividend — Sold

Peloton Interactive Inc (PTON) — None — Buy

Peloton Interactive Inc (PTON) — Sold (part)

Proctor & Gamble Co (PG) (X) — Dividend — Sold (part)

Splunk Inc (SPLK) — None — Sold

Stanley Black & Decker (SWK) (X) — Dividend

Account #4 (H)

ConnectOne Bank Common Stock (CNOB) — Dividend

Sirius Stock (SIRI) — Dividend — Sold (part)

Account #5 (H)

Amazon Com Inc. Com. (AMZN) — None — Sold (part)

Account #6 (H)

Alphabet Inc Shs Cl C (GOOG) — None — Sold (part)

Carrier Global Corp Reg (CARR) (X) — None — Sold

Nike Inc Cl B (NKE) — Dividend

Otis Worldwide Corp Reg (OTIS) (X) — Dividend — Sold

Raytheon (RTN) (X) — Dividend — Sold

Tesla Mtrs Inc. (TSLA) — None — Sold (part)

iShares iBoxx (LQD) — Dividend — Buy

MFS Growth Fund Cl C (MFECX) — Dividend — Buy

United Techs Corp Com. (UTX) — None — Merged (with line 134)

Whirlpool Corp (WHR) — Dividend — Sold

Co-Chair, Emory University School of Law/Institute for Complex Litigation and Mass Claims Working Group

Agreement — 2001 — NJ Defined Benefit Pension Plan

Income — 2020 — NJ State Defined Benefit Pension — $54,622.00

Spouse's income — 2020 — Board of Education, Cliffside Park - Salary

Spouse's income — 2020 — Borough of Cliffside Park - Salary

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.