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Pull out the substance of this filing.

What was filed

  • 62

    investments

  • 1

    positions

  • 0

    gifts

  • 2

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 2

    income

  • 0

    spouse income

Named parties

  • Rembolt Ludtke LLP
  • Rembolt Lutdke LLP law firm of counsel income
  • Rembolt Ludtke LLP law firm buyout income

As filed

Fidelity - Cash Account — Interest

Pinnacle Bank - Cash Account — Interest

Fidelity Brokerage Account (H)

Fidelity 500 Index Fund (FXAIX) — Dividend

Cash — Interest

Fidelity Traditional IRA: Rollover of 401K Funds (H)

Cash — Interest

Rembolt Ludtke LLP 401(k) Fidelity (H) — None

Alger Spectra Fund Class Z ASPZX — None — Sold

Alger Spectra Fund Class Y ASPYX — None — Buy

Alger Spectra Fund Class Y ASPYX — Sold

American Funds EuroPacific Growth Fund Class R-6 RERGX — None — Sold

BlackRock Equity Dividend Fund K Shares MKDVX — Dividend — Sold (part)

BlackRock Equity Dividend Fund K Shares MKDVX — Sold

Federated Total Return Gov't Bond Fund — Dividend — Buy (add'l)

Federated Total Return Gov't Bond Fund — Sold

Fidelity 500 Index Fund FXAIX — Dividend — Sold

Fidelity Contrafund K6 FLCNX — Dividend — Buy (add'l)

Fidelity Contrafund K6 FLCNX — Sold

Fidelity International Index Fund FSPSX — None — Buy (add'l)

Fidelity International Index Fund FSPSX — Sold

Fidelity U.S. Bond Index Fund FXNAX — Dividend — Buy (add'l)

Fidelity U.S. Bond Index Fund FXNAX — Sold

Invesco Oppenheimer Developing Markets Fund Class R6 ODVIX — None — Sold

Ivy Mid Cap Growth Fund Class N IGRFX — None — Sold (part)

Ivy Mid Cap Growth Fund Class N IGRFX — Sold

John Hancock Funds Disciplined Value Mid Cap Class R6 JVMRX — None — Buy (add'l)

John Hancock Funds Disciplined Value Mid Cap Class R6 JVMRX — Sold

PIMCO Investment Grade Corp. Bond Fund Institutional Class PIGIX — Dividend — Buy (add'l)

PIMCO Investment Grade Corp. Bond Fund Institutional Class PIGIX — Sold

T. Rowe Price Small-Cap Value Fund I Class PRVIX — None — Buy (add'l)

T. Rowe Price Small-Cap Value Fund I Class PRVIX — Sold

Vanguard Federal Money Market Fund Investor Shares VMFXX — Dividend — Buy (add'l)

Vanguard Federal Money Market Fund Investor Shares VMFXX — Sold

Fidelity Roth IRA #1 (H)

Apple Inc. (AAPL) — Dividend — Sold

DocuSign, Inc. (DOCU) — None — Sold

Mastercard Incorporated (MA) — Dividend — Sold

NVIDIA Corp (NVDA) — Dividend — Sold

Paycom Software Inc. (PAYC) — None — Sold

Stitch Fix Inc. (SFIX) — None — Sold

Fidelity Government Cash Reserves (FDRXX) — Interest

Fidelity Roth IRA #2 (H)

Berkshire Hathaway Inc. B Shares (BRK B) — None — Sold

Costco Wholesale Corp (COST) — Dividend

Disney (DIS) — Dividend

Starbucks Corp (SBUX) — Dividend

UnitedHealth Group (UNH) — Dividend

Vanguard Index 500 (VFINX) — Dividend

Fidelity Government Cash Reserves (FDRXX) — Interest

Fidelity HSA (H)

Cash — Interest

Nebraska NEST 529 Plan (H)

DFA US Small Cap Value 529D — None — Buy

State Street S&P 500 Index — None

Vanguard Total Stock Market Index — None

Vanguard Equity Income — None

T. Rowe Price Large Cap Growth — None

Tributary Small Company — None — Sold

Vanguard REIT Index — None

Fidelity Brokerage #2 (H)

Fidelity 500 Index Fund (FXAIX) — Dividend

Of-Counsel Attorney, Rembolt Ludtke LLP

Agreement — 01/01/2020 — Rembolt Ludtke LLP, agreement for payment of interest in former law firm

Agreement — 01/01/2020 — Rembolt Ludtke LLP, agreement for payment as Of-Counsel attorney

Income — 2020 — Rembolt Lutdke LLP law firm of counsel income — $123,226.00

Income — 2020 — Rembolt Ludtke LLP law firm buyout income — $24,000.00

Part I - Positions

1. I was a member of the panel of Chapter 7 bankruptcy trustees for Nebraska during 2020. I acted in this capacity as a lawyer at Rembolt Ludtke LLP. All Chapter

7 trustee fees were paid to the law firm. I was paid by the firm not directly from any of the bankruptcy estates.

2. I was the President and Secretary for Ben Sasse for U.S. Senate, Inc. I resigned in September 2019. The entity did not file the change with the Nebraska

Secretary of State records until 2020.

Part III-A Non-Investment Income

I was appointed to the bench on March 17, 2020. The Non-Investment Income from Rembolt Ludtke LLP on this report differs from the initial report. I was paid

regarding a contingent fee case. The income was earned under my Of-Counsel Agreement, but I was not paid until after I was appointed and after I filed the report.

Part VII - Investments and Trusts

1. Fidelity 500 Index Fund previously reported as held in the Fidelity Brokerage Account (Line 4) was transferred to different account (Line 62). The transaction

not listed as it is exempt.

2. I rolled the Rembolt Ludtke LLP 401(K) (Line 8) into a qualified Fidelity IRA (Line 6) in May 2020. All 401(K) assets were liquidated during the roll over.

3. Two accounts listed on my initial report are omitted because they were closed in 2019. They were listed on the initial report because its reporting period

included 2019. The accounts are TD Ameritrade HSA; and HSA Bank.

4. Some securities listed on my initial report are omitted because they were sold in 2019. They were listed on the initial report because its reporting period included

2019. The securities are Baron Small Cap Fund (BSCUX); Carlyle Group, LP (CG); Alphabet, Inc. (GOOG); CME Group, Inc. (CME); Markel Corporation

(MKL); and The Trade Desk, Inc. (TTD).

Amendment

This amended report modifies Part VII. The original report left column B(2) blank when there was no reportable income. The amended report indicates "None" for

those investments. The amendment was filed preemptively after I received a notice regarding my initial report, which also omitted "None" for investments with no

reportable income.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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