Joy Flowers Conti

What was filed

167
investments
3
positions
0
gifts
0
agreements
0
debts
4
reimbursements
0
income
1
spouse income

Named parties

Catholic Charities
Kushkushkee Trail Chapter of the Daughters of the American Revolution
University of South Carolina School of Law Cybersecurity Legal Task Force
George Mason University Foundation, Inc
The Naples Roundtable, Inc.
University of South Carolina
Arizona State University
Boenning & Scattergood - Salary

As filed

BROKERAGE ACCOUNT #1 - J (H)

Standard Bank Deposit Account — Interest

ROTH IRA ROLLOVER ACCOUNT #1 - W (H)

New Residential Invt Corp Stock — Dividend — Sold (part)

New Residential Invt Corp Stock — Buy (add'l)

SPDR S&P 500 ETF Trust Units — Dividend — Sold (part)

Fidelity Advusor Ser VII Technology Fund Cl A — Dividend

JP Morgan Chase & Co Stock — Dividend — Sold

Standard Bank Deposit Account — Interest

Conifer Hldgs 6.75% Pfd Inc Sr Note due 09/30/23 — Interest

Priority Income Fund Pfd Ser C 6.625% due 06/30/24 — Dividend

Galectin Theraputics Stock — None

Merchants Bancorp 7% Pfd Perp Mty Call 04/01/24 — Interest

First Internet 6% Pfd Bancorp due 6/30/29 — Interest

Apple Inc Stock — Dividend — Buy

Disney Walt Company — None — Buy

Invesco QQQ Trust — Dividend — Buy

Morgan Stanley Insight Fund — Dividend — Buy

Oxford Lane Capital Corp Stock — Dividend — Buy

Oceanfirst Fin 7% Pfd Stock — Dividend — Buy

RETIREMENT PLAN #2 - W (H)

TIAA Traditional Annuities — Interest

Vanguard REIT Index Fund — Dividend — Sold (part)

Vanguard REIT Index Fund — Sold (part)

CREF Stock R2 Fund — None — Sold (part)

CREF Stock R2 Fund — Sold (part)

CREF Money Market R2 — None — Sold (part)

CREF Money Market R2 — Sold (part)

Vanguard Small Cap Index Fund — Dividend — Sold (part)

Vanguard Small Cap Index Fund — Sold (part)

Vanguard Mid Cap Index Fund — Dividend — Sold (part)

Vanguard Mid Cap Index Fund — Sold (part)

American Mutual Fund R6 — Dividend — Sold (part)

American Mutual Fund R6 — Sold (part)

Dodge & Cox Income Fund — Dividend — Sold (part)

Dodge & Cox Income Fund — Sold (part)

ROTH IRA ROLLOVER ACCOUNT #3 - H (H)

JP Morgan Value Advantage Fund — Dividend — Sold

JP Morgan Chase & Co Stock — Dividend

SPDR S&P 500 ETF Trust Units — Dividend — Sold (part)

Standard Bank Deposit Account — Interest

Assured Guaranty Ltd — Dividend — Sold

Conifer Hldgs 6.75% Pfd Inc Sr Note due 09/30/23 — Dividend

Invesco Global Opport Fund (Name Change) — Dividend

Southerly Hotels 8.25% Pfd Perp Mty Call 04/18/24 — None

ETF Managers Trust Prime Cyber Sec — Dividend

First Internet 6% Pfd Bancorp Note Due 6/30/29 — Interest

New Residential Invt Corp Stick — Dividend — Buy (add'l)

Apple Inc Stock — Dividend — Buy

Palantir Technologies Inc Stock — None — Buy

Morgan Stanley Insight Fund\ — Dividend — Buy

Oxford Lane Capital Corp Stock — Dividend — Buy

IRA ROLLOVER ACCOUNT #6 - H (H)

S&T Bancorp Stock — Dividend

Standard Bank Deposit Account — Interest

JP Morgan Value Advantage Fund — None — Sold

SPDR SER TR S&P REGL BKG ETF — Dividend

SPDR SER TR S&P BK ETF — None — Sold

SPDR S&P 500 ETF Trust Units — Dividend — Sold

SPDR S&P 500 ETF Trust Units — Buy

SPDR S&P 500 ETF Trust Units — Buy (add'l)

JP Morgan Chase & Co Stock — Dividend

New Residential Invt Corp Stock (REIT) — Dividend — Buy (add'l)

Vanguard Information ETF Technology — Dividend

Weatherford International PLC Stock New (Name Change) — None — Sold

Priority Income Fund Pfd Ser C 6.625% Mty 06/30/24 — Dividend

Merchants Bancorp 7% Pfd Perp Mty Call 04/01/24 — Dividend

Tristate Cap 6.375% Pfd Perp Call 07/01/24 — Dividend

Invesco QQQ Trust — Dividend — Buy

Invesco QQQ Trust — Buy (add'l)

MTBC Inc 11% Pfd Stock — Dividend — Buy

Columbia Small Cap Growth Fund — Dividend — Buy

Vanguard Information ETF Technology — Dividend — Buy

CITIZENS BANK ACCOUNTS — None

MASSACHUSETTS MUTUAL WHOLE LIFE INS POLICY — None

METROPOLITAN LIFE WHOLE LIFE INS POLICY — None

METRO LIFE (Name Change from Genl Amer) WHOLE LIFE INS POLICY — None

MASSACHUSETTS MUTUAL WHOLE LIFE INS POLICY — None

METROPOLITAN LIFE WHOLE LIFE INS POLICY — None

NORTHWESTERN WHOLE LIFE INS POLICY — None

MASSACHUSETTS MUTUAL WHOLE LIFE INS POLICY — None

HUNTINGTON BANK ACCOUNT — None

BROKERAGE ACCOUNT #2 (W) (H)

New Residential Investment Corp Stock (REIT) — Dividend

Standard Bank Deposit Account — Interest

ROTH IRA ROLLOVER ACCOUNT #7 - H (H)

Safe-T-Shade LLC — None

Averatek Inc Stock — None

Averatek 8% Convertible Note due 4/30/22 — Interest

SEVENTH STREET INVESTMENT LP — None

TAASERA INC STOCK — None — Sold

401(K) PLAN #1 - H (H)

Standard Bank Deposit Account — Interest

Invesco QQQ ETF Trust Units — Dividend

SPDR S&P 500 ETF Trust Units — Dividend

Honorary Board Member, Catholic Charities

Regent, Kushkushkee Trail Chapter of the Daughters of the American Revolution

Member, University of South Carolina School of Law Cybersecurity Legal Task Force

Reimbursement — George Mason University Foundation, Inc — January 31 - February 6, 2020 — Key West, FL — Short Course on Economics and Case Analysis Seminar — Lodging, Transportation, Meals

Reimbursement — The Naples Roundtable, Inc. — February 15-20, 2020 — Naples, FL — 2020 3rd Annual Leahy Institute of Advanced Patent Studies — Lodging, Transportation, Meals

Reimbursement — University of South Carolina — March 4-5, 2020 — Columbia, SC — Ransomware - National Cybersecurity Legal Institute — Lodging, Transportation, Meals

Reimbursement — Arizona State University — March 10-12, 2020 — Phoenix, AZ — 2020 ASU - Arkfeld eDiscovery Conference — Lodging, Transportation, Meals

Spouse's income — 2020 — Boenning & Scattergood - Salary

ADDITIONAL INFORMATION FOR:

Part VII Investments and Trusts

From prior years:

There is no Retirement Plan #1

There is no IRA Rollover/Roth IRA Rollover Accounts # 2, 4 or 5