Mary Patricia Gorman

Trust #1- checking account at JP Morgan Chase — None

Trust #2 - checking account at JP Morgan Chase — None

Trust #1- whole life policy with Gen. Amer. Life — Dividend

Trust #2 - whole life policy with Gen. Amer. Life — Dividend

Whole life policy with Northwesterm Mutual Life Ins. — Dividend

AMG Funds Timessquare Mid Cap Gr. — Dividend — Sold (part)

American Funds Euro Pac.Growth Fd. — Dividend

Artisan Partners Fds. Small Cap Fd. — Dividend — Sold (part)

Baird Funds-AGS BondFund — Dividend — Buy

Baird Funds-AGS BondFund — Sold (part)

BlackrockGlobal Alloc. Instit. — Dividend — Sold (part)

Delaware Group Equity FDS II Value Fd. — Dividend — Buy (add'l)

Delaware Group Equity FDS II Value Fd. — Buy (add'l)

BNY Mellon Fds Dynamic Total Return (Dreyfus)(name change) — None — Sold

Fidelity Advisor Strategic Income Fd. — Dividend — Sold (part)

Fidelity 500 Index Fund — Dividend

First Eagle Funds Global Fd. — Dividend — Buy (add'l)

First Eagle Funds Global Fd. — Buy (add'l)

Forward Funds Tactical Growth Fund — Dividend — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Dividend — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Sold (part)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Goldman Sachs Finl Square Treas. Instrs. Fd. — Buy (add'l)

Harbor Cap. Apprec. Fd. — Dividend — Sold (part)

Harbor Cap. Apprec. Fd. — Sold (part)

Hartford Mut. Funds FDS- Midcap Funds — Dividend — Sold (part)

Hartford Mut Funds - Cap. Apprec. Fund — Dividend — Buy

Hartford Mut Funds - Cap. Apprec. Fund — Buy (add'l)

Jensen Portfolio Income — Dividend — Buy (add'l)

Jensen Portfolio Income — Sold (part)

Jensen Portfolio Income — Buy (add'l)

Jensen Portfolio Income — Buy (add'l)

Jensen Portfolio Income — Buy (add'l)

Jensen Portfolio Income — Buy (add'l)

Jensen Portfolio Income — Buy (add'l)

John Hancock Classic Value Fund — None — Sold

John Hancok Funds Absolute Return Currency — None — Sold

John Hancock Funds III Disciplined Value Cap Fd — Dividend — Sold

John Hancock Funds III Disciplined Value Cap Fd — Buy

John Hancock Funds III Disciplined Value Cap Fd — Buy (add'l)

JP Mprgan Tr. I US Equity Fund — Dividend — Sold

JP Mprgan Tr.1 Global Alloc. Fund — Dividend — Buy

JP Mprgan Tr.1 Global Alloc. Fund — Buy (add'l)

JP Morgan Chase - bank account — None

JP Morgan Chase- bank account — Interest

Lazard Funds - US Equity — Dividend — Buy

Lazard Funds - US Equity — Buy (add'l)

LoCorr Invt. Trust Macro Strategies Fund — Dividend

Mainstay Large Cap Growth Fd Cl. I — Dividend

Meridian FD Inc. Sm Cap Growth Fds — Dividend

Metropolitan West Funds Total Return Bond Fund — Dividend — Buy (add'l)

MFS Ser. TR III Municipal High Inc. Fund CL I — Dividend — Buy (add'l)

MFS Ser. TR X Emerging Mkts Class I — Dividend — Buy (add'l)

MFS Ser. Tr.I Value Fund — Dividend

Natixis Fds. - Alpha Simplex (Managed Futures) — Dividend — Sold (part)

Invesco Oppenheimer Dev. Mkts Fd. (name change) — Dividend — Sold (part)

InvescoOppenheimer Global Fund (name change) — Dividend — Sold (part)

InvescoOppenheimer Global Fund (name change) — Sold (part)

Pimco All Asset Fund — Dividend — Sold (part)

Pimco All Asset Fund — Buy (add'l)

Pimco Funds Pacific Investment — Dividend — Buy (add'l)

Principal Funds High Yield Fd. — Dividend

Putnam Absolute Return — None — Sold

Russell Invt. Co Emerging Mkts. Fd — Dividend — Sold

Russell Invt. Co Emerging Mkts. Fd — Buy

Russell Invt. Co Emerging Mkts. Fd — Buy (add'l)

Russell Invt. Co. Developed Mkts Fd. — Dividend — Sold

Russell Invt. Co. Developed Mkts Fd. — Buy

Russell Invt. Co. Strategic Bond Fd. — Dividend

Russell Invt. Co. US Small Cap Equity Fd. — Dividend — Sold

Russell Invt. Co. US Small Cap Equity Fd. — Buy

Russell Invt. Co. US Strat. Equity Fd. — Dividend — Sold

Russell Invt. Co. US Strat. Equity Fd. — Buy

Russell Invt. Co. US Strat. Equity Fd. — Buy (add'l)

Russell Multi Asset Growth Strategy Fd. — Dividend — Buy

Russell Multi Asset Growth Strategy Fd. — Buy (add'l)

T. Rowe Price IntrnlFund-Overseas Stock — Dividend — Sold

T. Rowe Price IntrnlFund-Overseas Stock — Buy

T. Rowe Price IntrnlFund-Overseas Stock — Buy (add'l)

T. Rowe Price Summit Mun. Fds. — Dividend — Buy (add'l)

Thornburg Inv. Tr. Global Opportunities Fund — Dividend — Sold

Tributary Fds. Sm Co. Fund — Dividend — Sold

Tributary Fds. Sm Co. Fund — Buy

Tributary Fds. Sm Co. Fund — Buy (add'l)

Tributary Fds. Sm Co. Fund — Buy (add'l)

Undiscovered Managers Behavioral Value Fund — Dividend

Victory Portfolios Small Co Opportunity Fd. — Dividend — Sold

Victory Portfolios Small Co Opportunity Fd. — Buy

Victory Portfolios Small Co Opportunity Fd. — Buy (add'l)

Virtus Emerging Mkts Opp. Ff n/k/a Virtus Opportunities — Dividend

Wells Fargo Fds. Emerging Mkts Equity Fund — Dividend — Sold (part)

Wells Fargo Global Sm Cap — Dividend — Buy (add'l)

Wells Fargo Funds Spec. Mid Cap Value — Dividend

Wells Fargo Absolute Return Fund — Dividend — Sold (part)

Wells Fargo Absolute Return Fund — Sold (part)

American Funds Int.Gr. & Inc. Fund — None — Buy

American Funds Int.Gr. & Inc. Fund — Sold

Fundamental Invs. Inc. — None — Buy

Fundamental Invs. Inc. — Buy (add'l)

Fundamental Invs. Inc. — Sold

Lazard Fund-Emerging Mkts. — None — Buy

Lazard Fund-Emerging Mkts. — Buy (add'l)

Lazard Fund-Emerging Mkts. — Sold

Royce Premier Fund — None — Buy

Royce Premier Fund — Sold

Trustee, Trust #1. Brother-in-law is settlor. Sole benficiaries are my sister, nieces and nephews.

Trustee, Trust #2. Brother -in-law is settlor. Sole beneficiairies are my sister, nieces and nephews.